J.P. Morgan Securities | JPMorgan Chase | investor protection violation | 2014 | SEC | $54,000 |
Countrywide Home Loans, Inc. | Bank of America | consumer protection violation | 2010 | IL-BKG | $54,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2014 | CT-SEC | $53,800 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2018 | TX-INS | $53,750 |
Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2024 | CT-INS | $53,500 |
Sentry Insurance | Sentry Insurance | consumer protection violation | 2014 | MA-AG | $53,430 |
Wausau Underwriters Insurance Co. | Liberty Mutual Insurance | insurance violation | 2002 | FL-OFR | $53,000 |
Life Investors Insurance Company of America | Aegon | insurance violation | 2006 | FL-OFR | $53,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2010 | FL-OFR | $53,000 |
Freedom Mortgage Corp. | Freedom Mortgage | consumer protection violation | 2009 | WA-FIN | $52,791 |
PROGRESSIVE NORTHERN INSURANCE | Progressive | insurance violation | 2016 | VA-INS | $52,619 |
Investment Professionals, Inc. | Ameriprise Financial | investor protection violation | 2009 | MO-SEC | $52,500 |
Thomas Weisel Partners LLC | Stifel Financial | investor protection violation | 2006 | CT-SEC | $52,480 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | PA-BKG | $52,372 |
Raymond James Financial Services, Inc. | Raymond James Financial | investor protection violation | 2009 | MO-SEC | $52,300 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | CA-DFPI | $52,047 |
Ocwen Financial Solutions, Private Ltd. | Ocwen Financial | consumer protection violation | 2017 | CA-DFPI | $52,000 |
Nationwide Insurance Company of America et al. | Nationwide | insurance violation | 2011 | IA-INS | $52,000 |
First American Title Insurance Co. | First American Financial | insurance violation | 2020 | MD-INS | $52,000 |
CIT Group | First Citizens BancShares | consumer protection violation | 2009 | NE-DBF | $52,000 |
Hartford Accident and Indemnity Company | Hartford Financial Services | insurance violation | 2022 | TX-INS | $52,000 |
Mutual of Omaha Bank | First Citizens BancShares | banking violation | 2013 | OCC | $51,765 |
AIG Assurance Company | American International Group | insurance violation | 2016 | TX-INS | $51,750 |
RBC Capital Markets Corp. | Royal Bank of Canada | investor protection violation | 2010 | NJ-AG | $51,724 |
SunTrust Mortgage Inc. | Truist Financial | wage and hour violation | 2012 | WHD | $51,518 |
J.P. Morgan Securities | JPMorgan Chase | investor protection violation | 2014 | DE-AG | $51,400 |
NATIONWIDE MUTUAL FIRE, ET AL. | Nationwide | insurance violation | 2011 | VA-INS | $51,384 |
Huntington National Bank | Huntington Bancshares | wage and hour violation | 2005 | WHD | $51,259 |
Nationwide Mutual Insurance Co. | Nationwide | insurance violation | 2016 | MO-INS | $51,250 |
Wells Fargo Bank, National Association | Wells Fargo | banking violation | 2009 | OCC | $51,205 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | CT-SEC | $51,136 |
J.P. Morgan Securities, LLC | JPMorgan Chase | investor protection violation | 2014 | AK-DBS | $51,120 |
Jackson Financial | Jackson Financial | wage and hour violation | 2018 | MI-LEO | $51,118 |
Permanent General Assurance Corporation of Ohio | American Family Insurance | insurance violation | 2019 | CO-INS | $50,974 |
STATE FARM MUTUAL INSURANCE CO | State Farm Insurance | insurance violation | 2017 | VA-INS | $50,600 |
ESURANCE INSURANCE COMPANY | Allstate | insurance violation | 2015 | VA-INS | $50,508 |
J.P. Morgan Securities, LLC | JPMorgan Chase | investor protection violation | 2014 | NJ-AG | $50,460 |
Buckeye Partners LP | IFM Investors | pipeline safety violation | 2017 | PHMSA | $50,400 |
Banco Popular | Popular Inc. | wage and hour violation | 2016 | private lawsuit-federal | $50,243 |
USAA General Indemnity Company | USAA | insurance violation | 2023 | OR-FIN | $50,200 |
E*Trade Group, Inc. | Morgan Stanley | benefit plan administrator violation | 2008 | EBSA | $50,001 |
FRED ALGER & COMPANY, INCORPORATED | Alger Associates | benefit plan administrator violation | 2007 | EBSA | $50,001 |
FIRST FINANCIAL BANCORP | First Financial Bancorp. | benefit plan administrator violation | 2007 | EBSA | $50,001 |
LAVA TRADING INC. | Citigroup | benefit plan administrator violation | 2006 | EBSA | $50,001 |
AMERICAN INTERNATIONAL GROUP INC GROUP LIFE & MEDICAL INSURANCE PLAN | American International Group | benefit plan administrator violation | 2005 | EBSA | $50,001 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2020 | EBSA | $50,001 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2020 | EBSA | $50,001 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2020 | EBSA | $50,001 |
Stonex Group Inc. | StoneX Group | benefit plan administrator violation | 2024 | EBSA | $50,001 |
Buckeye Partners | IFM Investors | railroad safety violation | 2014 | FRA | $50,000 |
UBS Fund Advisor, LLC | UBS | investor protection violation | 2009 | CFTC | $50,000 |
Guy Carpenter & Company, Inc | Marsh & McLennan | economic sanction violation | 2003 | OFAC | $50,000 |
AXA Advisors, LLC | Equitable Holdings | investor protection violation | 2009 | SEC | $50,000 |
Western Asset Management Co. | Franklin Resources | investor protection violation | 2001 | SEC | $50,000 |
Legg Mason Fund Adviser, Inc. | Franklin Resources | investor protection violation | 2001 | SEC | $50,000 |
Legg Mason Wood Walker, Incorporated | Franklin Resources | investor protection violation | 2001 | SEC | $50,000 |
Asurion, LLC | Asurion | employment discrimination | 2019 | EEOC | $50,000 |
Bank of America | Bank of America | discriminatory practices (non-employment) | 2006 | MA-AG | $50,000 |
Liberty Mutual | Liberty Mutual Insurance | consumer protection violation | 2007 | MA-AG | $50,000 |
Liberty Mutual Insurance Group Inc. | Liberty Mutual Insurance | consumer protection violation | 2018 | MA-AG | $50,000 |
Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | consumer protection violation | 2013 | MA-AG | $50,000 |
United Services Automobile Association | USAA | discriminatory practices (non-employment) | 2014 | MA-AG | $50,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2017 | AR-INS | $50,000 |
IberiaBank Mortgage Co. | First Horizon National | consumer protection violation | 2016 | AR-SEC | $50,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2018 | AR-SEC | $50,000 |
American Family Connect Property and Casualty Insurance Company | American Family Insurance | insurance violation | 2020 | AZ-DIFI | $50,000 |
21st Century Insurance Co. and 21st Century Casualty Co. | Zurich Insurance | insurance violation | 2007 | CA-INS | $50,000 |
SunTrust Mortgage, Inc. | Truist Financial | mortgage abuses | 2016 | CA-DFPI | $50,000 |
Guaranteed Rate, Inc. | Guaranteed Rate Inc. | consumer protection violation | 2017 | CA-DFPI | $50,000 |
Amerisave Mortgage Corp. | AmeriSave Mortgage | consumer protection violation | 2017 | CA-DFPI | $50,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2007 | CO-INS | $50,000 |
Wilmington Trust Co. | M&T Bank | investor protection violation | 2005 | DE-SEC | $50,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2005 | FL-OFR | $50,000 |
Fidelity National Title Insurance Co. | Fidelity National Financial | insurance violation | 2005 | FL-OFR | $50,000 |
Ticor Title Insurance Co. | Fidelity National Financial | insurance violation | 2005 | FL-OFR | $50,000 |
USAA Life Insurance Co. | USAA | insurance violation | 2009 | FL-OFR | $50,000 |
GMAC Mortgage, LLC | Ally Financial | consumer protection violation | 2010 | IL-BKG | $50,000 |
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2011 | IL-INS | $50,000 |
Farmers Insurance Company, Inc. | Zurich Insurance | insurance violation | 2013 | KS-INS | $50,000 |
Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2008 | MD-SEC | $50,000 |
National General Assurance Co. | Allstate | insurance violation | 2011 | MD-INS | $50,000 |
Wells Fargo Advisors LLC | Wells Fargo | investor protection violation | 2012 | MD-SEC | $50,000 |
Erie Insurance Exchange | Erie Indemnity | insurance violation | 2012 | MD-INS | $50,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | investor protection violation | 2013 | MD-SEC | $50,000 |
Phoenix Insurance Co. and Travelers Property Casualty Company of America | Travelers | insurance violation | 2013 | MD-INS | $50,000 |
NYLIFE Securities LLC | New York Life Insurance | investor protection violation | 2019 | ME-SEC | $50,000 |
Raymond James & Associates, Inc. | Raymond James Financial | investor protection violation | 2020 | MI-SEC | $50,000 |
Transamerica Life Insurance Co. et al. | Aegon | insurance violation | 2012 | MN-FIN | $50,000 |
USAA Casualty Insurance Co. | USAA | insurance violation | 2015 | MN-FIN | $50,000 |
Safeco Insurance Company of Illinois | Liberty Mutual Insurance | insurance violation | 2016 | MN-FIN | $50,000 |
State Farm Mutual Automobile Insurance Co. | State Farm Insurance | insurance violation | 2017 | MN-FIN | $50,000 |
American Income Life Insurance Co. | Globe Life Inc. | insurance violation | 2002 | MS-INS | $50,000 |
Conseco Life Insurance Co. | CNO Financial | insurance violation | 2003 | MS-INS | $50,000 |
MetLife Securities, Inc. | MetLife | investor protection violation | 2006 | MS-SEC | $50,000 |
Stifel, Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2017 | MS-SEC | $50,000 |
Time Insurance Co. | Haven Holdings | insurance violation | 2010 | MT-FIN | $50,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2013 | MT-FIN | $50,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2013 | MT-FIN | $50,000 |
Hartford Life Insurance Co. and Hartford Life and Accident Insurance Co. | Hartford Financial Services | insurance violation | 2016 | MT-FIN | $50,000 |
Santander Securities, LLC | Banco Santander | investor protection violation | 2019 | NH-BSR | $50,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2015 | NJ-DBI | $50,000 |