JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CA-AG | $50,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | mortgage abuses | 2015 | MD-AG | $400,000 |
LPL Financial LLC | LPL Financial | consumer protection violation | 2015 | MULTI-AG | $2,000,000 |
Nationwide Insurance | Nationwide | consumer protection violation | 2015 | WV-AG | $5,750,000 |
Pacific Life | Pacific Life | insurance violation | 2015 | MULTI-AG | $2,450,000 |
Santander Bank, N.A. | Banco Santander | consumer protection violation | 2015 | NY-AG | $500,000 |
Santander USA Holdings Inc. | Banco Santander | consumer protection violation | 2015 | MA-AG | $5,400,000 |
TD Ameritrade, Inc. | Charles Schwab Corp. | investor protection violation | 2015 | MA-AG | $160,000 |
The Insurance Company of the State of Pennsylvania | American International Group | consumer protection violation | 2015 | MA-AG | $430,000 |
Wells Fargo Bank | Wells Fargo | mortgage abuses | 2015 | MA-AG | $675,000 |
Wells Fargo Bank | Wells Fargo | mortgage abuses | 2015 | MD-AG | $13,800,000 |
Western Sky Financial, LLC and CashCall, Inc. | CashCall Inc. | consumer protection violation | 2015 | MI-AG | $24,700,000 |
Western Sky Financial, LLC, WS Funding, LLC, CashCall, Inc., Delbert Services Corp. | CashCall Inc. | consumer protection violation | 2015 | MA-AG | $259,115 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
Neovia Logistics Services | Goldman Sachs | aviation safety violation | 2015 | FAA | $116,250 |
Guaranteed Rate INC | Guaranteed Rate Inc. | wage and hour violation | 2015 | WHD | $184,423 |
Marsh USA Inc. | Marsh & McLennan | insurance violation | 2015 | AK-INS | $25,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2015 | AK-DBS | $35,000 |
Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2015 | AZ-DIFI | $58,000 |
Foremost Property & Casualty Insurance Co. | Zurich Insurance | insurance violation | 2015 | AZ-DIFI | $21,000 |
Monumental Life Insurance Co. | Aegon | insurance violation | 2015 | AZ-DIFI | $57,000 |
Sentry Insurance A Mutual Co. | Sentry Insurance | insurance violation | 2015 | AZ-DIFI | $20,000 |
Ocwen Loan Servicing, LLC | Ocwen Financial | consumer protection violation | 2015 | CA-DFPI | $2,500,000 |
CashCall, Inc. | CashCall Inc. | payday lending violation | 2015 | CA-DFPI | $1,000,000 |
Mercury Insurance Company | Mercury General Corporation | insurance violation | 2015 | CA-INS | $1,000,000 |
Pruco Life Insurance Co. | Prudential Financial | insurance violation | 2015 | CA-INS | $8,000 |
RiverSource Life Insurance Co. | Ameriprise Financial | insurance violation | 2015 | CA-INS | $800,000 |
ACE Cash Express, Inc. | ACE Cash Express | payday lending violation | 2015 | CA-DFPI | $22,500 |
LendingClub Corp. | LendingClub Corp. | investor protection violation | 2015 | CA-DFPI | $46,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2015 | CO-INS | $140,500 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2015 | CO-INS | $66,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2015 | CT-SEC | $35,000 |
Oppenheimer & Co., Inc. | Oppenheimer Holdings | investor protection violation | 2015 | DE-SEC | $685,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2015 | DE-SEC | $105,000 |
Nationwide Mutual Insurance Co. | Nationwide | insurance violation | 2015 | DE-INS | $15,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | DE-SEC | $200,000 |
PayPal, Inc. | PayPal Holdings | consumer protection violation | 2015 | FL-OFR | $14,500 |
American Express Travel Related Services Co, Inc. | American Express | consumer protection violation | 2015 | FL-OFR | $9,000 |
Nationwide Life Insurance Co. | Nationwide | insurance violation | 2015 | ID-INS | $5,000 |
Zurich American Insurance Co. | Zurich Insurance | insurance violation | 2015 | ID-INS | $5,000 |
Stewart Title Co. | Stewart Information Services | insurance violation | 2015 | IN-INS | $59,400 |
Prosper Marketplace | Prosper Marketplace | investor protection violation | 2015 | IN-SEC | $13,957 |
Raymond James & Associates, Inc. | Raymond James Financial | investor protection violation | 2015 | IN-SEC | $475,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2015 | KS-INS | $81,000 |
State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2015 | KS-INS | $10,000 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2015 | KY-FIN | $25,000 |
PennyMac Loan Services, LLC | PennyMac Financial Services | consumer protection violation | 2015 | KY-FIN | $20,000 |
Cash America International, Inc. | FirstCash | consumer protection violation | 2015 | KY-FIN | $116,998 |
Homeward Residential, Inc. | Ocwen Financial | consumer protection violation | 2015 | KY-FIN | $10,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2015 | MA-SEC | $2,500,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | MA-SEC | $250,000 |
AIG Property Casualty Co. | American International Group | insurance violation | 2015 | MD-INS | $22,500 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2015 | MD-INS | $8,200 |
The Standard Fire Insurance Co. | Travelers | insurance violation | 2015 | MD-INS | $8,000 |
The Standard Fire Insurance Co. | Travelers | insurance violation | 2015 | MD-INS | $10,000 |
Transamerica Premier Life Insurance Co. | Aegon | insurance violation | 2015 | MD-INS | $11,800 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2015 | MD-INS | $16,300 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2015 | MD-INS | $20,000 |
Liberty Mutual Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2015 | MD-INS | $5,500 |
Allstate Insurance Co. | Allstate | insurance violation | 2015 | MD-INS | $5,000 |
Homesite Insurance Company of the Midwest | American Family Insurance | insurance violation | 2015 | MD-INS | $5,000 |
Unitrin Direct Property & Casualty Co. et al. | Kemper | insurance violation | 2015 | MD-INS | $5,000 |
Federal Insurance Co. et al. | Chubb Limited | insurance violation | 2015 | MD-INS | $25,000 |
Empire Fire and Marine Insurance Co. et al. | Zurich Insurance | insurance violation | 2015 | MD-INS | $8,000 |
American Automobile Insurance Co. | Allianz | insurance violation | 2015 | MD-INS | $5,000 |
Fireman's Fund Insurance Co. | Allianz | insurance violation | 2015 | MD-INS | $5,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2015 | MD-INS | $9,800 |
Commonwealth Land Title Insurance Co. | Fidelity National Financial | insurance violation | 2015 | MD-INS | $10,000 |
Unum Life Insurance Company of America | Unum | insurance violation | 2015 | MD-INS | $35,000 |
ACE Cash Express, Inc. | ACE Cash Express | consumer protection violation | 2015 | MD-FIN | $353,286 |
LM General Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2015 | MD-INS | $8,000 |
Hartford Accident and Indemnity Co. et al. | Hartford Financial Services | insurance violation | 2015 | MD-INS | $15,000 |
State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2015 | MD-INS | $26,020 |
Penn Mutual Life Insurance Co. | Penn Mutual | insurance violation | 2015 | MD-INS | $10,400 |
Western Sky Financial, LLC and CashCall, Inc. | CashCall Inc. | consumer protection violation | 2015 | MI-FIN | $2,200,000 |
Esurance Property and Casualty Insurance Co. | Allstate | insurance violation | 2015 | MN-FIN | $60,000 |
The Hanover Insurance Co. | Hanover Insurance | insurance violation | 2015 | MN-FIN | $7,500 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | insurance violation | 2015 | MN-FIN | $5,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2015 | MN-FIN | $22,500 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2015 | MN-FIN | $10,000 |
American General Life Insurance Co. | American International Group | insurance violation | 2015 | MN-FIN | $10,000 |
Genworth Mortgage Insurance Corp. | Genworth Financial | insurance violation | 2015 | MN-FIN | $90,000 |
John Hancock Life Insurance Co. (USA) et al. | Manulife Financial | insurance violation | 2015 | MN-FIN | $900,000 |
Transamerica Premier Life Insurance Co. | Aegon | insurance violation | 2015 | MN-FIN | $5,000 |
Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2015 | MN-FIN | $15,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2015 | MN-FIN | $10,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2015 | MN-FIN | $7,500 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | insurance violation | 2015 | MN-FIN | $5,000 |
USAA Casualty Insurance Co. | USAA | insurance violation | 2015 | MN-FIN | $50,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2015 | MN-FIN | $17,500 |
Auto-Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2015 | MO-INS | $39,600 |
Standard Fire Insurance Co. | Travelers | insurance violation | 2015 | MO-INS | $89,000 |
State Farm Fire & Casualty Co. | State Farm Insurance | insurance violation | 2015 | MO-INS | $85,750 |
American Home Assurance Co. et al. | American International Group | insurance violation | 2015 | MO-INS | $1,250,000 |
Bankers Life and Casualty Co. | CNO Financial | investor protection violation | 2015 | MO-SEC | $102,178 |
Security National Insurance Co. | Zurich Insurance | insurance violation | 2015 | MO-INS | $16,090 |
Mid-Century Insurance Co. | Zurich Insurance | insurance violation | 2015 | MO-INS | $87,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2015 | MO-INS | $120,000 |
United States Fire Insurance Co. | Fairfax Financial Holdings | insurance violation | 2015 | MO-INS | $23,500 |
American Family Mutual Insurance Co. and American Standard Insurance Co. of Wisconsin | American Family Insurance | insurance violation | 2015 | MO-INS | $472,089 |