Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$228,770,992,016
Number of Records: 
1,939
Note: 
The total includes only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The penalty dollar total above is adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$58,406,055,098119
JPMorgan Chase$29,715,750,70499
Citigroup$17,267,715,78968
Wells Fargo$14,779,993,51593
Deutsche Bank$12,527,268,08632
Royal Bank of Scotland$12,429,670,00016
Goldman Sachs$9,602,492,86026
BNP Paribas$9,542,129,75011
Credit Suisse$9,238,499,63019
HSBC$5,718,137,00740


Individual Penalty Records:

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Company Parent Primary Offense Type Year Agency Penalty Amountsort icon
IMTT BAYONNE Macquarie railroad safety violation 2014 FRA $5,000
Peter Cremer Company Cremer railroad safety violation 2011 FRA $5,000
GOODRICH AVIATION TECHNICAL SERVICES INC Macquarie aviation safety violation 2005 FAA $5,000
UBS (USA) Inc UBS economic sanction violation 2003 OFAC $5,000
TD Banknorth Toronto-Dominion Bank labor relations violation 2006 NLRB $5,000
IMTT Bayonne Macquarie railroad safety violation 2003 FRA $5,000
International Matex Tank Terminals Macquarie railroad safety violation 2006 FRA $5,000
LANSING TRADE GROUP Lansing Trade Group railroad safety violation 2017 FRA $5,000
IAC MADISONVILLE LLC Invesco workplace safety or health violation 2014 OSHA $5,000
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2014 OSHA $5,000
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2011 EPA $5,000
MANULIFE FINANCIAL US OPERATIONS Manulife Financial environmental violation 2008 EPA $5,000
HSBC TOWER HSBC environmental violation 2017 EPA $5,000
CORPUS CHRISTI ALUMINA Glencore environmental violation 2002 EPA $5,000
CORPUS CHRISTI ALUMINA Glencore environmental violation 2002 EPA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2001 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,000
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $5,000
Keybank National Association KeyCorp banking violation 2015 OCC $5,005
J P Morgan Chase JPMorgan Chase Family and Medical Leave Act 2007 WHD $5,008
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
American Express Bank Ltd. American Express economic sanction violation 2004 OFAC $5,041
Univest Corporation of Pennsylvania Univest Corporation of Pennsylvania Family and Medical Leave Act 2016 WHD $5,076
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $5,080
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $5,080
CITIMORTGAGE, INC. Citigroup workplace safety or health violation 2007 OSHA $5,097
Compass Bank Banco Bilbao Vizcaya Argentaria wage and hour violation 2005 WHD $5,105
Wells Fargo Bank Wells Fargo Family and Medical Leave Act 2006 WHD $5,152
BUSEY BANK First Busey Corp. banking violation 2006 FDIC $5,200
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INC Invesco workplace safety or health violation 2007 OSHA $5,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2000 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $5,211
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,211
IMPERIAL SUGAR COMPANY Louis Dreyfus environmental violation 2009 EPA $5,240
City National Bank Royal Bank of Canada banking violation 2010 OCC $5,250
International Matex Tank Terminals Macquarie railroad safety violation 2007 FRA $5,250
DEUTSCHE BANK USA Deutsche Bank workplace safety or health violation 2013 OSHA $5,250
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,280
Lansing Trade Group LLC Lansing Trade Group environmental violation 2016 EPA $5,296
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $5,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,300
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $5,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $5,305
HSBC North America Inc HSBC wage and hour violation 2006 WHD $5,357
IAC Springfield, LLC Invesco Family and Medical Leave Act 2015 WHD $5,377
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,390
UNUM GROUP CORPORATION Unum workplace safety or health violation 2011 OSHA $5,400
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,460
Scott Danahy Naylon Co. Inc. Financial Institutions Inc. wage and hour violation 2005 WHD $5,495
Wachovia Bank Wells Fargo economic sanction violation 2005 OFAC $5,500
American Express Company American Express economic sanction violation 2004 OFAC $5,500
Arab Banking Corp. Arab Banking Corp. economic sanction violation 2004 OFAC $5,500
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $5,500
Bank One JPMorgan Chase economic sanction violation 2004 OFAC $5,500
Citibank Citigroup economic sanction violation 2004 OFAC $5,500
Commerzbank AG Commerzbank economic sanction violation 2004 OFAC $5,500
Deutsche Bank Deutsche Bank economic sanction violation 2004 OFAC $5,500
HSBC Bank USA HSBC economic sanction violation 2004 OFAC $5,500
Credit Lyonnais, NY Credit Agricole economic sanction violation 2003 OFAC $5,500
Deutsche Bank A.G. Deutsche Bank economic sanction violation 2003 OFAC $5,500
HSBC Bank USA HSBC economic sanction violation 2003 OFAC $5,500
National City Bank PNC Financial Services economic sanction violation 2003 OFAC $5,500
Wells Fargo Bank Wells Fargo economic sanction violation 2003 OFAC $5,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $5,500
CANYON FUEL CO., LLC - SKYLINE (Permit UT0023540) Cwa Penalty Ao Trafigura environmental violation 2001 EPA $5,501
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,503
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,503
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,503
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2012 MSHA $5,503
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,503
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,504
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,504
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $5,517
CLECO CORPORATION Macquarie workplace safety or health violation 2017 OSHA $5,545
Lansing Trade Group LLC Lansing Trade Group environmental violation 2012 EPA $5,586
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,596
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
THE HARTFORD FINANCIAL SERVICES GROUP, INC. Hartford Financial Services workplace safety or health violation 2011 OSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
IMTT BAYONNE Macquarie railroad safety violation 2009 FRA $5,625
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2007 OSHA $5,625
Midland States Bank Midland States Bancorp banking violation 2013 FED $5,645
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,645
IAC DAYTON LLC Invesco workplace safety or health violation 2013 OSHA $5,775
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