Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $21,807
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $14,373
Cleco Corp Macquarie workplace safety or health violation 2012 MSHA $9,310
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,390
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $10,437
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2013 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,700
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2013 MSHA $18,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $14,373
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $9,732
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $11,500
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $9,248
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,596
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,893
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $9,634
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $10,437
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $42,500
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $26,529
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $9,800
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,996
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $5,305
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $10,437
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $18,583
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2012 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,115
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $37,416
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $7,578
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2012 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,600
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $24,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $40,300
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $7,300
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $21,807
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,100
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $12,500
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $35,000
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2011 MSHA $13,600
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,450
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $8,349
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,971
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $23,229
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $42,600
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,707
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $46,250
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $14,401
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $12,321
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2017 MSHA $8,094
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $15,700
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $70,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $9,335
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $13,426
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,441
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)