Praetorian Insurance Company | QBE Insurance | insurance violation | 2015 | TX-INS | $20,000 |
LIBERTY INSURANCE CORPORATION | Liberty Mutual Insurance | insurance violation | 2015 | VA-INS | $32,675 |
OLD REPUBLIC NATIONAL TITLE INSURANCE CO | Old Republic International | insurance violation | 2015 | VA-INS | $5,000 |
ALLSTATE INSURANCE COMPANY | Allstate | insurance violation | 2015 | VA-INS | $197,201 |
ESURANCE INSURANCE COMPANY | Allstate | insurance violation | 2015 | VA-INS | $50,508 |
AUTO OWNERS INSURANCE COMPANY | Auto-Owners Insurance | insurance violation | 2015 | VA-INS | $114,217 |
WELLS FARGO ADVISORS | Wells Fargo | investor protection violation | 2015 | VA-SEC | $205,000 |
FEDERAL INSURANCE CO., | Chubb Limited | insurance violation | 2015 | VA-INS | $132,761 |
TNUS INSURANCE COMPANY ET AL. | Tokio Marine | insurance violation | 2015 | VA-INS | $120,233 |
PROGRESSIVE ADVANCED INSURANCE CO. | Progressive | insurance violation | 2015 | VA-INS | $263,479 |
NATIONWIDE LIFE INSURANCE CO. | Nationwide | insurance violation | 2015 | VA-INS | $16,340 |
NEXT FINANCIAL GROUP, INC. | Atria Wealth Solutions | investor protection violation | 2015 | VA-SEC | $18,000 |
HCC LIFE INSURANCE COMPANY | Tokio Marine | insurance violation | 2015 | VA-INS | $9,000 |
State Farm Fire & Casualty Company and State Farm Mutual Auto Insurance Co. | State Farm Insurance | insurance violation | 2015 | VT-FIN | $29,750 |
Ocwen Loan Servicing LLC | Ocwen Financial | privacy violation | 2015 | VT-FIN | $155,000 |
Time Insurance Company Ii | Haven Holdings | insurance violation | 2015 | WA-INS | $10,000 |
State Farm Fire & Casualty Company | State Farm Insurance | insurance violation | 2015 | WA-INS | $30,000 |
Farmers Insurance Company Of Washington | Zurich Insurance | insurance violation | 2015 | WA-INS | $100,000 |
National Union Fire Insurance Company Of Pittsburgh, Pa | American International Group | insurance violation | 2015 | WA-INS | $300,000 |
Hartford Accident & Indemnity Company et al. | Hartford Financial Services | insurance violation | 2015 | WA-INS | $20,000 |
Transamerica Casualty Insurance Company | Aegon | insurance violation | 2015 | WA-INS | $10,000 |
Allstate Indemnity Company et al. | Allstate | insurance violation | 2015 | WA-INS | $10,000 |
Bankers Standard Insurance Company | Chubb Limited | insurance violation | 2015 | WA-INS | $25,000 |
United Of Omaha Life Insurance Company | Mutual of Omaha | insurance violation | 2015 | WA-INS | $5,000 |
National Union Fire Insurance Company Of Pittsburgh, Pa | American International Group | insurance violation | 2015 | WA-INS | $110,000 |
National Union Fire Insurance Company Of Pittsburgh, Pa | American International Group | insurance violation | 2015 | WA-INS | $200,000 |
American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2015 | WA-INS | $10,000 |
Hartford Accident & Indemnity Company | Hartford Financial Services | insurance violation | 2015 | WA-INS | $15,000 |
AGCS Marine Insurance Company | Allianz | insurance violation | 2015 | WA-INS | $300,000 |
Ticor Title Company | Fidelity National Financial | insurance violation | 2015 | WA-INS | $5,000 |
Farmers Insurance Company Of Washington | Zurich Insurance | insurance violation | 2015 | WA-INS | $300,000 |
Cash Call Inc. and Western Sky Financial LLC | CashCall Inc. | consumer protection violation | 2015 | WA-FIN | $2,000,000 |
New Day Financial, LLC d/b/a NewDay USA | New Day Financial LLC | consumer protection violation | 2015 | WA-FIN | $120,000 |
American Modern Insurance Group Inc. | Munich Re | insurance violation | 2015 | MULTI-FIN | $6,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2015 | MULTI-FIN | $1,965,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | MULTI-FIN | $1,425,000 |
New Day Financial, LLC d/b/a NewDay USA | New Day Financial LLC | investor protection violation | 2015 | MULTI-FIN | $5,160,000 |
Prospect Mortgage LLC | Homebridge Financial Services | mortgage abuses | 2015 | MULTI-FIN | $7,035,300 |
Capital One | Capital One Financial | privacy violation | 2015 | private lawsuit-federal | $73,000,000 |
BUCKEYE TERMINALS LLC - HAMMOND | IFM Investors | air pollution violation | 2015 | IN-ENV | $158,000 |
BUCKEYE PERTH AMBOY TERMINAL LLC | IFM Investors | air pollution violation | 2015 | NJ-ENV | $13,000 |
IAC Spartanburg, Inc. | Invesco | air pollution violation | 2015 | SC-ENV | $58,000 |
Synagro of Texas-CDR, Inc. | Goldman Sachs | environmental violation | 2015 | TX-ENV | $7,927 |
Barclays Capital, Inc. | Barclays | investor protection violation | 2015 | FINRA | $13,750,000 |
Macquarie Capital (USA) Inc. | Macquarie | investor protection violation | 2015 | FINRA | $2,950,000 |
Cantor Fitzgerald & Co. | Cantor Fitzgerald | investor protection violation | 2015 | FINRA | $7,300,000 |
Fidelity Brokerage Services LLC | Fidelity Investments | investor protection violation | 2015 | FINRA | $1,030,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2015 | FINRA | $1,400,000 |
Scottrade, Inc. | Charles Schwab Corp. | investor protection violation | 2015 | FINRA | $2,600,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2015 | FINRA | $13,500,000 |
Stifel Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2015 | FINRA | $2,900,000 |
Janney Montgomery Scott, LLC | Penn Mutual | investor protection violation | 2015 | FINRA | $1,200,000 |
AXA Advisors, LLC | Equitable Holdings | investor protection violation | 2015 | FINRA | $600,000 |
Fifth Third Securities, Inc. | Fifth Third Bancorp | investor protection violation | 2015 | FINRA | $963,534 |
MetLife Securities, Inc. | MetLife | investor protection violation | 2015 | FINRA | $649,748 |
Comerica Securities | Comerica | investor protection violation | 2015 | FINRA | $347,757 |
Ameritas Investment Corp. | Ameritas Mutual Holding Company | investor protection violation | 2015 | FINRA | $278,544 |
Santander Securities LLC | Banco Santander | investor protection violation | 2015 | FINRA | $6,421,000 |
UBS Financial Services Incorporated of Puerto Rico | UBS | investor protection violation | 2015 | FINRA | $18,500,000 |
Charles Schwab & Co. | Charles Schwab Corp. | investor protection violation | 2015 | FINRA | $2,000,000 |
Goldman Sachs Execution & Clearing, L.P. | Goldman Sachs | investor protection violation | 2015 | FINRA | $1,800,000 |
Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | investor protection violation | 2015 | FINRA | $15,000,000 |
Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. | Raymond James Financial | investor protection violation | 2015 | FINRA | $8,700,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | FINRA | $6,300,000 |
Morgan Stanley Smith Barney, LLC | Morgan Stanley | investor protection violation | 2015 | FINRA | $650,000 |
Scottrade, Inc. | Charles Schwab Corp. | investor protection violation | 2015 | FINRA | $300,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2015 | FINRA | $2,000,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | FINRA | $11,700,000 |
RBC Capital Markets | Royal Bank of Canada | investor protection violation | 2015 | FINRA | $1,434,000 |
Oppenheimer & Co. Inc. | Oppenheimer Holdings | investor protection violation | 2015 | FINRA | $3,750,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2015 | TX-PUC | $6,000 |
Goldman Sachs | Goldman Sachs | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $67,000,000 |
Allianz Life Insurance Company of North America | Allianz | consumer protection violation | 2015 | private lawsuit-federal | $251,000,000 |
Assurant Inc. | Assurant | consumer protection violation | 2015 | private lawsuit-federal | $900,000 |
Assurant Inc. | Assurant | consumer protection violation | 2015 | private lawsuit-federal | $70,000,000 |
Santander Consumer USA Inc. | Banco Santander | consumer protection violation | 2015 | private lawsuit-federal | $199,407,884 |
Bank of America N.A. | Bank of America | consumer protection violation | 2015 | private lawsuit-federal | $34,500,000 |
Bank of America, N.A. (USA) | Bank of America | consumer protection violation | 2015 | private lawsuit-federal | $10,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
Capital One N.A. | Capital One Financial | consumer protection violation | 2015 | private lawsuit-federal | $7,334,000 |
Capital One N.A. | Capital One Financial | consumer protection violation | 2015 | private lawsuit-federal | $31,767,200 |
Capital One, N.A. | Capital One Financial | consumer protection violation | 2015 | private lawsuit-federal | $4,724,638 |
Citigroup Global Markets Inc. | Citigroup | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Citigroup Global Markets Inc. | Citigroup | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
Citimortgage Inc. | Citigroup | consumer protection violation | 2015 | private lawsuit-federal | $2,200,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
Fifth Third Bancorp | Fifth Third Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $1,801,384 |
Goldman Sachs | Goldman Sachs | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Goldman, Sachs & Co. | Goldman Sachs | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
HSBC Mortgage Services Inc. | HSBC | consumer protection violation | 2015 | private lawsuit-federal | $900,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $388,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $280,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $505,000,000 |
Washington Mutual | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $10,000,000 |
M&T Bank | M&T Bank | consumer protection violation | 2015 | private lawsuit-federal | $4,000,000 |
Nationstar Mortgage, LLC | Mr. Cooper Group | consumer protection violation | 2015 | private lawsuit-federal | $76,000,000 |
RBS Securities Inc. | NatWest Group PLC | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
Ocwen Loan Servicing LLC | Ocwen Financial | consumer protection violation | 2015 | private lawsuit-federal | $70,000,000 |
Synovus Financial Corp. | Synovus Financial | consumer protection violation | 2015 | private lawsuit-federal | $3,900,000 |
U.S. Bank NA | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $44,500,000 |