Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Credit Suisse GroupAG | UBS | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Credit Suisse Securities (USA) LLC | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Crum & Forster Holdings Corp. | Fairfax Financial Holdings | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
| Deutsche Bank | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $80,000,000 |
| Deutsche Bank | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $240,000,000 |
| Deutsche Bank | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $60,000,000 |
| Deutsche Bank | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,000,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2017 | private lawsuit-federal | $77,000,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $170,000,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $190,000,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $38,000,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $11,000,000 |
| Deutsche Bank AG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
| Deutsche Bank Securities Inc. | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $48,500,000 |
| Deutsche BankAG | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Fireman's Fund Insurance Corp. | Allianz | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
| First Tennessee Bank NA | First Horizon National | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,500,000 |
| Glencore Ltd. | Glencore | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $9,850,000 |
| Goldman Sachs | Goldman Sachs | financial services | price-fixing or anti-competitive practices | 2015 | private lawsuit-federal | $67,000,000 |
| Goldman Sachs | Goldman Sachs | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,000,000 |
| Goldman Sachs Execution & Clearing L.P. | Goldman Sachs | financial services | price-fixing or anti-competitive practices | 2006 | private lawsuit-federal | $2,468,410 |
| Goldman Sachs Group Inc. | Goldman Sachs | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $135,000,000 |
| Goldman Sachs Group Inc. | Goldman Sachs | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $56,500,000 |
| Goldman Sachs GroupInc. | Goldman Sachs | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Hartford Fire Insurance Co. | Hartford Financial Services | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
| Highmark Inc. | Highmark Inc. | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,500,000 |
| HSBC | HSBC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $11,000,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,750,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $11,100,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $18,500,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $100,000,000 |
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $42,000,000 |
| HSBC Bank USA N.A. | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $14,000,000 |
| HSBC Holdings PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $35,000,000 |
| HSBC Holdings PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $45,000,000 |
| HSBC Holdings PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $285,000,000 |
| HSBC HoldingsPLC | HSBC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| HSBC Securities (USA) Inc. | HSBC | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $30,000,000 |
| HSBC Securities (USA) Inc. | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| ICAP Capital Markets LLC | CME Group | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $11,500,000 |
| ING Bank N.V. | ING | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $10,490,000 |
| J.P. Morgan Chase& Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,500,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2017 | private lawsuit-federal | $71,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $91,250,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $104,500,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $52,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $10,989,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $15,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $42,600,000 |
| Liberty Mutual Holding Co. Inc. | Liberty Mutual Insurance | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
| Marsh & McLennan Companies Inc. | Marsh & McLennan | financial services | price-fixing or anti-competitive practices | 2009 | private lawsuit-federal | $69,000,000 |
| MasterCard Inc. | MasterCard | financial services | price-fixing or anti-competitive practices | 2009 | private lawsuit-federal | $72,480,000 |
| Mastercard International Inc. | MasterCard | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $2,100,000,000 |
| Mastercard International Inc. | MasterCard | financial services | price-fixing or anti-competitive practices | 2004 | private lawsuit-federal | $1,025,000,000 |
| Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Mizuho Bank Ltd | Mizuho Financial | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $13,083,333 |
| Morgan Stanley | Morgan Stanley | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Morgan Stanley & Co. LLC | Morgan Stanley | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $33,500,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Morgan Stanley & Co. LLC | Morgan Stanley | financial services | price-fixing or anti-competitive practices | 2011 | private lawsuit-federal | $6,500,000 |
| MUFG Bank Ltd. | U.S. Bancorp | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $985,000 |
| MUFG Bank, Ltd. | U.S. Bancorp | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| National Australia Bank Limited | National Australia Bank | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $27,000,000 |
| National Westminster Bank plc | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $3,500,000 |
| Nomura Securities International Inc. | Nomura | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
| Nomura Securities International Inc. | Nomura | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Norinchukin Bank | Norinchukin Bank | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $13,083,333 |
| OverseaChinese Banking Corporation Limited | Oversea-Chinese Banking | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Piper Jaffray & Co. | Piper Sandler | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $9,750,000 |
| RBC Capital Markets LLC | Royal Bank of Canada | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $15,500,000 |
| Royal Bank of Canada | Royal Bank of Canada | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
| Royal Bank of Scotland Group | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $13,000,000 |
| Royal Bank of Scotland Group | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $255,000,000 |
| Royal Bank of Scotland GroupPLC | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Royal Bank of Scotland PLC | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Royal Bank of Scotland plc | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Royal Bank of Scotland PLC | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
| SG Americas Securities LLC | Societe Generale | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Shoko Chukin Bank Ltd | Shoko Chukin Bank | financial services | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $6,350,000 |
| Societe Generale | Societe Generale | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $5,125,000 |
| Societe Generale | Societe Generale | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $18,000,000 |
| Societe Generale | Societe Generale | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
| Societe Generale | Societe Generale | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $975,000 |
| Societe Generale, S.A. | Societe Generale | financial services | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $25,412,500 |
| Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $17,200,000 |
| Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,720,000 |
| TD Securities (USA) LLC | Toronto-Dominion Bank | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Travelers Companies Inc. | Travelers | financial services | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $3,727,272 |
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $17,900,000 |
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $141,075,000 |
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $14,000,000 |
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
