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Violation Tracker Summary for Offense Group

Offense Group: financial offenses
Penalty Total since 2000: $287,268,054,805
Number of Penalty Records: 11,008
Note: The totals here are adjusted to account for the fact that each current parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$41,332,842,096155
UBS$27,709,494,893134
JPMorgan Chase$27,007,359,167119
Citigroup$19,742,743,935103
Deutsche Bank$15,634,467,27866
Goldman Sachs$13,126,412,84157
NatWest Group PLC$12,235,546,85725
Wells Fargo$10,735,220,989127
Morgan Stanley$9,877,862,956163
BNP Paribas$9,164,773,00010

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
UBSUBSfinancial servicestoxic securities abuses2017NCUA$445,000,000
HealthSouthEncompass Healthhealthcare servicesaccounting fraud or deficiencies2006NM-AG$445,000,000
U.S. BancorpU.S. Bancorpfinancial servicesanti-money-laundering deficiencies2018USAO$453,000,000
KPMG LLPKPMGbusiness servicestax violations2005DOJ_TAX$456,000,000
Waste Management, Inc.Waste Management Inc.waste management and environmental servicesinvestor protection violation2001CT-AG$457,000,000
J.P. Morgan Chase Bank, N.A.JPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014FINCEN$461,000,000
GTV Media Group, Inc. and Saraca Media Group, Inc. investor protection violation2021NY-AG$479,900,000
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V.ABN AMROfinancial serviceseconomic sanction violation2010DOJ_CRIMINAL$500,000,000
WorldCom Inc.Verizon Communicationstelecommunicationsaccounting fraud or deficiencies2003SEC$500,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018OCC$500,000,000
MercerMarsh & McLennanfinancial servicesaccounting fraud or deficiencies2010AK-AG$500,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000
GTV Media Group Inc., Saraca Media Group Inc., and Voice of Guo Media Inc. investor protection violation2021SEC$539,000,000
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicestax violations2016DOJ_TAX$547,000,000
UniCredit Bank AGUniCreditfinancial serviceseconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $553,380,759
Deutsche Bank AGDeutsche Bankfinancial servicestax violations2010USAO$553,633,153
Western Union CompanyWestern Unionfinancial servicesanti-money-laundering deficiencies2017DOJ_CRIMINAL$586,000,000
CommerzbankCommerzbankfinancial serviceseconomic sanction violation2015NY-DFS$610,000,000
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd.Bank Hapoalimfinancial servicestax violations2020DOJ_TAX$616,910,000
ING Bank N.V.INGfinancial serviceseconomic sanction violation2012DOJ_CRIMINAL$619,000,000
ING Bank N.V.INGfinancial serviceseconomic sanction violation2012OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $619,000,000
British American TobaccoBritish American Tobaccotobaccoeconomic sanction violation2023DOJ_NATSEC$629,000,000
Commerzbank AGCommerzbankfinancial serviceseconomic sanction violation2015DOJ_CRIMINAL$642,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033
Adelphia Communications Corporation accounting fraud or deficiencies2005DOJ_CRIMINAL$715,000,000
Credit Suisse AGUBSfinancial servicestax violations2014NY-DFS$715,000,000
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018USAO$717,200,000
American International GroupAmerican International Groupfinancial servicesinvestor protection violation2010OH-AG$725,000,000
PokerStars and Full Tilt PokerFlutter Entertainment PLCentertainmentanti-money-laundering deficiencies2012USAO$731,000,000
UBS AGUBSfinancial servicestax violations2009DOJ_TAX$780,000,000
JPMorgan Chase & CompanyJPMorgan Chasefinancial servicesinvestor protection violation2020CFTC$920,200,000
Binance Holdings, LtdBinance Holdingsfinancial serviceseconomic sanction violation2023OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $968,618,825
Allianz Global Investors U.S. LLCAllianzfinancial servicesinvestor protection violation2022SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,024,200,000
JPMorgan Chase BankJPMorgan Chasefinancial servicesanti-money-laundering deficiencies2014USAO$1,700,000,000
Mirror Trading International Proprietary Limited investor protection violation2023CFTC$1,700,000,000
Credit Suisse AGUBSfinancial servicestax violations2014DOJ_TAX$1,800,000,000
BNP ParibasBNP Paribasfinancial serviceseconomic sanction violation2014NY-DFS(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,240,000,000
BNP Paribas S.A.BNP Paribasfinancial serviceseconomic sanction violation2014NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,243,400,000
Merck & Co., Inc.Merckpharmaceuticalstax violations2007IRS$2,300,000,000
Binance Holdings Limited et al.Binance Holdingsfinancial servicesinvestor protection violation2023CFTC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,700,000,000
GlaxoSmithKline Holdings (Americas)GlaxoSmithKlinepharmaceuticalstax violations2006IRS$3,400,000,000
Binance Holdings Limited,Binance Holdingsfinancial servicesanti-money-laundering deficiencies2023FINCEN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,400,000,000
BNP Paribas S.A.BNP Paribasfinancial serviceseconomic sanction violation2015DOJ_CRIMINAL$8,973,600,000
Bank of AmericaBank of Americafinancial servicestoxic securities abuses2013FHFA$10,350,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.