Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-state | $8,000,000 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $10,000,000 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $3,800,000 |
| TruGreen Limited Partnership | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $1,780,000 |
| West Marine | L Catterton | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $435,000 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $16,500,000 |
| Trugreen Landcare | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-federal | $1,799,750 |
| Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $768,647 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $700,000 |
| Moran Foods | Onex | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $4,500,000 |
| Aaron Brothers Inc. and Michaels Stores | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | private lawsuit-federal | $800,000 |
| Motel 6 | Blackstone | private equity (including portfolio companies) | wage and hour violation | 2013 | private lawsuit-federal | $890,000 |
| Acosta Sales | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2013 | private lawsuit-federal | $9,900,000 |
| Gentiva Health | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2013 | private lawsuit-federal | $5,000,000 |
| Michaels Stores | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2013 | private lawsuit-federal | $2,000,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $3,200,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $700,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $5,000,000 |
| California Pizza Kitchen | Golden Gate Capital | private equity (including portfolio companies) | wage and hour violation | 2012 | private lawsuit-state | $4,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| Cardinal Logistics | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $3,750,000 |
| American Greetings | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $1,880,000 |
| RGIS LLC | Blackstone | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $27,000,000 |
| ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2011 | private lawsuit-federal | $1,475,000 |
| Celestica | Onex | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-federal | $2,500,000 |
| Dollar Financial | Lone Star Funds | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-state | $1,800,000 |
| Jo-Ann Stores | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-state | $5,000,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-federal | $790,000 |
| Celestica | Onex | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-federal | $1,700,000 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-federal | $1,500,000 |
| Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2008 | private lawsuit-state | $38,000,000 |
| Michaels Stores | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2007 | private lawsuit-federal | $4,300,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2007 | private lawsuit-state | $3,200,000 |
| Dollar Financial | Lone Star Funds | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $5,800,000 |
| Guitar Center | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $2,900,000 |
| Gymboree | Bain Capital | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $2,275,000 |
| Barnes & Noble | Elliott Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $10,000,000 |
| AnnTaylor Stores | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2006 | private lawsuit-state | $6,500,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2004 | private lawsuit-state | $4,900,000 |
| CKE Restaurants | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2004 | private lawsuit-state | $9,000,000 |
| CEC Entertainment | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2004 | private lawsuit-state | $4,240,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2002 | private lawsuit-state | $2,500,000 |
| Jo-Ann Stores | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2002 | private lawsuit-state | $6,500,000 |
| Institutional Shareholder Services Inc. | Genstar Capital | private equity (including portfolio companies) | investor protection violation | 2013 | SEC | $300,000 |
| FOSTER POULTRY FARMS | Atlas Holdings | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $60,000 |
| HAAS GROUP INTERNATIONAL | Platinum Equity | private equity (including portfolio companies) | aviation safety violation | 2016 | FAA | $8,000 |
| HAAS GROUP INTERNATIONAL LLC | Platinum Equity | private equity (including portfolio companies) | aviation safety violation | 2017 | FAA | $49,632 |
| ORS NASCO | Sycamore Partners Management | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $20,000 |
| PLASTIC PACKAGING TECHNOLOGIES | Mid Oaks Investments | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $25,000 |
| STAPLES | Sycamore Partners Management | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $8,000 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | EPA | $1,100,000 |
| ACETO Corporation | New Mountain Capital | private equity (including portfolio companies) | Controlled Substances Act violation | 2018 | USAO | $120,000 |
| Livingston Regional Hospital, LLC | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2018 | USAO | $784,000 |
| Carestream Health, Inc | Onex | private equity (including portfolio companies) | Family and Medical Leave Act | 2018 | WHD | $42,512 |
| 99 Cents Only Stores LLC | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2018 | WHD | $273,254 |
| IMTT-PIPELINE | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2018 | PHMSA | $19,600 |
| IMTT-BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | pipeline safety violation | 2018 | PHMSA | $144,000 |
| EnCap Investments L.P. | Encap Investments | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $500,000 |
| Ingram Micro Inc. | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $15,000,000 |
| Royal Alliance Associates, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $500,001 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2009 | SEC | $65,000 |
| Solenis LLC | Platinum Equity | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $99,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
| Crothall Laundry Services, Inc. | H.I.G. Capital | private equity (including portfolio companies) | employment discrimination | 2018 | OFCCP | $72,000 |
| Cobham Holdings, Inc | Advent International | private equity (including portfolio companies) | economic sanction violation | 2018 | OFAC | $87,507 |
| Tropicana Products | PAI Partners | private equity (including portfolio companies) | employment discrimination | 2002 | private lawsuit-state | $816,815 |
| Jenny Craig Inc. | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2010 | private lawsuit-federal | $1,650,000 |
| Corepower Yoga LLC | TSG Consumer Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $1,650,000 |
| Jamba Juice Company | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2019 | private lawsuit-state | $1,950,000 |
| Neiman Marcus Group, Inc. | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2019 | private lawsuit-federal | $4,400,000 |
| Covanta Tulsa Renewable Energy LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $200,000 |
| CIRCOR AEROSPACE INC | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2018 | FAA | $75,000 |
| E I S Inc. | Audax Group | private equity (including portfolio companies) | motor vehicle safety violation | 2016 | FMCSA | $13,860 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $7,100 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $8,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $6,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $15,000 |
| Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $8,000 |
| KIK Custom Products, Inc. | Centerbridge Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $8,000 |
| Nexeo Solutions Company | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| Polynt Composites USA, Inc. | Black Diamond Capital Management | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $6,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $7,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $11,000 |
| Prestone Products | Centerbridge Partners | private equity (including portfolio companies) | railroad safety violation | 2018 | FRA | $5,000 |
| Woodbury Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2019 | SEC | $1,171,028 |
| ADT Inc. | Apollo Global Management | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $100,000 |
| Office Superstore East LLC fka Staples | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2019 | MA-AG | $165,000 |
| Univar USA Inc. | Apollo Global Management | private equity (including portfolio companies) | trade violations | 2019 | DOJ_CIVIL | $62,500,000 |
| COMMUNITY INTERVENTION SERVICES, INC. | H.I.G. Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2019 | EBSA | $10,001 |
| 21st Century Oncology, Inc. | KKR & Co. | private equity (including portfolio companies) | privacy violation | 2017 | HHSOCR | $2,300,000 |
| ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2002 | NY-AG | $750,000 |
| Akzo Nobel Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2009 | MULTI-AG | $2,275,454 |
| Akzo Nobel Surface Chemistry, LLC | Carlyle Group | private equity (including portfolio companies) | water pollution violation | 2005 | IL-AG | $37,500 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2007 | MULTI-AG | $3,000,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2005 | NY-AG | $1,250,000 |
| America Online, Inc. | Apollo Global Management | private equity (including portfolio companies) | consumer protection violation | 2005 | OH-AG | $75,000 |
| AmerUs Life Insurance Co. and American Investors Life Insurance Co. | Apollo Global Management | private equity (including portfolio companies) | investor protection violation | 2008 | MN-AG | $375,000 |
| Anchor Glass Container Corporation | CVC Capital Partners | private equity (including portfolio companies) | air pollution violation | 2018 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $550,000 |
