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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000$41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgency sort iconPenalty Amount
Regus ManagementInternational Workplace Groupbusiness serviceswage and hour violation2018private lawsuit-state$5,300,000
Nestle USANestlefood productswage and hour violation2017private lawsuit-federal$99,050
Gerber ProductsNestlefood productswage and hour violation2016private lawsuit-state$3,001,669
UBSUBSfinancial serviceswage and hour violation2015private lawsuit-federal$1,312,500
Russell StoverLindt & Sprunglifood productswage and hour violation2014private lawsuit-federal$3,075,000
NBTY Inc.Nestlefood productswage and hour violation2012private lawsuit-state$420,000
NovartisNovartispharmaceuticalswage and hour violation2012private lawsuit-federal$99,000,000
GenentechRochepharmaceuticalswage and hour violation2012private lawsuit-state$2,100,000
UBSUBSfinancial serviceswage and hour violation2012private lawsuit-federal$1,400,000
Adecco USAAdeccobusiness serviceswage and hour violation2011private lawsuit-federal$780,000
GenentechRochepharmaceuticalswage and hour violation2011private lawsuit-state$2,600,000
Combined Insurance Company of AmericaChubb Limitedfinancial serviceswage and hour violation2010private lawsuit-federal$6,000,000
UBS as successor to Piper JaffrayUBSfinancial serviceswage and hour violation2008private lawsuit-federal$5,500,000
UBSUBSfinancial serviceswage and hour violation2007private lawsuit-federal$44,000,000
UBSUBSfinancial serviceswage and hour violation2007private lawsuit-federal$45,000,000
Adecco USAAdeccobusiness serviceswage and hour violation2006private lawsuit-state$848,964
Adecco USAAdeccobusiness serviceswage and hour violation2006private lawsuit-state$3,000,000
Coast National InsuranceZurich Insurancefinancial serviceswage and hour violation2002private lawsuit-state$18,000,000
Thomas & BettsABB Ltd.utilities and power generationemployment discrimination2003private lawsuit-federal$698,610
Combined Insurance Company of AmericaChubb Limitedfinancial servicesemployment discrimination2005private lawsuit-federal$8,500,000
Novartis Corporation and Alcon LaboratoriesNovartispharmaceuticalsemployment discrimination2016private lawsuit-federal$8,000,000
Novartis CorporationNovartispharmaceuticalsemployment discrimination2010private lawsuit-federal$175,000,000
Hoffmann-La Roche, Inc.Rochepharmaceuticalsemployment discrimination2012private lawsuit-federal$545,833
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2018private lawsuit-state$1,268,283
Farmers Group, Inc.Zurich Insurancefinancial servicesbenefit plan administrator violation2012private lawsuit-federal$6,850,000
UBS Global Asset ManagementUBSfinancial servicesbenefit plan administrator violation2006private lawsuit-federal$5,493,000
ABB Inc.ABB Ltd.utilities and power generationbenefit plan administrator violation2019private lawsuit-federal$55,000,000
ADC Telecommunications Inc.TE Connectivityelectrical and electronic equipmentbenefit plan administrator violation2006private lawsuit-federal$3,250,000
TE Connectivity Networks, Inc.TE Connectivityelectrical and electronic equipmentwage and hour violation2019private lawsuit-federal$4,960,000
Nestle USA, Inc.Nestlefood productswage and hour violation2020private lawsuit-federal$254,750
Nestle Purina Petcare Company, Inc.Nestlefood productsenvironmental violation2021private lawsuit-federal$800,000
Transocean Ltd.Transoceanoilfield services and suppliesenvironmental violation2017private lawsuit-federal$211,750,000
Alcon Vision LLCAlcon Inc.medical equipment and suppliesprice-fixing or anti-competitive practices2022private lawsuit-federal$20,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,875,000
Credit Suisse GroupAGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Credit Suisse Securities (USA) LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Glencore Ltd.Glencorefinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$9,850,000
Hoffmann-La RocheRochepharmaceuticalsprice-fixing or anti-competitive practices2000private lawsuit-federal$130,000,000
Hoffmann-La Roche Inc.Rochepharmaceuticalsprice-fixing or anti-competitive practices2008private lawsuit-federal$11,000,000
Kuehne + Nagel International AGKuehne & Nagelfreight and logisticsprice-fixing or anti-competitive practices2013private lawsuit-federal$28,000,000
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
LaFarge North America Inc.Holcim Groupbuilding materialsprice-fixing or anti-competitive practices2017private lawsuit-federal$5,200,000
Lonza AGLonzachemicalsprice-fixing or anti-competitive practices2004private lawsuit-federal$27,240,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$6,000,000
Pentair Water Pool and Spa Inc.Pentairindustrial equipmentprice-fixing or anti-competitive practices2016private lawsuit-federal$600,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$1,750,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2017private lawsuit-federal$3,202,500
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2020private lawsuit-federal$85,000,000
Sandoz Inc.Sandoz Grouppharmaceuticalsprice-fixing or anti-competitive practices2011private lawsuit-federal$150,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$17,900,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$141,075,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$32,000,000
UBS Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
UBS Securities LLCUBSfinancial servicesprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Credit SuisseUBSfinancial servicesconsumer protection violation2016private lawsuit-federal$110,000,000
UBS Securities LLCUBSfinancial servicesconsumer protection violation2015private lawsuit-federal$78,333,333
Farmers Insurance CompanyZurich Insurancefinancial servicesconsumer protection violation2011private lawsuit-federal$10,975,000
Ghiradelli Chocolate Co.Lindt & Sprunglifood productsconsumer protection violation2015private lawsuit-federal$5,250,000
Credit Suisse Group AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$550,000
Novartis AGNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$126,850,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsprice-fixing or anti-competitive practices2023private lawsuit-federal$30,000,000
Credit Suisse AGUBSfinancial servicesprice-fixing or anti-competitive practices2023private lawsuit-federal$13,750,000
Roche Diagnostics Corp.RochepharmaceuticalsFalse Claims Act and related2021private lawsuit-federal$6,250,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalsFalse Claims Act and related2016private lawsuit-federal$35,000,000
UBS Securities LLCUBSfinancial servicesinvestor protection violation2010AK-DBS$733,465
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2013AK-DBS$64,661
TransoceanTransoceanoilfield services and suppliesenvironmental violation2015AL-AG$20,000,000
Holcim, Inc.Holcim Groupbuilding materialsenvironmental violation2019AL-ENV$90,000
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2009AL-ENV$10,000
LaFarge Building MaterialsHolcim Groupbuilding materialsenvironmental violation2004AL-ENV$20,000
Holcim (US), Inc.Holcim Groupbuilding materialsenvironmental violation2021AL-ENV$50,750
Holcim, Inc.Holcim Groupbuilding materialsenvironmental violation2021AL-ENV$75,000
Holcim (US), Inc.Holcim Groupbuilding materialsenvironmental violation2023AL-ENV$100,000
Baldor Electric CompanyABB Ltd.utilities and power generationenvironmental violation2015AR-ENV$7,500
Thomas & BettsABB Ltd.utilities and power generationenvironmental violation2010AR-ENV$18,000
Baldor Electric CompanyABB Ltd.utilities and power generationenvironmental violation2008AR-ENV$5,625
ABB, Inc.ABB Ltd.utilities and power generationenvironmental violation2010AZ-DEQ$30,000
Baldor Electric Co.ABB Ltd.utilities and power generationenvironmental violation2010AZ-DEQ$10,000
Coast National Insurance Co.Zurich Insurancefinancial servicesinsurance violation2009AZ-DIFI$38,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2015AZ-DIFI$58,000
Foremost Property & Casualty Insurance Co.Zurich Insurancefinancial servicesinsurance violation2015AZ-DIFI$21,000
Alcon Pharmaceuticals Ltd. and Alcon Laboratories, Inc.Alcon Inc.medical equipment and suppliesexport control violation2016BIS$8,100,000
Hoffman-LaRocheRochepharmaceuticalsprice-fixing or anti-competitive practices2000CA-AG$47,498,000
Novartis Pharmaceuticals CorporationNovartispharmaceuticalskickbacks and bribery2020CA-AG$11,800,000
Arch Chemicals, Inc.Arxadachemicalsenvironmental violation2019CA-ARB$6,580
Vitol, Inc.Vitolfinancial servicesenvironmental violation2014CA-ARB$70,000
VitolVitolfinancial servicesenvironmental violation2007CA-ARB$150,000
GlencoreGlencorefinancial servicesenvironmental violation2006CA-ARB$10,000
VitolVitolfinancial servicesenvironmental violation2005CA-ARB$20,000
Vitol S.A.Vitolfinancial servicesenvironmental violation2002CA-ARB$25,000
Arch Chemicals, Inc.Arxadachemicalsenvironmental violation2014CA-DPR$318,740
Arch Wood Protection, Inc.Arxadachemicalsenvironmental violation2014CA-DPR$78,951
Lonza Inc.Lonzachemicalsenvironmental violation2013CA-DPR$16,402
Nestle Purina PetCare CompanyNestlefood productsenvironmental violation2012CA-DPR$55,000
Arch Chemicals, Inc.Arxadachemicalsenvironmental violation2010CA-DPR$19,360
Lonza Inc.Lonzachemicalsenvironmental violation2006CA-DPR$39,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.