Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $21,807
Cleco Corp Macquarie workplace safety or health violation 2012 MSHA $9,310
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,390
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,700
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $11,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $14,373
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $9,248
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,596
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,893
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $9,800
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $18,583
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $10,437
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $37,416
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $7,578
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $24,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,600
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $40,300
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $7,300
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $12,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $21,807
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,209
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2013 MSHA $18,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,450
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $23,229
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $12,321
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $15,700
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $14,401
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $5,395
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2017 MSHA $8,094
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $74,700
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $10,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,441
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $19,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $32,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $74,700
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $14,459
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $14,401
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $12,632
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $24,380
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $5,517
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $9,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $49,489
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $5,534
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2020 MSHA $5,469
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $10,457
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $6,225
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,062
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2015 MSHA $10,867
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $25,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $7,305
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $5,239
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $32,165
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,221
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $13,348
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $46,250
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $9,335
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $13,426
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $12,321
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $54,988
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $15,085
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $13,007
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $22,900
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $37,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,418
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $12,855
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $70,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $6,367
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)