Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| ev3 Inc. | Medtronic | medical equipment and supplies | drug or medical equipment safety violation | 2018 | DOJ_CIVIL | $17,900,000 |
| Olympus Medical Systems Corporation | Olympus | electrical and electronic equipment | drug or medical equipment safety violation | 2018 | DOJ_CIVIL | $85,000,000 |
| Chipotle Mexican Grill Inc. | Chipotle Mexican Grill | restaurants and foodservice | food safety violation | 2020 | DOJ_CIVIL | $25,000,000 |
| Fresenius Kabi Oncology Limited | Fresenius SE & Co. | healthcare services | drug or medical equipment safety violation | 2021 | DOJ_CIVIL | $50,000,000 |
| KBM Group LLC | privacy violation | 2021 | DOJ_CIVIL | $42,000,000 | ||
| Alpha Omega Pharmacy et al. | fraud | 2022 | DOJ_CIVIL | $25,000,000 | ||
| Sterling Knight | fraud | 2022 | DOJ_CIVIL | $21,000,000 | ||
| HealthRight | fraud | 2022 | DOJ_CIVIL | $4,250,000 | ||
| Kerry Inc. | Kerry Group | food products | food safety violation | 2023 | DOJ_CIVIL | $19,228,000 |
| CommerceWest Bank | CommerceWest Bank | financial services | fraud | 2015 | DOJ_CRIMINAL | $4,900,000 |
| BNP Paribas S.A. | BNP Paribas | financial services | economic sanction violation | 2015 | DOJ_CRIMINAL | $8,973,600,000 |
| Kolon Industries Inc. | Kolon Industries | chemicals | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $360,000,000 |
| Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2015 | DOJ_CRIMINAL | $642,000,000 |
| ConvergEx Group LLC | Toronto-Dominion Bank | financial services | fraud | 2014 | DOJ_CRIMINAL | $43,800,000 |
| D-Tronics | tax violations | 2014 | DOJ_CRIMINAL | $1,350,000 | ||
| ArthroCare Corporation | Smith & Nephew | medical equipment and supplies | accounting fraud or deficiencies | 2014 | DOJ_CRIMINAL | $30,000,000 |
| Belair Payroll Services Inc. | anti-money-laundering deficiencies | 2013 | DOJ_CRIMINAL | $3,267,252 | ||
| Caddell Construction Company Inc. | Caddell Construction | construction and engineering | fraud | 2012 | DOJ_CRIMINAL | $2,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | DOJ_CRIMINAL | $227,000,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
| ING Bank N.V. | ING | financial services | economic sanction violation | 2012 | DOJ_CRIMINAL | $619,000,000 |
| Tamimi Global Company Ltd | kickbacks and bribery | 2011 | DOJ_CRIMINAL | $13,000,000 | ||
| CSK Auto Corporation | O'Reilly Automotive | retailing | accounting fraud or deficiencies | 2011 | DOJ_CRIMINAL | $20,900,000 |
| CommunityONE Bank N.A. | anti-money-laundering deficiencies | 2011 | DOJ_CRIMINAL | $400,000 | ||
| Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $298,000,000 |
| Univision Services Inc. | TelevisaUnivision Inc. | media | fraud | 2010 | DOJ_CRIMINAL | $500,000 |
| Afghan International Trucking | kickbacks and bribery | 2010 | DOJ_CRIMINAL | $3,360,000 | ||
| Afghan Trade Transportation | kickbacks and bribery | 2010 | DOJ_CRIMINAL | $1,040,000 | ||
| ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. | ABN AMRO | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $500,000,000 |
| Pamrapo Savings Bank S.L.A. | anti-money-laundering deficiencies | 2010 | DOJ_CRIMINAL | $5,000,000 | ||
| General Reinsurance Corporation | Berkshire Hathaway | diversified | accounting fraud or deficiencies | 2010 | DOJ_CRIMINAL | $24,500,000 |
| Credit Suisse AG | UBS | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $268,000,000 |
| AGCO Corp. | AGCO Corp. | agribusiness | kickbacks and bribery | 2009 | DOJ_CRIMINAL | $1,600,000 |
| Novo Nordisk A/S | Novo Holdings A/S | pharmaceuticals | kickbacks and bribery | 2009 | DOJ_CRIMINAL | $9,000,000 |
| Lloyds TSB Bank PLC | Lloyds Banking Group | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $175,000,000 |
| Flowserve Corporation | Flowserve | industrial equipment | kickbacks and bribery | 2008 | DOJ_CRIMINAL | $4,000,000 |
| Sigue Corporation | anti-money-laundering deficiencies | 2008 | DOJ_CRIMINAL | $15,000,000 | ||
| York International Corporation | Johnson Controls | automotive parts | kickbacks and bribery | 2007 | DOJ_CRIMINAL | $10,000,000 |
| Union Bank of California, N.A. | U.S. Bancorp | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
| Textron Inc. | Textron | aerospace and military contracting | kickbacks and bribery | 2007 | DOJ_CRIMINAL | $1,150,000 |
| American Express Bank International | American Express | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $55,000,000 |
| BankAtlantic | Truist Financial | financial services | anti-money-laundering deficiencies | 2006 | DOJ_CRIMINAL | $10,000,000 |
| American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2006 | DOJ_CRIMINAL | $25,000,000 |
| Adelphia Communications Corporation | accounting fraud or deficiencies | 2005 | DOJ_CRIMINAL | $715,000,000 | ||
| American Electric Power | American Electric Power | utilities and power generation | data submission deficiencies | 2005 | DOJ_CRIMINAL | $30,000,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| Crawford Healthcare Management of Norfolk & Baltimore | Crawford & Co. | financial services | fraud | 2003 | DOJ_CRIMINAL | $8,000,000 |
| PNC ICLC Corp. | PNC Financial Services | financial services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
| Aqua Alliance, Inc. | kickbacks and bribery | 2001 | DOJ_CRIMINAL | $3,000,000 | ||
| American Management Services LLC | fraud | 2016 | DOJ_CRIMINAL | $1,625,124 | ||
| Redflex Traffic Systems Inc. | kickbacks and bribery | 2016 | DOJ_CRIMINAL | $100,000 | ||
| Western Union Company | Western Union | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
| State Street Corporation | State Street Corp. | financial services | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
| Banamex USA | Citigroup | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
| Viable Communications Inc. | fraud | 2011 | DOJ_CRIMINAL | $40,000,000 | ||
| Banco Popular de Puerto Rico | Popular Inc. | financial services | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
| HSBC Holdings plc | HSBC | financial services | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
| Rabobank National Association | Rabobank | financial services | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $368,701,259 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
| IAV GmbH | environmental violation | 2018 | DOJ_CRIMINAL | $35,000,000 | ||
| Celadon Group Inc. | fraud | 2019 | DOJ_CRIMINAL | $42,200,000 | ||
| UniCredit Group | UniCredit | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $413,536,632 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
| Merrill Lynch Commodities Inc. | Bank of America | financial services | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
| Dannenbaum Engineering Corporation | campaign finance violation | 2019 | DOJ_CRIMINAL | $1,600,000 | ||
| Tower Research Capital LLC | fraud | 2019 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $67,400,000 | ||
| ContextMedia Health LLC dba Outcome Health | fraud | 2019 | DOJ_CRIMINAL | $70,000,000 | ||
| Propex Derivatives Pty Ltd | investor protection violation | 2020 | DOJ_CRIMINAL | $1,000,000 | ||
| Alutiiq International Solutions LLC | kickbacks and bribery | 2020 | DOJ_CRIMINAL | $1,259,444 | ||
| Bank of Nova Scotia | Scotiabank | financial services | price-fixing or anti-competitive practices | 2020 | DOJ_CRIMINAL | $60,400,000 |
| JOON LLC, d/b/a AJIN USA | workplace safety or health violation | 2020 | DOJ_CRIMINAL | $1,500,000 | ||
| United Airlines Inc. | United Airlines Holdings | airlines | fraud | 2021 | DOJ_CRIMINAL | $49,458,102 |
| Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | money laundering | 2021 | DOJ_CRIMINAL | $79,000,000 |
| Aviation Services International, B.V. | export control violation | 2009 | DOJ_NATSEC | $100,000 | ||
| Air Shunt Instruments Inc. | export control violation | 2008 | DOJ_NATSEC | $250,000 | ||
| Chiquita Brands International Inc. | Chiquita Brands International | food products | payment to designated terrorist organization | 2007 | DOJ_NATSEC | $25,000,000 |
| Balli Aviation Ltd. | Balli Group | financial services | export control violation | 2010 | DOJ_NATSEC | $2,000,000 |
| GWC Valve International Inc | export control violation | 2011 | DOJ_NATSEC | $710,833 | ||
| ZTE Corporation | ZTE | telecommunications | export control violation | 2017 | DOJ_NATSEC | $430,488,798 |
| Robbins & Myers Belgium S.A. | NOV Inc. | oilfield services and supplies | export control violation | 2014 | DOJ_NATSEC | $1,000,000 |
| Essentra FZE Company Limited | export control violation | 2020 | DOJ_NATSEC | $665,112 | ||
| United Microelectronics Corporation, Inc. | theft of trade secrets | 2020 | DOJ_NATSEC | $60,000,000 | ||
| PT Bukit Muria Jaya | fraud | 2021 | DOJ_NATSEC | $1,561,570 | ||
| SAP SE | SAP | information technology | economic sanction violation | 2021 | DOJ_NATSEC | $5,140,000 |
| Avnet Asia Pte. Ltd. | Avnet | wholesalers | economic sanction violation | 2021 | DOJ_NATSEC | $1,508,000 |
| British American Tobacco | British American Tobacco | tobacco | economic sanction violation | 2023 | DOJ_NATSEC | $629,000,000 |
| DES International Co. Ltd. | export control violation | 2023 | DOJ_NATSEC | $83,769 | ||
| Soltech Industry Co. Ltd. | export control violation | 2023 | DOJ_NATSEC | $83,769 | ||
| Suez Rajan Limited | economic sanction violation | 2023 | DOJ_NATSEC | $2,500,000 | ||
| Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | tax violations | 2016 | DOJ_TAX | $547,000,000 |
| HSZH Verwaltungs AG | tax violations | 2016 | DOJ_TAX | $49,000,000 | ||
| Leodan Privatbank AG | tax violations | 2016 | DOJ_TAX | $500,000 | ||
| Union Bancaire Privee | Union Bancaire Privee | financial services | tax violations | 2016 | DOJ_TAX | $187,000,000 |
| Bank Lombard Odier & Co Ltd | tax violations | 2015 | DOJ_TAX | $99,809,000 | ||
| DZ Privatbank (Schweiz) AG | tax violations | 2015 | DOJ_TAX | $7,452,000 | ||
| Bank J. Safra Sarasin AG | tax violations | 2015 | DOJ_TAX | $85,809,000 | ||
| Coutts & Co Ltd | NatWest Group PLC | financial services | tax violations | 2015 | DOJ_TAX | $78,484,000 |
| Gonet & Cie | tax violations | 2015 | DOJ_TAX | $11,454,000 | ||
| Banque Cantonal du Valais | tax violations | 2015 | DOJ_TAX | $2,311,000 | ||
| Banque Cantonale Vaudoise | tax violations | 2015 | DOJ_TAX | $41,677,000 | ||
| Edmond de Rothschild (Suisse) SA and Edmond de Rothschild (Lugano) SA | tax violations | 2015 | DOJ_TAX | $45,245,000 |
