Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $8,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
| AIR METHODS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $5,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $32,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $11,000 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $7,500 |
| CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2008 | FAA | $10,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $18,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $25,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $44,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2007 | FAA | $85,000 |
| OMNIFLIGHT HELICOPTERS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $48,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $50,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $44,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $17,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $30,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2005 | FAA | $11,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2004 | FAA | $52,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2003 | FAA | $133,333 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2003 | FAA | $11,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2002 | FAA | $100,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2002 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2002 | FAA | $150,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2002 | FAA | $35,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2002 | FAA | $12,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2002 | FAA | $8,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2001 | FAA | $15,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2001 | FAA | $22,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2001 | FAA | $22,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2001 | FAA | $7,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2000 | FAA | $5,875 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2000 | FAA | $5,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2000 | FAA | $10,000 |
| OMNIFLIGHT HELICOPTERS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2000 | FAA | $15,000 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2000 | FAA | $37,500 |
| FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2000 | FAA | $6,500 |
| Calpine Energy Services, L.P. | Energy Capital Partners | private equity (including portfolio companies) | energy market violation | 2007 | FERC | $4,500,000 |
| ACUITY SPECIALTY PRODUCTS GROUP INC | New Mountain Capital | private equity (including portfolio companies) | motor vehicle safety violation | 2008 | FMCSA | $14,030 |
| GARCO INC | EQT AB | private equity (including portfolio companies) | motor vehicle safety violation | 2008 | FMCSA | $12,160 |
| INSITUFORM TECHNOLOGIES USA, INC | New Mountain Capital | private equity (including portfolio companies) | motor vehicle safety violation | 2006 | FMCSA | $13,490 |
| AKZO NOBEL POLYMER CHEMICALS LLC | Carlyle Group | private equity (including portfolio companies) | motor vehicle safety violation | 2006 | FMCSA | $12,350 |
| UNIVAR USA INC | Apollo Global Management | private equity (including portfolio companies) | motor vehicle safety violation | 2005 | FMCSA | $5,460 |
| AKZO CHEMICALS, INCORPORATED | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $11,500 |
| FERRO CORPORATION | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $5,500 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $5,625 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $7,500 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $9,500 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $8,000 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $8,000 |
| INTERNATIONAL MATEX TANK TERMINALS | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2008 | FRA | $10,500 |
| MoneyGram International, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | consumer protection violation | 2009 | FTC | $18,000,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $850,000 |
| Rexall Sundown, Inc. | Carlyle Group | private equity (including portfolio companies) | consumer protection violation | 2003 | FTC | $12,000,000 |
| Arctic Glacier International Inc. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2009 | DOJ_ANTITRUST | $9,000,000 |
| Akzo Nobel Chemicals International B.V. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2006 | DOJ_ANTITRUST | $32,000,000 |
| Akzo Nobel Chemicals BV | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2001 | DOJ_ANTITRUST | $12,000,000 |
| Reilly Industries Inc. | Wind Point Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2000 | DOJ_ANTITRUST | $2,000,000 |
| Rural/Metro Corporation | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2007 | DOJ_CIVIL | $2,500,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $9,000,000 |
| Beverly Enterprises Inc. | Fillmore Capital Partners | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $20,000,000 |
| Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $12,900,000 |
| Corporate Express Office Products | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2006 | DOJ_CIVIL | $5,020,000 |
| Staples Contract and Commercial | Sycamore Partners Management | private equity (including portfolio companies) | False Claims Act and related | 2005 | DOJ_CIVIL | $7,400,000 |
| Lifescan, Inc. | Platinum Equity | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $15,000,000 |
| Vencor Inc. and Ventas Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2001 | DOJ_CIVIL | $104,500,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| KIK (Virginia) LLC | Centerbridge Partners | private equity (including portfolio companies) | water pollution violation | 2009 | EPA | $100,000 |
| Colorite Specialty Resins | Genstar Capital | private equity (including portfolio companies) | environmental violation | 2008 | EPA | $2,300,000 |
| Acuity Specialty Products, Inc., | New Mountain Capital | private equity (including portfolio companies) | water pollution violation | 2007 | EPA | $3,800,000 |
| Ferro Corporation | American Securities LLC | private equity (including portfolio companies) | air pollution violation | 2002 | EPA | $1,050,000 |
| Blue Bird Body | American Securities LLC | private equity (including portfolio companies) | motor vehicle safety violation | 2002 | NHTSA | $65,000 |
| Sterigenics International, Inc. | Warburg Pincus | private equity (including portfolio companies) | nuclear safety violation | 2006 | NRC | $9,600 |
| CPN PIPELINE COMPANY | Energy Capital Partners | private equity (including portfolio companies) | pipeline safety violation | 2009 | PHMSA | $17,500 |
| TALLGRASS INTERSTATE GAS TRANSMISSION LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2009 | PHMSA | $39,000 |
| TALLGRASS INTERSTATE GAS TRANSMISSION LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2004 | PHMSA | $81,250 |
| VeriFone Holdings, Inc. | Francisco Partners | private equity (including portfolio companies) | accounting fraud or deficiencies | 2009 | SEC | $25,000 |
| McAfee, Inc. | Advent International | private equity (including portfolio companies) | accounting fraud or deficiencies | 2006 | SEC | $50,000,000 |
| TPG Capital | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2001 | SEC | $50,000 |
| America Online, Inc. | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2000 | SEC | $3,500,000 |
| PetSmart Inc. | BC Partners | private equity (including portfolio companies) | product safety violation | 2016 | CPSC | $4,250,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $7,000 |
| Axeon Specialty Products | Lindsay Goldberg | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $22,000 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $5,000 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $8,000 |
| IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $8,000 |
| Axeon Specialty Products | Lindsay Goldberg | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $10,250 |
| INNOPHOS INC | One Rock Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $7,000 |
| Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $5,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $14,000 |
| Palestine Regional Medical Center | Apollo Global Management | private equity (including portfolio companies) | HHS civil monetary penalties | 2016 | HHSOIG | $45,000 |
| TALLGRASS PONY EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2016 | PHMSA | $14,700 |
| Aeroflex Incorporated | Advent International | private equity (including portfolio companies) | export control violation | 2013 | DDTC | $8,000,000 |
