Reliance Standard Life Insurance Co. | Tokio Marine | insurance violation | 2009 | KS-INS | $6,300 |
Old Republic Insurance Co. | Old Republic International | insurance violation | 2009 | KS-INS | $5,000 |
Progressive Direct Insurance Co. | Progressive | insurance violation | 2009 | KS-INS | $5,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2009 | KS-INS | $8,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2010 | KS-INS | $22,000 |
Liberty Mutual Insurance Co. | Liberty Mutual Insurance | insurance violation | 2010 | KS-INS | $13,000 |
The Travelers Indemnity Co. et al. | Travelers | insurance violation | 2010 | KS-INS | $10,000 |
Globe Life & Accident Insurance Co. | Globe Life Inc. | insurance violation | 2012 | KS-INS | $17,250 |
Continental Western Insurance Co. | W.R. Berkley | insurance violation | 2012 | KS-INS | $6,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2012 | KS-INS | $5,000 |
Farmers Insurance Company, Inc. | Zurich Insurance | insurance violation | 2013 | KS-INS | $50,000 |
Allstate Fire and Casualty Co. | Allstate | insurance violation | 2014 | KS-INS | $10,000 |
Seneca Insurance Co. | Fairfax Financial Holdings | insurance violation | 2014 | KS-INS | $5,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2015 | KS-INS | $81,000 |
State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2015 | KS-INS | $10,000 |
Farmers Insurance Company, Inc. | Zurich Insurance | insurance violation | 2016 | KS-INS | $20,000 |
American General Life Insurance Co. | American International Group | insurance violation | 2016 | KS-INS | $15,000 |
American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2016 | KS-INS | $20,000 |
AGCS Marine Insurance Co. | Allianz | insurance violation | 2017 | KS-INS | $63,483 |
Great American Insurance Co. | American Financial Group | insurance violation | 2017 | KS-INS | $13,000 |
Companion Life Insurance Co. | BlueCross BlueShield of South Carolina | insurance violation | 2017 | KS-INS | $100,000 |
Standard Fire Insurance Co. | Travelers | insurance violation | 2018 | KS-INS | $7,500 |
Liberty Mutual Insurance | Liberty Mutual Insurance | insurance violation | 2018 | KS-INS | $80,000 |
Allianz Life Insurance Company of North America | Allianz | insurance violation | 2019 | KS-INS | $60,000 |
Auto-Owners (Mutual) Insurance Co. and Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2019 | KS-INS | $10,000 |
National Union Fire Insurance Company of Pittsburgh, Pa | American International Group | insurance violation | 2021 | KS-INS | $5,000 |
USAA Casualty Insurance Company et al. | USAA | insurance violation | 2021 | KS-INS | $5,000 |
Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2022 | KS-INS | $7,000 |
Progressive Direct Insurance Company et al. | Progressive | insurance violation | 2022 | KS-INS | $5,000 |
Travelers Home and Marine Insurance Company | Travelers | insurance violation | 2022 | KS-INS | $26,240 |
Travelers Personal Insurance Company | Travelers | insurance violation | 2022 | KS-INS | $5,980 |
Bankers Life and Casualty Company | CNO Financial | privacy violation | 2002 | KY-AG | $5,000 |
Discover Financial Services, Inc./Millenium Teleservices, Inc. | Discover Financial Services | privacy violation | 2002 | KY-AG | $5,000 |
PNC Bank | PNC Financial Services | privacy violation | 2002 | KY-AG | $5,000 |
Student Loan Xpress, Inc. | First Citizens BancShares | consumer protection violation | 2010 | KY-AG | $3,600,000 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | consumer protection violation | 2023 | KY-AG | $1,350,000 |
THE HENNEGAN CO | Chatham Asset Management | environmental violation | 2016 | KY-ENV | $5,000 |
THE HENNEGAN COMPANY | Chatham Asset Management | air pollution violation | 2004 | KY-ENV | $70,000 |
Morgan Stanley D.W., Inc. | Morgan Stanley | investor protection violation | 2004 | KY-FIN | $100,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2008 | KY-FIN | $105,000 |
Home Loan Center, Inc. dba Lending Tree Loans | LendingTree | consumer protection violation | 2008 | KY-FIN | $16,000 |
AmeriSave Mortgage Corp. | AmeriSave Mortgage | consumer protection violation | 2009 | KY-FIN | $18,000 |
Allied Home Mortgage Capital Corp. | Americus Mortgage | consumer protection violation | 2009 | KY-FIN | $5,740 |
Mortgage Access Corp. dba Weichert Financial Services | Weichert Financial Services | consumer protection violation | 2009 | KY-FIN | $5,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | investor protection violation | 2009 | KY-FIN | $983,984 |
James B. Nutter & Company | James B. Nutter & Company | consumer protection violation | 2010 | KY-FIN | $24,000 |
PHH Mortgage Corp. | Ocwen Financial | consumer protection violation | 2010 | KY-FIN | $8,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2010 | KY-FIN | $19,500 |
Provident Funding Associates, LP | Provident Funding Associates | consumer protection violation | 2011 | KY-FIN | $66,000 |
PHH Mortgage Corp. | Ocwen Financial | consumer protection violation | 2011 | KY-FIN | $5,000 |
Stonegate Mortgage Corp. | Home Point Capital | consumer protection violation | 2013 | KY-FIN | $5,000 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2015 | KY-FIN | $25,000 |
PennyMac Loan Services, LLC | PennyMac Financial Services | consumer protection violation | 2015 | KY-FIN | $20,000 |
Cash America International, Inc. | FirstCash | consumer protection violation | 2015 | KY-FIN | $116,998 |
Homeward Residential, Inc. | Ocwen Financial | consumer protection violation | 2015 | KY-FIN | $10,000 |
LendingTree, LLC | LendingTree | consumer protection violation | 2016 | KY-FIN | $25,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2016 | KY-FIN | $6,000 |
AmeriSave Mortgage Corp. | AmeriSave Mortgage | consumer protection violation | 2019 | KY-FIN | $5,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2020 | KY-FIN | $325,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | KY-FIN | $5,465 |
Bank of Louisville | Truist Financial | investor protection violation | 2002 | KY-INS | $27,000,000 |
Louisiana Generating, LLC | Macquarie | environmental violation | 2019 | LA-ENV | $16,500 |
Iberiabank Corp | First Horizon National | environmental violation | 2017 | LA-ENV | $14,213 |
Louisiana Generating, LLC | Macquarie | environmental violation | 2014 | LA-ENV | $46,962 |
Louisiana Generating, LLC | Macquarie | environmental violation | 2013 | LA-ENV | $1,750,000 |
Imperial Sugar Company | Louis Dreyfus | environmental violation | 2012 | LA-ENV | $10,770 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2017 | LA-INS | $10,000 |
AIG Claims, Inc. | American International Group | insurance violation | 2018 | LA-INS | $11,000 |
American Health and Life Insurance Co. | OneMain Holdings | insurance violation | 2019 | LA-INS | $11,000 |
Progressive Paloverde Insurance Co. | Progressive | insurance violation | 2019 | LA-INS | $5,000 |
Axa Insurance Co. | AXA | insurance violation | 2019 | LA-INS | $6,000 |
The Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2019 | LA-INS | $10,000 |
First American Title Insurance Company of Louisiana | First American Financial | insurance violation | 2021 | LA-INS | $5,000 |
National Union Fire Insurance Company of Pittsburgh, Pa | American International Group | insurance violation | 2021 | LA-INS | $9,000 |
Cleco Power | Macquarie | utility administrative violation | 2004 | LA-PSC | $18,000,000 |
Allstate Company, Inc. | Allstate | wage and hour violation | 2007 | MA-AG | $125,000 |
American Automobile Insurance Co. | Allianz | consumer protection violation | 2011 | MA-AG | $571,394 |
American Bankers Insurance Co. | Assurant | consumer protection violation | 2006 | MA-AG | $20,000 |
American International Group | American International Group | wage and hour violation | 2009 | MA-AG | $900,000 |
American International Group | American International Group | False Claims Act and related | 2008 | MA-AG | $218,920 |
American International Group | American International Group | False Claims Act and related | 2007 | MA-AG | $58,500,000 |
American Security Insurance Co. | Assurant | consumer protection violation | 2017 | MA-AG | $6,300,000 |
American Security Insurance Co. | Assurant | consumer protection violation | 2015 | MA-AG | $565,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | consumer protection violation | 2009 | MA-AG | $200,000 |
Amica Mutual Insurance Co. | Amica Mutual Insurance | consumer protection violation | 2012 | MA-AG | $837,384 |
Bank of America | Bank of America | mortgage abuses | 2015 | MA-AG | $675,000 |
Bank of America | Bank of America | discriminatory practices (non-employment) | 2006 | MA-AG | $50,000 |
Barclays Bank PLC | Barclays | toxic securities abuses | 2013 | MA-AG | $36,100,000 |
BNY Mellon Shareowner Services | Bank of New York Mellon | investor protection violation | 2010 | MA-AG | $30,000 |
Citigroup | Citigroup | mortgage abuses | 2015 | MA-AG | $675,000 |
Citigroup | Citigroup | toxic securities abuses | 2008 | MA-AG | $20,000,000 |
Continental American Insurance Co. | Aflac | consumer protection violation | 2010 | MA-AG | $25,000 |
Countrywide Securities Corp. | Bank of America | mortgage abuses | 2013 | MA-AG | $17,300,000 |
Ditech Financial, LLC | Ditech Holding Corporation | consumer protection violation | 2016 | MA-AG | $1,400,000 |
Encompass Insurance Co. | Allstate | consumer protection violation | 2015 | MA-AG | $25,000 |
Encompass Insurance Company of Massachusetts | Allstate | consumer protection violation | 2012 | MA-AG | $1,972,635 |
Goldman Sachs & Co. | Goldman Sachs | mortgage abuses | 2009 | MA-AG | $60,000,000 |
Great American Insurance Co. | American Financial Group | insurance violation | 2009 | MA-AG | $176,000 |
H&R Block, Inc. | H&R Block | discriminatory practices (non-employment) | 2011 | MA-AG | $125,000,000 |
Hanover Insurance Co. | Hanover Insurance | consumer protection violation | 2009 | MA-AG | $415,000 |
Hanover Insurance Group | Hanover Insurance | consumer protection violation | 2010 | MA-AG | $2,500,000 |