Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $550,000 |
| AOL | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | AK-AG | $25,000,000 |
| Appleton Coated LLC | Wynnchurch Capital | private equity (including portfolio companies) | environmental violation | 2010 | WI-AG | $70,000 |
| Apria Healthcare LLC | Blackstone | private equity (including portfolio companies) | consumer protection violation | 2017 | MA-AG | $764,942 |
| Arctic Glacier International, Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2010 | MI-AG | $350,000 |
| Aviva Life & Annuity Company | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2013 | MULTI-AG | $4,000,000 |
| Barnes & Noble, Inc. | Elliott Management | private equity (including portfolio companies) | discriminatory practices (non-employment) | 2014 | NY-AG | $10,000 |
| Barnes & Noble.com | Elliott Management | private equity (including portfolio companies) | privacy violation | 2004 | NY-AG | $60,000 |
| Beverly Enterprises, Inc | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2005 | AR-AG | $1,500,000 |
| Beverly Enterprises, Inc | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2003 | AR-AG | $1,500,000 |
| Beverly Enterprises, Inc | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2001 | AR-AG | $40,000 |
| Beverly Enterprises, Inc. | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2002 | CA-AG | $2,586,927 |
| Briggs & Stratton Corp. | KPS Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | CT-AG | $125,000 |
| Briggs & Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | air pollution violation | 2004 | WI-AG | $66,661 |
| Caliber Collision Centers | Hellman & Friedman | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-AG | $5,800,000 |
| Carlyle Group | Carlyle Group | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $20,000,000 |
| Classmates Inc. | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2015 | MULTI-AG | $8,177,600 |
| Classmates Online, Inc. | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $960,000 |
| Classmates.com | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2013 | DC-AG | $300,000 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2008 | NJ-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $650,000 |
| Columbus Steel Castings Company, Inc. | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | OH-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $825,000 |
| Covanta Projects of Wallingford, L.P, | EQT AB | private equity (including portfolio companies) | environmental violation | 2011 | CT-AG | $400,000 |
| Cushman & Wakefield of Washington, DC, Inc | TPG Capital | private equity (including portfolio companies) | False Claims Act and related | 2005 | DC-AG | $4,800,000 |
| Frontier Airlines Inc | Indigo Partners | private equity (including portfolio companies) | wage and hour violation | 2019 | WHD | $18,834 |
| Hot Topic Inc. | Sycamore Partners Management | private equity (including portfolio companies) | lead violation | 2006 | CA-AG | $25,000 |
| Kindred Healthcare, Inc | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2009 | TN-AG | $1,307,752 |
| Kindred Nursing Centers L.P. | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2004 | KY-AG | $3,684,605 |
| Klockner Pentaplast of America, Inc. | Strategic Value Partners | private equity (including portfolio companies) | wage and hour violation | 2019 | WHD | $12,325 |
| Lane Bryant Inc. | Sycamore Partners Management | private equity (including portfolio companies) | lead violation | 2006 | CA-AG | $25,000 |
| Lydall Filtration/Separation, Inc. | Clearlake Capital | private equity (including portfolio companies) | water pollution violation | 2011 | NH-AG | $20,000 |
| ManTech Advanced Systems International, Inc. | Carlyle Group | private equity (including portfolio companies) | False Claims Act and related | 2019 | USAO | $750,000 |
| McAfee | Advent International | private equity (including portfolio companies) | consumer protection violation | 2009 | NY-AG | $375,000 |
| Michaels Stores, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2011 | NY-AG | $1,800,000 |
| Milk Specialties Company | American Securities LLC | private equity (including portfolio companies) | water pollution violation | 2008 | WI-AG | $75,000 |
| MoneyGram Payment Systems | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2016 | MULTI-AG | $13,000,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2008 | MULTI-AG | $1,100,000 |
| Motel 6 | Blackstone | private equity (including portfolio companies) | privacy violation | 2019 | WA-AG | $12,000,000 |
| Neiman Marcus Group LLC | Ares Management | private equity (including portfolio companies) | privacy violation | 2019 | MULTI-AG | $1,500,000 |
| PetSmart, Inc. | BC Partners | private equity (including portfolio companies) | environmental violation | 2012 | NH-AG | $15,000 |
| PharMerica Corp. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,500,000 |
| Pharmerica Professional Services, LLC | KKR & Co. | private equity (including portfolio companies) | tax violations | 2016 | CT-AG | $5,100 |
| ResCare Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2005 | TX-AG | $2,150,000 |
| Riverstone Holdings LLC | Riverstone Holdings | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $30,000,000 |
| Shutterfly, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $952,200 |
| Simon and Schuster Inc. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2013 | MULTI-AG | $20,641,666 |
| SMG | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2002 | MA-AG | $545,000 |
| South Bay Mental Health Center, Inc. | H.I.G. Capital | private equity (including portfolio companies) | False Claims Act and related | 2018 | MA-AG | $4,000,000 |
| Sterigenics U.S., LLC | Warburg Pincus | private equity (including portfolio companies) | air pollution violation | 2019 | IL-AG | $300,000 |
| Transmontaigne Pipeline, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | oil spill | 2004 | IL-AG | $71,000 |
| TruGreen LandCare | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2004 | MA-AG | $62,000 |
| TruGreen Limited Partnership | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2010 | NY-AG | $55,000 |
| TruGreen Limited Partnership d/b/a TruGreen ChemLawn | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2006 | NJ-AG | $80,000 |
| TruGreen, L.P. | Clayton Dubilier & Rice | private equity (including portfolio companies) | consumer protection violation | 2007 | WA-AG | $133,000 |
| Verifone, Inc. | Francisco Partners | private equity (including portfolio companies) | tax violations | 2012 | CT-AG | $6,205 |
| Yahoo Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2003 | NY-AG | $75,000 |
| Yahoo! | Apollo Global Management | private equity (including portfolio companies) | privacy violation | 2005 | NY-AG | $175,000 |
| Hexion Inc. | American Securities LLC | private equity (including portfolio companies) | environmental violation | 2019 | EPA | $195,000 |
| Nouryon Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | air pollution violation | 2019 | EPA | $450,000 |
| Calpine Corporation | Energy Capital Partners | private equity (including portfolio companies) | energy market violation | 2019 | FERC | $375,000 |
| Barracuda Networks, Inc. | KKR & Co. | private equity (including portfolio companies) | economic sanction violation | 2015 | OFAC | $38,930 |
| Vaughan Regional Medical Center et al. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2019 | USAO | $1,450,000 |
| CorePower Yoga, LLC | TSG Consumer Partners | private equity (including portfolio companies) | wage and hour violation | 2019 | private lawsuit-federal | $1,492,500 |
| Petsmart, Inc. | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2019 | private lawsuit-federal | $2,420,000 |
| 99 Cents Only Stores | Ares Management | private equity (including portfolio companies) | hazardous waste violation | 2015 | CA-MULTI | $2,362,500 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2012 | CA-MULTI | $968,157 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2010 | CA-MULTI | $1,750,000 |
| West Marine Products, Inc. | L Catterton | private equity (including portfolio companies) | consumer protection violation | 2005 | CA-MULTI | $389,748 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-MULTI | $854,254 |
| World Kitchen Inc. dba Corning Revere Factory Stores | Cornell Capital | private equity (including portfolio companies) | consumer protection violation | 2002 | CA-LACDA | $29,650 |
| Motel 6 | Blackstone | private equity (including portfolio companies) | consumer protection violation | 2016 | CA-SCDA | $750,000 |
| PETCO Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | consumer protection violation | 2004 | CA-SFCA | $50,000 |
| TruGreen LandCare | Clayton Dubilier & Rice | private equity (including portfolio companies) | workplace safety or health violation | 2001 | CA-SCCDA | $138,099 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $1,540,000 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $91,500 |
| Air Methods Corp. | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $892,500 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $428,000 |
| Circor Aerospace, Inc. | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $205,250 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $474,000 |
| Air Methods Corporation | American Securities LLC | private equity (including portfolio companies) | wage and hour violation | 2019 | private lawsuit-federal | $5,026,204 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $474,000 |
| Frontier Airlines Inc. | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2019 | FAA | $90,000 |
| Ares Management LLC | Ares Management | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,000,000 |
| Monomoy Capital Management, L.P. | Monomoy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,926,579 |
| ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2020 | NLRB | $14,980 |
| COVANTA ENERGY CORPORATION | EQT AB | private equity (including portfolio companies) | labor relations violation | 2020 | NLRB | $20,000 |
| Capstone Logistics, LLC | H.I.G. Capital | private equity (including portfolio companies) | labor relations violation | 2020 | NLRB | $54,818 |
| American Medical Response of Southern California | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2019 | NLRB | $10,000 |
| Lipari Foods Operating Company, LLC | H.I.G. Capital | private equity (including portfolio companies) | labor relations violation | 2019 | NLRB | $31,256 |
| Carlex Glass America, LLC | Atlas Holdings | private equity (including portfolio companies) | labor relations violation | 2019 | NLRB | $7,000 |
| PrimeFlight Aviation Services, Inc. | Carlyle Group | private equity (including portfolio companies) | labor relations violation | 2018 | NLRB | $9,060 |
| Federal-Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2017 | NLRB | $12,073 |
| PrimeFlight Aviation Services, Inc. | Carlyle Group | private equity (including portfolio companies) | labor relations violation | 2017 | NLRB | $9,036 |
| Moneygram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2007 | AZ-DIFI | $125,000 |
| MoneyGram Payment Systems, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2014 | AZ-DIFI | $10,000 |
| Accordia Life and Annuity Co. | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2019 | AZ-DIFI | $50,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2007 | CA-MHC | $7,500 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2009 | CA-MHC | $40,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2014 | CA-MHC | $10,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2015 | CA-MHC | $30,000 |
| Western Dental Services, Inc. dba Western Dental Plan and Beauchamp Family Dental | New Mountain Capital | private equity (including portfolio companies) | insurance violation | 2015 | CA-MHC | $80,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | insurance violation | 2019 | CA-INS | $8,080 |
