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1873 Violation Tracker results found

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Benefit Administrative Systems LLC insurance violation2014AK-INS$20,000
Flexible Benefits Corp. insurance violation2014AK-INS$7,512
Seawest Adjustment Company, Inc. insurance violation2014AK-INS$20,000
Alaska USA Title Agency, LLC insurance violation2015AK-INS$55,000
Wentworth-DeAngelis, Inc. insurance violation2015AK-INS$5,000
Marsh USA Inc.Marsh & McLennanfinancial servicesinsurance violation2015AK-INS$25,000
Parker, Smith & Feek, Inc. insurance violation2015AK-INS$50,000
Alaska USA Insurance Brokers LLC insurance violation2015AK-INS$15,000
Insurance Max LLC insurance violation2015AK-INS$10,000
M J Hall & Co of Alaska Inc. insurance violation2015AK-INS$10,000
Marsh & McLennan Agency LLCMarsh & McLennanfinancial servicesinsurance violation2016AK-INS$10,000
AmWINS Insurance Brokerage of CA LLC insurance violation2016AK-INS$15,000
Seekins Ford Lincoln Mercury Inc. insurance violation2016AK-INS$12,500
Budget Insurance, Inc. insurance violation2016AK-INS$75,000
Frye Claims Consultation & Administration, Inc. insurance violation2017AK-INS$50,000
Southeastern Title Agency Inc. insurance violation2017AK-INS$8,000
Denali Alaskan Insurance LLC insurance violation2017AK-INS$5,000
Gerald J Sullivan & Assoc of Oregon LLC insurance violation2017AK-INS$5,000
R T Speciality LLC insurance violation2017AK-INS$15,000
Griffin Underwriting Services insurance violation2017AK-INS$15,000
McLarens Young International, Inc. insurance violation2019AK-INS$11,000
M J Hall & Co of Alaska Inc. insurance violation2019AK-INS$15,000
Marsh & McLennan Agency LLCMarsh & McLennanfinancial servicesinsurance violation2019AK-INS$20,000
Marsh USA Inc.Marsh & McLennanfinancial servicesinsurance violation2019AK-INS$30,000
Alaska Premier Underwriters Inc. insurance violation2019AK-INS$10,000
Whitfield Benefit Solutions insurance violation2019AK-INS$25,000
The Insurance Center, an Alaskan Corporation insurance violation2019AK-INS$8,000
Penser North America Inc. insurance violation2020AK-INS$50,000
EA Renfroe & Co. Inc insurance violation2020AK-INS$9,000
Brown and Riding Insurance Services Inc. insurance violation2020AK-INS$5,000
AmWINS Insurance Brokerage of CA LLC insurance violation2020AK-INS$10,000
Groninger & Co Inc Superior Underwriters insurance violation2020AK-INS$5,000
Griffin Underwriting Services insurance violation2020AK-INS$5,000
Affinity Insurance Services, Inc.Aonfinancial servicesinsurance violation2021AK-INS$35,000
Citadel Ins Services LC insurance violation2021AK-INS$5,000
ABD Insurance and Financial Services, Inc. and Newfront Insurance Services, LLC insurance violation2022AK-INS$274,048
CRC Insurance Services Inc. insurance violation2022AK-INS$35,000
YOLO Insurance, Inc. insurance violation2022AK-INS$12,205
New Hampshire Insurance Co.American International Groupfinancial servicesinsurance violation2022AK-INS$7,500
Nation Motor Club, LLC insurance violation2022AK-INS$25,000
CBIZ Insurance Services Inc. insurance violation2022AK-INS$30,000
Marsh USA Inc.Marsh & McLennanfinancial servicesinsurance violation2023AK-INS$55,000
Lockton Affinity, LLC insurance violation2022AK-INS$20,000
United Car Care, Inc. insurance violation2022AK-INS$10,000
Marsh & McLennan Agency LLCMarsh & McLennanfinancial servicesinsurance violation2023AK-INS$20,000
Berkshire Hathaway Homestate Insurance CompanyBerkshire Hathawaydiversifiedinsurance violation2023AK-INS$7,500
Risk Placement Services, Inc. insurance violation2023AK-INS$35,000
Pacific International Underwriters Inc insurance violation2024AK-INS$5,000
Coastal Resources Corp. investor protection violation2001AK-DBS$50,000
Lotus Management investor protection violation2003AK-DBS$50,000
Global Strategies Ltd. investor protection violation2003AK-DBS$50,000
Edward D. Jones and Co.,LPJones Financialfinancial servicesinvestor protection violation2003AK-DBS$11,000
Pureinvestor.com Inc. investor protection violation2005AK-DBS$75,000
PIPS Inc. investor protection violation2005AK-DBS$75,000
PIC Trust Limited investor protection violation2005AK-DBS$75,000
Westoby Works investor protection violation2005AK-DBS$75,000
Team JollyPIPster, LLC investor protection violation2005AK-DBS$75,000
Index Analysis Pool, LP and Index Analysis Services investor protection violation2006AK-DBS$25,000
Wachovia Securities, LLCWells Fargofinancial servicesinvestor protection violation2010AK-DBS$129,131
Citigroup Global Markets, Inc.Citigroupfinancial servicesinvestor protection violation2010AK-DBS$150,507
UBS Securities LLCUBSfinancial servicesinvestor protection violation2010AK-DBS$733,465
Touchstone Funds Group Trust investor protection violation2013AK-DBS$5,000
Arbor Capital Management, Inc. investor protection violation2013AK-DBS$5,000
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2013AK-DBS$64,661
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2013AK-DBS$44,370
Fortune Oil & Gas, Ltd. investor protection violation2014AK-DBS$25,000
J.P. Morgan Securities, LLCJPMorgan Chasefinancial servicesinvestor protection violation2014AK-DBS$51,120
Flatiron Capital Partners, LLC et al. investor protection violation2015AK-DBS$125,000
St. Andrews Investments, LLC investor protection violation2015AK-DBS$50,000
McKinley Capital Non-US Small Cap Growth Fund investor protection violation2015AK-DBS$5,000
Global Arena Capital Corp. investor protection violation2015AK-DBS$25,000
Northwest Financial Advisors, Inc. investor protection violation2015AK-DBS$6,250
Citigroup Global Markets, Inc.Citigroupfinancial servicesinvestor protection violation2015AK-DBS$35,000
Garden State Securities, Inc. investor protection violation2016AK-DBS$25,000
Codawn Consulting Corp., Sentinel Capital Corp. investor protection violation2017AK-DBS$125,000
LPL Financial LLCLPL Financialfinancial servicesinvestor protection violation2019AK-DBS$499,000
Securian Financial Services, Inc.Securian Financialfinancial servicesinvestor protection violation2020AK-DBS$10,000
Solium Financial Services LLCMorgan Stanleyfinancial servicesinvestor protection violation2020AK-DBS$10,527
TMTE, Inc. aka Metals.com aka Chase Metals, Inc. investor protection violation2020AK-DBS$700,000
Tycoon Trading, LLC investor protection violation2022AK-DBS$14,439,086
Tycoon Trading, LLC et al. investor protection violation2023AK-DBS$40,684,525
Furie Operating Alaska LLC Jones Act violation2017USAO$10,000,000
Delta Western, Inc. and/or North Star Petroleum, Inc., Jt ERs Alter Egos labor relations violation2016NLRB$48,387
ProCARE Home Medical, Inc. labor relations violation2015NLRB$23,700
International Union of Operating Engineers Local 302 (Matanuska Electric Association, Inc.) labor relations violation2015NLRB$24,035
Matanuska Electric Association, Inc. labor relations violation2015NLRB$20,252
Central Peninsula Hospital, Inc. labor relations violation2013NLRB$184,000
Columbia Sussex Corporation d/b/a Hilton Anchorage labor relations violation2010NLRB$8,701
Horizon Lines of Alaska, LLCMatsonfreight and logisticslabor relations violation2010NLRB$185,032
Midnight Sun Mechanical, Inc. labor relations violation2010NLRB$17,000
Matanuska-Susitna Community Transit (MASCOT) labor relations violation2010NLRB$50,800
Wrangell Seafoods, Inc. labor relations violation2009NLRB$47,270
Doyon/ARAMARK labor relations violation2009NLRB$800,000
United Freight & Transport, Inc. labor relations violation2009NLRB$9,620
Tatitlek Corporation/Tatitlek Support Services, Inc. labor relations violation2008NLRB$12,000
Wal-Mart Stores, Inc.Walmartretailinglabor relations violation2008NLRB$100,000
First Student, Inc.FirstGroupmiscellaneous serviceslabor relations violation2008NLRB$10,000
Manor Management of Alaska d/b/a Marlow Manor Assisted Living Facility labor relations violation2007NLRB$12,000
Cable Tech, Inc. labor relations violation2006NLRB$13,228
ASRC Energy Services labor relations violation2006NLRB$24,000
Republic Parking System, Inc. labor relations violation2006NLRB$46,721
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.