Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Rural/Metro Corporation, Rural/Metro of Central Alabama, Inc., and Mercury Ambulance Service, Inc. dba Rural/Metro Ambulance | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2012 | USAO | $5,426,000 |
| Gentiva Health Services Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $12,500,000 |
| American Medical Response Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2011 | USAO | $2,700,000 |
| Exactech Inc. | TPG Capital | private equity (including portfolio companies) | kickbacks and bribery | 2010 | USAO | $2,990,000 |
| AIR METHODS CORPORATION | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2017 | FAA | $400,000 |
| Grede L.L.C. | Gamut Capital | private equity (including portfolio companies) | environmental violation | 2018 | USAO | $200,000 |
| TPG Capital Advisors, LLC | TPG Capital | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $12,487,620 |
| Platinum Equity Advisors, LLC | Platinum Equity | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $3,402,132 |
| KMS Financial Services, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2017 | SEC | $552,086 |
| Ladenburg Thalmann Asset Management Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $200,000 |
| GOLDEN LIVING CENTER-BLOOMINGTON | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $5,100 |
| PALESTINE HEALTHCARE CENTER | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $5,850 |
| KINDRED HOSPITAL - LOUISVILLE | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $6,175 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $6,500 |
| GOLDEN LIVING CENTER-BRANDYWINE | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $7,150 |
| KINDRED NURSING AND HEALTHCARE - BAYBERRY | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $7,800 |
| KINDRED NURSING AND TRANSITIONAL CARE-PACIFIC COAS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $8,125 |
| GOLDEN LIVING CENTER-INDIANAPOLIS | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $8,125 |
| KINDRED NURSING & REHABILITATION-HARBORLIGHTS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $8,190 |
| GOLDEN LIVINGCENTER - NAPA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $9,296 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $9,360 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $13,252 |
| GOLDEN LIVING CENTER-BROOKVIEW | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $15,080 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $16,058 |
| KINDRED TRANSITIONAL CARE AND REHAB-COLUMBUS | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $16,585 |
| KINDRED NURSING AND REHABILITATION - MEDICAL HILL | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $17,843 |
| GOLDEN LIVINGCENTER - NAPA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $18,720 |
| GOLDEN LIVINGCENTER - NAPA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $19,568 |
| KINDRED NURSING AND REHABILITATION - MEDICAL HILL | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $25,620 |
| GOLDEN LIVINGCENTER SANTA ROSA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $26,130 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $33,215 |
| GOLDEN LIVING CENTER-WOODBRIDGE | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $36,099 |
| GOLDEN LIVING CENTER-VALPARAISO | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $39,293 |
| GOLDEN LIVING CENTER-VALPARAISO | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2017 | CMS | $41,725 |
| KINDRED TRANSITIONAL CARE & REHABILITATION-AVERY | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $45,500 |
| GOLDEN LIVINGCENTER SANTA ROSA | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $45,576 |
| GOLDEN LIVING CENTER-BRENTWOOD | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2015 | CMS | $62,140 |
| GOLDEN LIVINGCENTER - BAKERSFIELD | Fillmore Capital Partners | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $72,800 |
| KINDRED TRANSITIONAL CARE AND REHAB - CANYONWOOD | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $117,534 |
| KINDRED TRANSITIONAL CARE & REHABILITATION-AVERY | Apollo Global Management | private equity (including portfolio companies) | nursing home violation | 2016 | CMS | $118,333 |
| Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2018 | DOJ_CIVIL | $1,500,000 |
| HEXION Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2016 | FRA | $7,500 |
| HEXION Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $6,000 |
| DELTECH POLYMERS CORPORATION | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| Reichold, Inc., AZUSA Plan-Bulk Storage | Black Diamond Capital Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $7,500 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $9,150 |
| International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $8,250 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| Akzo Nobel Functional Chemicals LLC | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $6,900 |
| UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $5,000 |
| TransMontaigne Product Services, Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2017 | FRA | $31,000 |
| Briggs & Stratton | KPS Capital Partners | private equity (including portfolio companies) | product safety violation | 2002 | CPSC | $400,000 |
| Securities America Advisors Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2018 | SEC | $5,828,448 |
| BIG TEX TRAILER MANUFACTURING | Bain Capital | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $12,000 |
| HAAS GROUP INTERNATIONAL | Platinum Equity | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $20,000 |
| FIVE BELOW | Advent International | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
| WALKER MANUFACTURING | Apollo Global Management | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $19,400 |
| Maaco Collison Repair & Auto Painting | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2014 | CA-LCO | $12,000 |
| Sonic Drive In | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2013 | CA-LCO | $43,500 |
| Anytime Fitness | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2013 | CA-LCO | $13,500 |
| Massage Envy | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2010 | CA-LCO | $30,000 |
| Massage Envy | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $6,250 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2008 | CA-LCO | $394,750 |
| Green Burrito | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2002 | CA-LCO | $9,000 |
| Baskin Robbins | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2000 | CA-LCO | $9,000 |
| Baskin Robins | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2000 | CA-LCO | $11,000 |
| Chuck E Cheese | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2000 | CA-LCO | $43,000 |
| DUNKIN DONUTS | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2018 | IL-DOL | $12,000 |
| DUNKIN DONUTS | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2016 | IL-DOL | $7,800 |
| KINDRED GUARDIAN SERVICES, INC. | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2014 | IL-DOL | $52,495 |
| STAPLES THE OFFICE SUPERSTORE EAST INC | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2015 | KY-DWS | $76,699 |
| HUSSEY COPPER LTD | KPS Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2010 | KY-DWS | $9,038 |
| CELESTICA CORPORATION | Onex | private equity (including portfolio companies) | wage and hour violation | 2000 | KY-DWS | $7,996 |
| Blazin Wings, Inc | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2016 | MA-AG | $14,143 |
| Buffalo Wild Wings | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2009 | MO-DLIR | $11,198 |
| ADT Security | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2011 | PA-DLI | $6,358 |
| Service Master | Roark Capital | private equity (including portfolio companies) | wage and hour violation | 2008 | PA-DLI | $20,524 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2018 | private lawsuit-federal | $12,000,000 |
| Talbots | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2018 | private lawsuit-state | $2,950,000 |
| PetSmart | BC Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $332,475 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $310,000 |
| Life Time Fitness | Leonard Green & Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $700,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $7,995,000 |
| Sedgwick Claims Management | Carlyle Group | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $2,500,000 |
| 99 Cents Only | Ares Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $175,000 |
| Ann Taylor | Sycamore Partners Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-state | $3,500,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $845,000 |
| Higher One | Providence Equity Partners | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $964,637 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2017 | private lawsuit-federal | $1,060,000 |
| Gymboree | Bain Capital | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-state | $1,125,000 |
| CEC Entertainment | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $2,500,000 |
| Cardinal Logistics | H.I.G. Capital | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $2,000,000 |
| Kindred Healthcare | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-state | $2,465,000 |
| Scotts Lawn Service (later Trugreen) | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $8,975,000 |
| C.E.C. Entertainment dba Chuck E. Cheese's | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $290,000 |
| ADT LLC | Apollo Global Management | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $2,700,000 |
| American Greetings | Clayton Dubilier & Rice | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-federal | $4,000,000 |
| West Marine | L Catterton | private equity (including portfolio companies) | wage and hour violation | 2016 | private lawsuit-state | $115,000 |
| ZEP Manufacturing | New Mountain Capital | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-state | $1,485,000 |
| Petco Animal Supplies | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2015 | private lawsuit-state | $8,000,000 |
