Morgan Stanley | Morgan Stanley | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
National Westminster Bank plc | NatWest Group PLC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $3,500,000 |
Piper Jaffray & Co. | Piper Sandler | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $9,750,000 |
Royal Bank of Scotland GroupPLC | NatWest Group PLC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Societe Generale, S.A. | Societe Generale | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $25,412,500 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $32,000,000 |
UBS Group AG | UBS | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
GMAC Mortgage LLC | Ally Financial | consumer protection violation | 2016 | private lawsuit-federal | $13,000,000 |
American Express Bank FSB | American Express | consumer protection violation | 2016 | private lawsuit-federal | $4,000,000 |
Assurant Inc. | Assurant | consumer protection violation | 2016 | private lawsuit-federal | $14,050,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2016 | private lawsuit-federal | $3,000,000 |
Bank of America, N.A. | Bank of America | consumer protection violation | 2016 | private lawsuit-federal | $27,500,000 |
BancorpSouth Bank | Cadence Bank | consumer protection violation | 2016 | private lawsuit-federal | $24,000,000 |
Citigroup Inc. | Citigroup | consumer protection violation | 2016 | private lawsuit-federal | $13,500,000 |
Credit Suisse | UBS | consumer protection violation | 2016 | private lawsuit-federal | $110,000,000 |
Goldman Sachs | Goldman Sachs | consumer protection violation | 2016 | private lawsuit-federal | $272,000,000 |
Goldman Sachs Group Inc. | Goldman Sachs | consumer protection violation | 2016 | private lawsuit-federal | $27,500,000 |
HSBC Bank U.S.A. N.A. | HSBC | consumer protection violation | 2016 | private lawsuit-state | $32,000,000 |
Litton Loan Servicing LP | Ocwen Financial | consumer protection violation | 2016 | private lawsuit-federal | $4,121,000 |
PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2016 | private lawsuit-federal | $24,000,000 |
PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2016 | private lawsuit-federal | $32,300,000 |
Sentry Insurance | Sentry Insurance | consumer protection violation | 2016 | private lawsuit-federal | $5,718,825 |
U.S. Bank NA | U.S. Bancorp | consumer protection violation | 2016 | private lawsuit-federal | $14,050,000 |
Unum Life Insurance Company of America | Unum | consumer protection violation | 2016 | private lawsuit-federal | $45,998,014 |
Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2016 | private lawsuit-federal | $25,750,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2016 | private lawsuit-federal | $203,000,000 |
Western Union Co. | Western Union | consumer protection violation | 2016 | private lawsuit-federal | $133,000,000 |
Bank Of America | Bank of America | wage and hour violation | 2016 | MI-LEO | $23,500 |
Bank Of America | Bank of America | wage and hour violation | 2016 | MI-LEO | $23,500 |
Northwestern Mutual | Northwestern Mutual | wage and hour violation | 2016 | MI-LEO | $34,371 |
Northwestern Mutual | Northwestern Mutual | wage and hour violation | 2016 | MI-LEO | $68,815 |
RR DONNELLEY | Chatham Asset Management | workplace safety or health violation | 2016 | OSHA | $6,000 |
RR DONNELLEY | Chatham Asset Management | workplace safety or health violation | 2016 | OSHA | $15,400 |
RR DONNELLEY | Chatham Asset Management | workplace safety or health violation | 2016 | OSHA | $12,934 |
R.R. DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2016 | OSHA | $10,000 |
CASH AMERICA | FirstCash | workplace safety or health violation | 2016 | OSHA | $8,500 |
NEOVIA LOGISTICS DISTRIBUTION, LLC | Goldman Sachs | workplace safety or health violation | 2016 | OSHA | $5,000 |
THE KANSAS CITY STAR | Chatham Asset Management | workplace safety or health violation | 2016 | OSHA | $23,696 |
Buckeye Caribbean Terminals, LLC | IFM Investors | environmental violation | 2016 | EPA | $9,600 |
CHEMOIL CORPORATION | Glencore | environmental violation | 2016 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000 |
Vitol, Inc. | Vitol | environmental violation | 2016 | EPA | $17,934 |
Vitol Inc. | Vitol | environmental violation | 2016 | EPA | $9,814 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2017 | FERC | $105,000,000 |
HSBC Bank USA, National Association | HSBC | banking violation | 2017 | OCC | $32,500,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2017 | CFTC | $900,000 |
Deutsche Bank | Deutsche Bank | toxic securities abuses | 2017 | DOJ_CIVIL | $7,200,000,000 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2017 | SEC | $13,000,000 |
BNY Mellon | Bank of New York Mellon | investor protection violation | 2017 | SEC | $6,600,000 |
Western Union Company | Western Union | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
State Street Corporation | State Street Corp. | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
Credit Suisse | UBS | toxic securities abuses | 2017 | DOJ_CIVIL | $5,280,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2017 | CFTC | $25,000,000 |
Toronto-Dominion Bank | Toronto-Dominion Bank | economic sanction violation | 2017 | OFAC | $516,105 |
HomeStreet Inc | HomeStreet Inc. | accounting fraud or deficiencies | 2017 | SEC | $500,000 |
E*TRADE Securities LLC | Morgan Stanley | investor protection violation | 2017 | CFTC | $280,000 |
CitiFinancial Servicing and CitiMortgage, Inc. | Citigroup | consumer protection violation | 2017 | CFPB | $28,800,000 |
Prospect Mortgage, LLC | Homebridge Financial Services | consumer protection violation | 2017 | CFPB | $3,500,000 |
Mastercard International Inc. | MasterCard | consumer protection violation | 2017 | CFPB | $13,000,000 |
ServiceLink Holdings, LLC | Fidelity National Financial | banking violation | 2017 | FED | $65,000,000 |
Citigroup Global Markets | Citigroup | investor protection violation | 2017 | SEC | $2,963,735 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2017 | SEC | $2,963,735 |
Citigroup Global Markets | Citigroup | investor protection violation | 2017 | SEC | $18,300,000 |
JPMorgan Chase | JPMorgan Chase | discriminatory practices (non-employment) | 2017 | USAO | $53,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | price-fixing or anti-competitive practices | 2017 | CFTC | $85,000,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2017 | CFPB | $1,750,000 |
First Tennessee Bank National Association | First Horizon National | banking violation | 2017 | OCC | $1,000,000 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2017 | SEC | $8,000,000 |
Brown & Brown | Brown & Brown | employment discrimination | 2017 | EEOC | $100,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | FED | $41,000,000 |
SunTrust Bank | Truist Financial | banking violation | 2017 | FED | $1,501,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | FED | $156,600,000 |
DB Group Services (UK) Limited | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | DOJ_ANTITRUST | $150,000,000 |
Banamex USA | Citigroup | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
UBS | UBS | toxic securities abuses | 2017 | NCUA | $445,000,000 |
Bank of America | Bank of America | employment discrimination | 2017 | OFCCP | $1,000,000 |
Barclays Capital | Barclays | investor protection violation | 2017 | SEC | $97,037,659 |
Louis Dreyfus Commodities Grand Junction LLC | Louis Dreyfus | tax violations | 2017 | ATTTB | $14,000 |
Royal Bank of Scotland PLC | NatWest Group PLC | toxic securities abuses | 2017 | FHFA | $5,500,000,000 |
BNP Paribas S.A. | BNP Paribas | price-fixing or anti-competitive practices | 2017 | FED | $246,000,000 |
Bank of New York Mellon Corporation | Bank of New York Mellon | banking violation | 2017 | FED | $3,000,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | discriminatory practices (non-employment) | 2017 | HUD | $15,000 |
American International Group | American International Group | economic sanction violation | 2017 | OFAC | $148,698 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2017 | OCC | $15,000,000 |
Rabobank National Association | Rabobank | banking violation | 2017 | OCC | $58,000 |
Buckeye Partners LP | IFM Investors | environmental violation | 2017 | PHMSA | $50,400 |
Buckeye Partners LP | IFM Investors | environmental violation | 2017 | PHMSA | $193,000 |
Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | investor protection violation | 2017 | CFTC | $600,000 |
American Express | American Express | consumer protection violation | 2017 | CFPB | $96,000,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | consumer protection violation | 2017 | CFPB | $4,600,000 |
PHH Corp. | Ocwen Financial | False Claims Act and related | 2017 | DOJ_CIVIL | $74,453,802 |
UMB Bank, NA | UMB Financial Corp. | banking violation | 2017 | OCC | $1,500,000 |
Buckeye Partners, LP | IFM Investors | environmental violation | 2017 | PHMSA | $36,600 |
State Street Bank and Trust Company | State Street Corp. | investor protection violation | 2017 | SEC | $35,300,000 |
Banca IMI Securities Corp. | Intesa Sanpaolo | investor protection violation | 2017 | SEC | $35,300,000 |
INTL FCStone Financial Inc. | StoneX Group | investor protection violation | 2017 | CFTC | $280,000 |
Morgan Stanley | Morgan Stanley | data submission deficiencies | 2017 | CFTC | $350,000 |
Morgan Stanley | Morgan Stanley | investor protection violation | 2017 | CFTC | $500,000 |
Citibank N.A. | Citigroup | data submission deficiencies | 2017 | CFTC | $550,000 |
Merrill Lynch | Bank of America | investor protection violation | 2017 | CFTC | $2,500,000 |
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Services | Wells Fargo | consumer protection violation | 2017 | DOJ_RIGHTS | $5,400,000 |
CitiFinancial Credit Company | Citigroup | consumer protection violation | 2017 | DOJ_RIGHTS | $907,000 |