Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Aeroflex Incorporated | Advent International | private equity (including portfolio companies) | export control violation | 2013 | DDTC | $8,000,000 |
| Space Systems Loral | Advent International | private equity (including portfolio companies) | export control violation | 2002 | DDTC | $20,000,000 |
| Frontier Airlines | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2016 | ACPD | $60,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2013 | ACPD | $80,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2012 | ACPD | $50,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2011 | ACPD | $40,000 |
| EmCare Inc. | KKR & Co. | private equity (including portfolio companies) | employment discrimination | 2014 | EEOC | $499,000 |
| VISTA STAFFING SOLUTIONS | KKR & Co. | private equity (including portfolio companies) | benefit plan administrator violation | 2013 | EBSA | $10,001 |
| Servicemaster Alameda | Roark Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2012 | EBSA | $100,001 |
| AHLSTROM USA, INC. | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2008 | EBSA | $50,001 |
| AHLSTROM ENGINE FILTRATION LLC | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2007 | EBSA | $10,001 |
| BEVERLY ENTERPRISES INC | Fillmore Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2004 | EBSA | $10,001 |
| VANDER-BEND PRECISION SHEETMETAL | Aterian Investment Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2002 | EBSA | $10,001 |
| Staples Contract and Commercial, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | Family and Medical Leave Act | 2015 | WHD | $275,000 |
| Intrado Communications | Apollo Global Management | private equity (including portfolio companies) | telecommunications violation | 2015 | FCC | $1,400,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2004 | ACPD | $30,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2004 | ACPD | $35,000 |
| Frontier Airlines, Inc. | Indigo Partners | private equity (including portfolio companies) | aviation consumer protection violation | 2003 | ACPD | $100,000 |
| Empire Kosher Poultry, Inc. | Aterian Investment Partners | private equity (including portfolio companies) | agribusiness violation | 2012 | GIPSA | $18,000 |
| Kellermeyer Bergensons Services, LLC | Cerberus Capital Management | private equity (including portfolio companies) | Family and Medical Leave Act | 2016 | WHD | $12,503 |
| West Corporation | Apollo Global Management | private equity (including portfolio companies) | Family and Medical Leave Act | 2014 | WHD | $7,080 |
| United Biosource Patient Solutions, Inc. | Avista Capital Partners | private equity (including portfolio companies) | Family and Medical Leave Act | 2013 | WHD | $7,053 |
| The Endurance International Group | Clearlake Capital | private equity (including portfolio companies) | Family and Medical Leave Act | 2013 | WHD | $29,708 |
| Spartech Plastics | Arsenal Capital Partners | private equity (including portfolio companies) | Family and Medical Leave Act | 2010 | WHD | $10,800 |
| Jostens, Inc. | Platinum Equity | private equity (including portfolio companies) | Family and Medical Leave Act | 2007 | WHD | $5,457 |
| Affordable Suites of America, Inc. | Lindsay Goldberg | private equity (including portfolio companies) | employment screening violation | 2006 | WHD | $6,000 |
| TeamHealth Holdings | Blackstone | private equity (including portfolio companies) | False Claims Act and related | 2017 | DOJ_CIVIL | $60,000,000 |
| Motel 6 Sacramento | Blackstone | private equity (including portfolio companies) | labor relations violation | 2017 | NLRB | $5,594 |
| Fort Dearborn Corporation | Clayton Dubilier & Rice | private equity (including portfolio companies) | labor relations violation | 2017 | NLRB | $357,722 |
| PrimeFlight Aviation Services, Inc. | Carlyle Group | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $17,905 |
| Decker Coal Company | Resource Capital Funds | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $476,649 |
| American Medical Response of Connecticut | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $109,750 |
| API Technologies | AEA Investors | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $30,000 |
| Capstone Logistics, LLC | H.I.G. Capital | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $18,144 |
| ADT LLC d/b/a ADT Security Services | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $11,428 |
| RURAL/METRO CORPORATION d/b/a SOUTHWEST AMBULANCE | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2016 | NLRB | $19,747 |
| AMERICAN MEDICAL RESPONSE OF MASSACHUSETTS, INC. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2015 | NLRB | $5,522 |
| SMG | Ares Management | private equity (including portfolio companies) | labor relations violation | 2015 | NLRB | $54,155 |
| KINDRED TRANSITIONAL CARE AND REHABILITATION | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2013 | NLRB | $11,838 |
| Professional Medical Transport, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2013 | NLRB | $6,634 |
| American Medical Response Ambulance Services, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2013 | NLRB | $21,819 |
| Cardinal Logistics Management Corporation | H.I.G. Capital | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $50,000 |
| Covanta Energy Corporation and Covanta SEMASS LLC, individually and as single and joint employers | EQT AB | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $1,277,227 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $5,500 |
| American Medical Response of Connecticut, Inc. | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $9,741 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2012 | NLRB | $5,830 |
| Covanta Bristol, Inc. | EQT AB | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $10,671 |
| International Converter LLC | Carlyle Group | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $124,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $5,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2011 | NLRB | $18,445 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $6,297 |
| Golden Living Center | Fillmore Capital Partners | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $25,000 |
| Phoenix Services LLC | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $20,000 |
| Appleton Papers | Wynnchurch Capital | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $5,000 |
| Pregis Corporation | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $333,000 |
| Pregis Corporation | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $14,800 |
| Pregis Corporation | Warburg Pincus | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $10,000 |
| American Medical Response/EMSC | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $5,000 |
| Kindred Healthcare (Albuquerque) Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $28,700 |
| Hospitality Staffing Solutions, LLC | Cerberus Capital Management | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $29,524 |
| Appleton Papers | Wynnchurch Capital | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $250,000 |
| Foster Farms, Inc. | Atlas Holdings | private equity (including portfolio companies) | labor relations violation | 2010 | NLRB | $30,000 |
| ADT Security Services, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $42,429 |
| Brinderson Constructors Inc. | New Mountain Capital | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $22,500 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $10,784 |
| Federal Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $26,500 |
| C & D Technologies | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $35,465 |
| Petsmart | BC Partners | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $13,500 |
| Foster Poultry Farms | Atlas Holdings | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $21,543 |
| ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2009 | NLRB | $13,484 |
| Professional Medical Transport | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $88,759 |
| Covanta Bristol, Inc. | EQT AB | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $50,000 |
| ALCOA, INC. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $35,846 |
| Alcoa | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $125,000 |
| Dunkin' Donuts Mid-Atlantic Distribution Center | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2008 | NLRB | $27,611 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $15,060 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $8,000 |
| American Medical Response (AMR) | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $35,000 |
| Appleton Papers | Wynnchurch Capital | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $104,000 |
| Tenneco Automotive, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $14,233 |
| Dunkin Donuts Distribution Center, Inc. | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2007 | NLRB | $30,432 |
| COOPER POWER TOOLS, INC. | Bain Capital | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $21,335 |
| Tower Automotive | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $8,400 |
| Alcoa-Cleveland Works | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $38,000 |
| Dunkin Donuts | Roark Capital | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $138,070 |
| TI AUTOMOTIVE | Bain Capital | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $13,360 |
| Lifoam Industries | One Rock Capital Partners | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $5,994 |
| Alcoa, Inc. | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $69,800 |
| Alcoa | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $70,000 |
| AKZO-NOBEL | Carlyle Group | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $15,779 |
| 99 Cent Only Stores | Ares Management | private equity (including portfolio companies) | labor relations violation | 2006 | NLRB | $5,855 |
| Rescare-East Ohio Group Home | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $25,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $35,000 |
| TI Automotive | Bain Capital | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $2,500,000 |
| Tower Automotive Lansing, LLC | KPS Capital Partners | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $125,000 |
| The Pike Company | Lindsay Goldberg | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $6,000 |
| Staples, Inc. | Sycamore Partners Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $18,000 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $5,063 |
| Tenneco Automotive | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $79,437 |
| American Medical Response | KKR & Co. | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $8,249 |
| Federal Mogul Powertrain Systems | Apollo Global Management | private equity (including portfolio companies) | labor relations violation | 2005 | NLRB | $15,000 |
