Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Federal Mogul Powertrain Systems | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $15,000 |
| Beverly Enterprises-Pleasant Grove | Fillmore Capital Partners | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $23,000 |
| GATES CORPORATION | Blackstone | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $22,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $15,000 |
| WKI Holding Co. - EKCO Housewares - Massillon Ohio Plant [World Kitchen Incorporated] | Cornell Capital | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $13,511 |
| CELESTICA CORPORATION | Onex | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $2,499,606 |
| Silver Line Building Products Corporation | Clayton Dubilier & Rice | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $45,840 |
| World Kitchen, Inc. | Cornell Capital | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $6,900 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $10,700 |
| HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $20,670 |
| American Medical Response, NW (Josephine County Oregon) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $48,783 |
| PPl Montana | Riverstone Holdings | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $8,433 |
| Spartech Polycom, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $125,000 |
| RESCARE | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $5,500 |
| LiPari Foods Inc. | H.I.G. Capital | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $10,000 |
| Univar USA, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $34,600 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2004 | NLRB | $25,000 |
| American Medical Response, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $26,350 |
| RESCARE, INC. A/K/A CAMELOT LAKE | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $7,500 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $11,000 |
| RESCARE, INC. D/B/A VOCA CORPORATION OF AMERICA | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $900,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $20,000 |
| Kindred Hospital of Philadelphia | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $10,428 |
| HUSSEY COPPER | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $21,798 |
| Medina Blanking, Inc., a Division of Shiloh Industries | MiddleGround Capital | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $7,500 |
| RESCARE/VOCA CORPORATION | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $5,000 |
| ADT/TYCO Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $31,000 |
| American Medical Response of Oklahoma, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2003 | NLRB | $67,500 |
| ALCOA Aluminum | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $40,000 |
| Tower Automotive | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $8,000 |
| Burrows Paper Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $253,000 |
| Dura Automotive Systems, Inc | MiddleGround Capital | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $43,000 |
| Burrows Paper Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $188,396 |
| Burrows Paper Corp | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $40,000 |
| TRW, Inc. TRW Valve Division | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $28,137 |
| ALCOA | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $8,340 |
| Res-Care, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $6,656 |
| American Medical Response NW (A Laidlaw Corporation) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $46,700 |
| Federal Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2002 | NLRB | $19,920 |
| Tower Automotive Products, Inc. | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $38,385 |
| Service Master, Inc. | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $28,000 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $55,000 |
| Spartech Plastics | Arsenal Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $7,000 |
| Medina Blanking Inc. Div. Shiloh Ind. Inc. | MiddleGround Capital | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $27,000 |
| Tower Automotive | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $222,050 |
| Grede Foundry | Gamut Capital | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $5,500 |
| Tower Automotive Products, Company | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $16,000 |
| Apria Healthcare Group, Inc. | Blackstone | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $77,551 |
| BURROWS PAPER CORP. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2001 | NLRB | $10,791 |
| Federal Mogul Wiper Products | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $22,000 |
| J.L. French Company | Onex | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $8,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $20,364 |
| Corporate Express | Sycamore Partners Management | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $7,000 |
| Service Master, as joint Employer with United Memorial Medical Center | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $29,726 |
| GEO Specialty Chemicals | Arsenal Capital Partners | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $20,000 |
| Beverly Enterprises-Alabama, Inc., d/b/a Boaz Health Care Center | Fillmore Capital Partners | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $18,000 |
| Service Master Company, Inc. d/b/a Service Master Healthcare Management Services | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $10,000 |
| Standard Furniture Co. | Aterian Investment Partners | private equity (including portfolio companies) | labor relations violation | 2000 | NLRB | $6,910 |
| PIONEER METAL FINISHING, LLC | Aterian Investment Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2017 | EBSA | $10,001 |
| Atotech USA Inc. | Carlyle Group | private equity (including portfolio companies) | export control violation | 2004 | BIS | $14,000 |
| Southwestern Medical Center | Apollo Global Management | private equity (including portfolio companies) | HHS civil monetary penalties | 2002 | HHSOIG | $30,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2005 | FRA | $8,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $8,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $7,000 |
| Akzo Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $12,000 |
| Akzo Nobel Pulp and Performance Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $20,250 |
| Akzo Nobel Pulp and Performance Chemicals Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $6,750 |
| Appvion Inc. | Wynnchurch Capital | private equity (including portfolio companies) | railroad safety violation | 2000 | FRA | $5,000 |
| Basic Chemical Solutions | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2005 | FRA | $10,000 |
| Bio-Lab Inc. | Centerbridge Partners | private equity (including portfolio companies) | railroad safety violation | 2001 | FRA | $5,000 |
| IMTT Bayonne | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2003 | FRA | $5,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2002 | FRA | $9,750 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2006 | FRA | $5,000 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $5,250 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $14,000 |
| Reichhold Chemicals Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | railroad safety violation | 2001 | FRA | $50,000 |
| Reichhold Chemicals Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | railroad safety violation | 2004 | FRA | $6,800 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2007 | FRA | $7,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $5,000 |
| Zep Manufacturing Co. | New Mountain Capital | private equity (including portfolio companies) | railroad safety violation | 2006 | FRA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $440,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $100,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $65,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $10,000 |
| Packers Sanitation Services, Inc. | Blackstone | private equity (including portfolio companies) | Family and Medical Leave Act | 2016 | WHD | $6,273 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $40,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $400,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $1,500,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2017 | ACPD | $40,000 |
| Transworld Systems, Inc. | Platinum Equity | private equity (including portfolio companies) | consumer protection violation | 2017 | CFPB | $2,500,000 |
| Beverly Enterprises | Fillmore Capital Partners | private equity (including portfolio companies) | False Claims Act and related | 2000 | DOJ_CIVIL | $170,000,000 |
| Boasso America Inc. | KKR & Co. | private equity (including portfolio companies) | hazardous waste violation | 2017 | USAO | $500,000 |
| Southern Tennessee Medical Center LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2016 | USAO | $2,481,856 |
| Pharmerica | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $2,500,000 |
| 21st Century Oncology LLC | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $19,750,000 |
| Iowa Hospice LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2015 | USAO | $1,088,244 |
| Sterigenics International LLC | Warburg Pincus | private equity (including portfolio companies) | Controlled Substances Act violation | 2015 | USAO | $450,000 |
| PharMerica Corporation | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2014 | USAO | $213,283 |
| Mercury Ambulance Service, Inc. d/b/a Rural/Metro | KKR & Co. | private equity (including portfolio companies) | Controlled Substances Act violation | 2013 | USAO | $40,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,400,000 |
| Rural/Metro Corporation, Rural/Metro of Central Alabama, Inc., and Mercury Ambulance Service, Inc. dba Rural/Metro Ambulance | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,426,000 |
