Benefit Administrative Systems LLC | | | insurance violation | 2014 | AK-INS | $20,000 |
Flexible Benefits Corp. | | | insurance violation | 2014 | AK-INS | $7,512 |
Seawest Adjustment Company, Inc. | | | insurance violation | 2014 | AK-INS | $20,000 |
Alaska USA Title Agency, LLC | | | insurance violation | 2015 | AK-INS | $55,000 |
Wentworth-DeAngelis, Inc. | | | insurance violation | 2015 | AK-INS | $5,000 |
Marsh USA Inc. | Marsh & McLennan | financial services | insurance violation | 2015 | AK-INS | $25,000 |
Parker, Smith & Feek, Inc. | | | insurance violation | 2015 | AK-INS | $50,000 |
Alaska USA Insurance Brokers LLC | | | insurance violation | 2015 | AK-INS | $15,000 |
Insurance Max LLC | | | insurance violation | 2015 | AK-INS | $10,000 |
M J Hall & Co of Alaska Inc. | | | insurance violation | 2015 | AK-INS | $10,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | financial services | insurance violation | 2016 | AK-INS | $10,000 |
AmWINS Insurance Brokerage of CA LLC | | | insurance violation | 2016 | AK-INS | $15,000 |
Seekins Ford Lincoln Mercury Inc. | | | insurance violation | 2016 | AK-INS | $12,500 |
Budget Insurance, Inc. | | | insurance violation | 2016 | AK-INS | $75,000 |
Frye Claims Consultation & Administration, Inc. | | | insurance violation | 2017 | AK-INS | $50,000 |
Southeastern Title Agency Inc. | | | insurance violation | 2017 | AK-INS | $8,000 |
Denali Alaskan Insurance LLC | | | insurance violation | 2017 | AK-INS | $5,000 |
Gerald J Sullivan & Assoc of Oregon LLC | | | insurance violation | 2017 | AK-INS | $5,000 |
R T Speciality LLC | | | insurance violation | 2017 | AK-INS | $15,000 |
Griffin Underwriting Services | | | insurance violation | 2017 | AK-INS | $15,000 |
McLarens Young International, Inc. | | | insurance violation | 2019 | AK-INS | $11,000 |
M J Hall & Co of Alaska Inc. | | | insurance violation | 2019 | AK-INS | $15,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | financial services | insurance violation | 2019 | AK-INS | $20,000 |
Marsh USA Inc. | Marsh & McLennan | financial services | insurance violation | 2019 | AK-INS | $30,000 |
Alaska Premier Underwriters Inc. | | | insurance violation | 2019 | AK-INS | $10,000 |
Whitfield Benefit Solutions | | | insurance violation | 2019 | AK-INS | $25,000 |
The Insurance Center, an Alaskan Corporation | | | insurance violation | 2019 | AK-INS | $8,000 |
Penser North America Inc. | | | insurance violation | 2020 | AK-INS | $50,000 |
EA Renfroe & Co. Inc | | | insurance violation | 2020 | AK-INS | $9,000 |
Brown and Riding Insurance Services Inc. | | | insurance violation | 2020 | AK-INS | $5,000 |
AmWINS Insurance Brokerage of CA LLC | | | insurance violation | 2020 | AK-INS | $10,000 |
Groninger & Co Inc Superior Underwriters | | | insurance violation | 2020 | AK-INS | $5,000 |
Griffin Underwriting Services | | | insurance violation | 2020 | AK-INS | $5,000 |
Affinity Insurance Services, Inc. | Aon | financial services | insurance violation | 2021 | AK-INS | $35,000 |
Citadel Ins Services LC | | | insurance violation | 2021 | AK-INS | $5,000 |
ABD Insurance and Financial Services, Inc. and Newfront Insurance Services, LLC | | | insurance violation | 2022 | AK-INS | $274,048 |
CRC Insurance Services Inc. | | | insurance violation | 2022 | AK-INS | $35,000 |
YOLO Insurance, Inc. | | | insurance violation | 2022 | AK-INS | $12,205 |
New Hampshire Insurance Co. | American International Group | financial services | insurance violation | 2022 | AK-INS | $7,500 |
Nation Motor Club, LLC | | | insurance violation | 2022 | AK-INS | $25,000 |
CBIZ Insurance Services Inc. | | | insurance violation | 2022 | AK-INS | $30,000 |
Marsh USA Inc. | Marsh & McLennan | financial services | insurance violation | 2023 | AK-INS | $55,000 |
Lockton Affinity, LLC | | | insurance violation | 2022 | AK-INS | $20,000 |
United Car Care, Inc. | | | insurance violation | 2022 | AK-INS | $10,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | financial services | insurance violation | 2023 | AK-INS | $20,000 |
Berkshire Hathaway Homestate Insurance Company | Berkshire Hathaway | diversified | insurance violation | 2023 | AK-INS | $7,500 |
Risk Placement Services, Inc. | | | insurance violation | 2023 | AK-INS | $35,000 |
Pacific International Underwriters Inc | | | insurance violation | 2024 | AK-INS | $5,000 |
Coastal Resources Corp. | | | investor protection violation | 2001 | AK-DBS | $50,000 |
Lotus Management | | | investor protection violation | 2003 | AK-DBS | $50,000 |
Global Strategies Ltd. | | | investor protection violation | 2003 | AK-DBS | $50,000 |
Edward D. Jones and Co.,LP | Jones Financial | financial services | investor protection violation | 2003 | AK-DBS | $11,000 |
Pureinvestor.com Inc. | | | investor protection violation | 2005 | AK-DBS | $75,000 |
PIPS Inc. | | | investor protection violation | 2005 | AK-DBS | $75,000 |
PIC Trust Limited | | | investor protection violation | 2005 | AK-DBS | $75,000 |
Westoby Works | | | investor protection violation | 2005 | AK-DBS | $75,000 |
Team JollyPIPster, LLC | | | investor protection violation | 2005 | AK-DBS | $75,000 |
Index Analysis Pool, LP and Index Analysis Services | | | investor protection violation | 2006 | AK-DBS | $25,000 |
Wachovia Securities, LLC | Wells Fargo | financial services | investor protection violation | 2010 | AK-DBS | $129,131 |
Citigroup Global Markets, Inc. | Citigroup | financial services | investor protection violation | 2010 | AK-DBS | $150,507 |
UBS Securities LLC | UBS | financial services | investor protection violation | 2010 | AK-DBS | $733,465 |
Touchstone Funds Group Trust | | | investor protection violation | 2013 | AK-DBS | $5,000 |
Arbor Capital Management, Inc. | | | investor protection violation | 2013 | AK-DBS | $5,000 |
UBS Financial Services, Inc. | UBS | financial services | investor protection violation | 2013 | AK-DBS | $64,661 |
RBC Capital Markets, LLC | Royal Bank of Canada | financial services | investor protection violation | 2013 | AK-DBS | $44,370 |
Fortune Oil & Gas, Ltd. | | | investor protection violation | 2014 | AK-DBS | $25,000 |
J.P. Morgan Securities, LLC | JPMorgan Chase | financial services | investor protection violation | 2014 | AK-DBS | $51,120 |
Flatiron Capital Partners, LLC et al. | | | investor protection violation | 2015 | AK-DBS | $125,000 |
St. Andrews Investments, LLC | | | investor protection violation | 2015 | AK-DBS | $50,000 |
McKinley Capital Non-US Small Cap Growth Fund | | | investor protection violation | 2015 | AK-DBS | $5,000 |
Global Arena Capital Corp. | | | investor protection violation | 2015 | AK-DBS | $25,000 |
Northwest Financial Advisors, Inc. | | | investor protection violation | 2015 | AK-DBS | $6,250 |
Citigroup Global Markets, Inc. | Citigroup | financial services | investor protection violation | 2015 | AK-DBS | $35,000 |
Garden State Securities, Inc. | | | investor protection violation | 2016 | AK-DBS | $25,000 |
Codawn Consulting Corp., Sentinel Capital Corp. | | | investor protection violation | 2017 | AK-DBS | $125,000 |
LPL Financial LLC | LPL Financial | financial services | investor protection violation | 2019 | AK-DBS | $499,000 |
Securian Financial Services, Inc. | Securian Financial | financial services | investor protection violation | 2020 | AK-DBS | $10,000 |
Solium Financial Services LLC | Morgan Stanley | financial services | investor protection violation | 2020 | AK-DBS | $10,527 |
TMTE, Inc. aka Metals.com aka Chase Metals, Inc. | | | investor protection violation | 2020 | AK-DBS | $700,000 |
Tycoon Trading, LLC | | | investor protection violation | 2022 | AK-DBS | $14,439,086 |
Tycoon Trading, LLC et al. | | | investor protection violation | 2023 | AK-DBS | $40,684,525 |
Furie Operating Alaska LLC | | | Jones Act violation | 2017 | USAO | $10,000,000 |
Delta Western, Inc. and/or North Star Petroleum, Inc., Jt ERs Alter Egos | | | labor relations violation | 2016 | NLRB | $48,387 |
ProCARE Home Medical, Inc. | | | labor relations violation | 2015 | NLRB | $23,700 |
International Union of Operating Engineers Local 302 (Matanuska Electric Association, Inc.) | | | labor relations violation | 2015 | NLRB | $24,035 |
Matanuska Electric Association, Inc. | | | labor relations violation | 2015 | NLRB | $20,252 |
Central Peninsula Hospital, Inc. | | | labor relations violation | 2013 | NLRB | $184,000 |
Columbia Sussex Corporation d/b/a Hilton Anchorage | | | labor relations violation | 2010 | NLRB | $8,701 |
Horizon Lines of Alaska, LLC | Matson | freight and logistics | labor relations violation | 2010 | NLRB | $185,032 |
Midnight Sun Mechanical, Inc. | | | labor relations violation | 2010 | NLRB | $17,000 |
Matanuska-Susitna Community Transit (MASCOT) | | | labor relations violation | 2010 | NLRB | $50,800 |
Wrangell Seafoods, Inc. | | | labor relations violation | 2009 | NLRB | $47,270 |
Doyon/ARAMARK | | | labor relations violation | 2009 | NLRB | $800,000 |
United Freight & Transport, Inc. | | | labor relations violation | 2009 | NLRB | $9,620 |
Tatitlek Corporation/Tatitlek Support Services, Inc. | | | labor relations violation | 2008 | NLRB | $12,000 |
Wal-Mart Stores, Inc. | Walmart | retailing | labor relations violation | 2008 | NLRB | $100,000 |
First Student, Inc. | FirstGroup | miscellaneous services | labor relations violation | 2008 | NLRB | $10,000 |
Manor Management of Alaska d/b/a Marlow Manor Assisted Living Facility | | | labor relations violation | 2007 | NLRB | $12,000 |
Cable Tech, Inc. | | | labor relations violation | 2006 | NLRB | $13,228 |
ASRC Energy Services | | | labor relations violation | 2006 | NLRB | $24,000 |
Republic Parking System, Inc. | | | labor relations violation | 2006 | NLRB | $46,721 |