Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Yearsort icon Agency Penalty Amount
Arch Insurance Co. Arch Capital insurance violation 2021 TX-INS $6,000
Insurance Company of the State of Pennsylvania American International Group insurance violation 2021 TX-INS $9,000
Sagamore Insurance Co. Protective Insurance Corp. insurance violation 2021 TX-INS $20,000
New Hampshire Insurance Co. American International Group insurance violation 2021 TX-INS $15,000
LM Insurance Corp. Liberty Mutual Insurance insurance violation 2021 TX-INS $40,000
New Hampshire Insurance Co. American International Group insurance violation 2021 TX-INS $6,000
Accident Fund General Insurance Co. AF Group insurance violation 2021 TX-INS $5,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2021 TX-INS $5,000
Liberty Insurance Corp. Liberty Mutual Insurance insurance violation 2021 TX-INS $14,000
Arch Insurance Co. Arch Capital insurance violation 2021 TX-INS $69,000
Hartford Fire Insurance Co. Hartford Financial Services insurance violation 2021 TX-INS $5,000
Accident Fund National Insurance Co. AF Group insurance violation 2021 TX-INS $7,500
Safeco Insurance Company of America Liberty Mutual Insurance insurance violation 2021 WA-INS $100,000
LIFEWISE HEALTH PLAN OF WASHINGTON Premera Blue Cross insurance violation 2021 WA-INS $10,000
Nationwide General Insurance Co. Nationwide insurance violation 2021 WA-INS $35,000
Foremost Insurance Company Grand Rapids Michigan Zurich Insurance insurance violation 2021 WA-INS $75,000
Transamerica Life Insurance Co. Aegon insurance violation 2021 WA-INS $30,000
State Farm Fire and Casualty Co. State Farm Insurance insurance violation 2021 WI-INS $10,000
Edward D. Jones & Co. Jones Financial employment discrimination 2021 private lawsuit-federal $58,000,000
IAC WAUSEON, LLC Invesco workplace safety or health violation 2021 OSHA $10,143
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2021 MSHA $9,446
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2021 MSHA $6,858
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2021 MSHA $11,083
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2021 MSHA $5,844
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2021 MSHA $5,844
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2021 MSHA $6,858
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)