Edward D. Jones & Co. L.P. | Jones Financial | investor protection violation | 2019 | SD-INS | $10,000 |
Selective Insurance Company of South Carolina | Selective Insurance Group | insurance violation | 2014 | TN-INS | $10,000 |
Broadspire Services Inc. | Crawford & Co. | insurance violation | 2016 | TN-INS | $10,000 |
Pruco Securities LLC | Prudential Financial | investor protection violation | 2004 | TX-SEC | $10,000 |
Sentinel Insurance Company Ltd. | Hartford Financial Services | insurance violation | 2010 | TX-INS | $10,000 |
Trumbull Insurance Company | Hartford Financial Services | insurance violation | 2010 | TX-INS | $10,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2011 | TX-INS | $10,000 |
Travelers Casualty Insurance Company of America | Travelers | insurance violation | 2014 | TX-INS | $10,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2014 | TX-INS | $10,000 |
Travelers Indemnity Company | Travelers | insurance violation | 2015 | TX-INS | $10,000 |
The Travelers Indemnity Company | Travelers | insurance violation | 2015 | TX-INS | $10,000 |
Unitrin County Mutual Insurance Company | Kemper | insurance violation | 2016 | TX-INS | $10,000 |
Protective Insurance Company | Progressive | insurance violation | 2017 | TX-INS | $10,000 |
Travelers Lloyds of Texas Insurance Company | Travelers | insurance violation | 2017 | TX-INS | $10,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2018 | TX-INS | $10,000 |
LM Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $10,000 |
National Interstate Insurance Company | American Financial Group | insurance violation | 2018 | TX-INS | $10,000 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2019 | TX-INS | $10,000 |
Liberty Mutual Insurance Company | Liberty Mutual Insurance | insurance violation | 2019 | TX-INS | $10,000 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2019 | TX-INS | $10,000 |
Globe Life and Accident Insurance Company | Globe Life Inc. | insurance violation | 2013 | UT-INS | $10,000 |
Liberty Mutual General Insurance Company | Liberty Mutual Insurance | insurance violation | 2016 | UT-INS | $10,000 |
UNITED AMERICAN INSURANCE CO. | Globe Life Inc. | insurance violation | 2002 | VA-INS | $10,000 |
ALLSTATE INSURANCE COMPANY | Allstate | insurance violation | 2002 | VA-INS | $10,000 |
PRINCIPAL LIFE INSURANCE CO | Principal Financial | insurance violation | 2003 | VA-INS | $10,000 |
PROTECTIVE LIFE INSURANCE CO. | Dai-ichi Life | insurance violation | 2004 | VA-INS | $10,000 |
SUNAMERICA SECURITIES, INC. | American International Group | investor protection violation | 2006 | VA-SEC | $10,000 |
GENERAL AMERICAN LIFE INSURANCE | MetLife | insurance violation | 2006 | VA-INS | $10,000 |
XL LIFE INSURANCE AND ANNUITY | AXA | insurance violation | 2006 | VA-INS | $10,000 |
AIG CASUALTY INSURANCE CO., ET AL. | American International Group | insurance violation | 2008 | VA-INS | $10,000 |
Auto-Owners Insurance Company and Owners Insurance Company | Auto-Owners Insurance | insurance violation | 2011 | VA-INS | $10,000 |
CAROLINA CASUALTY INSURANCE CO | W.R. Berkley | insurance violation | 2011 | VA-INS | $10,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2011 | VA-INS | $10,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2011 | VA-INS | $10,000 |
American Family Life Assurance Company of Columbus | Aflac | insurance violation | 2013 | VA-INS | $10,000 |
SELECTIVE INSURANCE CO. ET AL. | Selective Insurance Group | insurance violation | 2018 | VA-INS | $10,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2019 | VA-SEC | $10,000 |
Lincoln Financial Securities Corporation | Lincoln National | investor protection violation | 2010 | VT-FIN | $10,000 |
Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2010 | WA-INS | $10,000 |
Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2011 | WA-INS | $10,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2011 | WA-INS | $10,000 |
Chicago Title Insurance Company | Fidelity National Financial | insurance violation | 2011 | WA-INS | $10,000 |
Farmers Insurance Company Of Washington And Farmers Insurance Exchange | Zurich Insurance | insurance violation | 2012 | WA-INS | $10,000 |
American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2013 | WA-INS | $10,000 |
American Alternative Insurance Corporation et al. | Munich Re | insurance violation | 2013 | WA-INS | $10,000 |
Hartford Fire Insurance Company And Twin City Fire Insurance Company | Hartford Financial Services | insurance violation | 2013 | WA-INS | $10,000 |
Fidelity & Guaranty Life Insurance Company | Fidelity National Financial | insurance violation | 2014 | WA-INS | $10,000 |
Time Insurance Company Ii | Haven Holdings | insurance violation | 2015 | WA-INS | $10,000 |
Transamerica Casualty Insurance Company | Aegon | insurance violation | 2015 | WA-INS | $10,000 |
Allstate Indemnity Company et al. | Allstate | insurance violation | 2015 | WA-INS | $10,000 |
American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2015 | WA-INS | $10,000 |
Qbe Insurance Corporation | QBE Insurance | insurance violation | 2016 | WA-INS | $10,000 |
American Family Connect Property And Casualty Insurance Company | American Family Insurance | insurance violation | 2016 | WA-INS | $10,000 |
State Farm Fire & Casualty Company | State Farm Insurance | insurance violation | 2017 | WA-INS | $10,000 |
Farmers Insurance Company Of Washington | Zurich Insurance | insurance violation | 2017 | WA-INS | $10,000 |
Hartford Insurance Company The Midwest | Hartford Financial Services | insurance violation | 2017 | WA-INS | $10,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2017 | WA-INS | $10,000 |
Ameritas Life Insurance Corp | Ameritas Mutual Holding Company | insurance violation | 2017 | WA-INS | $10,000 |
Depositors Insurance Company | Nationwide | insurance violation | 2017 | WA-INS | $10,000 |
Berkley National Insurance Company | W.R. Berkley | insurance violation | 2018 | WA-INS | $10,000 |
Ticor Title Company | Fidelity National Financial | insurance violation | 2018 | WA-INS | $10,000 |
American Strategic Insurance Corp | Progressive | insurance violation | 2018 | WA-INS | $10,000 |
American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2018 | WA-INS | $10,000 |
Horace Mann Insurance Company | Horace Mann Educators Corp. | insurance violation | 2018 | WA-INS | $10,000 |
State Farm Life Insurance Company | State Farm Insurance | insurance violation | 2018 | WA-INS | $10,000 |
American Automobile Insurance Company | Allianz | insurance violation | 2018 | WA-INS | $10,000 |
Banner Life Insurance Company | Legal & General Group PLC | insurance violation | 2019 | WA-INS | $10,000 |
American General Life Insurance Company | American International Group | insurance violation | 2020 | WA-INS | $10,000 |
Liberty Insurance Underwriters Inc. | Liberty Mutual Insurance | insurance violation | 2000 | WI-INS | $10,000 |
National Union Fire Ins Co. of Pittsburgh | American International Group | insurance violation | 2003 | WI-INS | $10,000 |
National Union Fire Ins Co. of Pittsburgh | American International Group | insurance violation | 2003 | WI-INS | $10,000 |
Universal Underwriters Service Corp. | Zurich Insurance | insurance violation | 2008 | WI-INS | $10,000 |
Nationwide Life Insurance Co. | Nationwide | insurance violation | 2020 | CT-INS | $10,000 |
Travelers Property Casualty Co. of America | Travelers | insurance violation | 2020 | TX-INS | $10,000 |
Sentinel Insurance Company, Ltd. | Hartford Financial Services | insurance violation | 2020 | TX-INS | $10,000 |
Arch Insurance Co. | Arch Capital | insurance violation | 2020 | WA-INS | $10,000 |
Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2020 | OR-FIN | $10,000 |
CONTINENTAL WESTERN INSURANCE COMPANY | W.R. Berkley | insurance violation | 2020 | WA-INS | $10,000 |
AMERICAN ECONOMY INSURANCE COMPANY ET AL. | Liberty Mutual Insurance | insurance violation | 2020 | WA-INS | $10,000 |
Trafigura Beheer B.V. Amsterdam | Trafigura | air pollution violation | 2012 | CA-ARB | $10,000 |
Glencore | Glencore | air pollution violation | 2006 | CA-ARB | $10,000 |
HANOVER INSURANCE GROUP | Hanover Insurance | environmental violation | 2002 | MA-ENV | $10,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2021 | MN-FIN | $10,000 |
BUCKEYE RARITAN BAY TERMINAL | IFM Investors | air pollution violation | 2013 | NJ-ENV | $10,000 |
BUCKEYE PIPELINE CO LLP | IFM Investors | air pollution violation | 2008 | NJ-ENV | $10,000 |
Synagro - WWT, Inc. | Goldman Sachs | environmental violation | 2005 | OH-ENV | $10,000 |
Travelers Home and Marine Insurance Company | Travelers | insurance violation | 2021 | WA-INS | $10,000 |
UBS International Inc. | UBS | investor protection violation | 2005 | FINRA | $10,000 |
UBS Securities, L.L.C. | UBS | investor protection violation | 2004 | FINRA | $10,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2001 | FINRA | $10,000 |
Spear, Leeds & Kellogg | Goldman Sachs | investor protection violation | 2001 | FINRA | $10,000 |
Chase Securities, Inc. | JPMorgan Chase | investor protection violation | 2001 | FINRA | $10,000 |
Prudential Securities, Inc. | Wells Fargo | investor protection violation | 2001 | FINRA | $10,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2021 | CA-MHC | $10,000 |
E-Trade Financial Corporate Services, Inc. | Morgan Stanley | consumer protection violation | 2021 | CT-BKG | $10,000 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2020 | CT-INS | $10,000 |
American General Life Insurance Company | American International Group | insurance violation | 2020 | CT-INS | $10,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2020 | CT-INS | $10,000 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2020 | CT-INS | $10,000 |
American Guarantee and Liability Insurance Company | Zurich Insurance | insurance violation | 2020 | CT-INS | $10,000 |
United Services Automobile Association et al. | USAA | insurance violation | 2021 | VA-INS | $10,000 |