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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Citigroup
Ownership Structure: publicly traded (ticker symbol NYSE: C)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $26,945,611,792
Number of records: 181
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$19,742,743,935103
consumer-protection-related offenses$4,383,536,46040
competition-related offenses$2,684,841,66617
employment-related offenses$125,465,98412
miscellaneous offenses$9,000,0005
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,772,892,85710
investor protection violation$8,382,120,73068
price-fixing or anti-competitive practices$2,684,781,66616
mortgage abuses$2,360,975,0004
banking violation$2,234,543,37813
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort iconYearAgencyPenalty Amount
The BISYS Groupaccounting fraud or deficiencies2007SEC$25,000,000
Citigroup, Inc.accounting fraud or deficiencies2003SEC$101,000,000
Citigroup, Inc.accounting fraud or deficiencies2003SEC$19,000,000
Citigroupaccounting fraud or deficiencies2018SEC$10,500,000
Citigroup, Inc.accounting fraud or deficiencies2003NY-MANDA$25,000,000
Banamex USAanti-money-laundering deficiencies2017DOJ_CRIMINAL$97,440,000
Citibank N.A.anti-money-laundering deficiencies2018OCC$70,000,000
Banamex USAbanking violation2015FDIC$140,000,000
Citibank, N.A.banking violation2015OCC$35,000,000
Citibank, National Associationbanking violation2014OCC$350,000,000
Citibankbanking violation2013OCC$793,492,868
CITIGROUP INC.banking violation2015FED$342,000,000
Citigroup Inc.banking violation2012FED$22,000,000
Citigroup Inc.banking violation2004FED$70,000,000
Citibank N.A.banking violation2017OCC$452,000
Citigroupbanking violation2018FED$8,600,000
Citibank, N.A.banking violation2019OCC$25,000,000
Citibank, N.A.banking violation2019OCC$30,000,000
Citibank, N.A.banking violation2020OCC$17,998,510
Citibank, National Associationbanking violation2020OCC$400,000,000
Citibank N.A.bankruptcy professional violation2018DOJ_UTP$5,000,000
LAVA TRADING INC.benefit plan administrator violation2006EBSA$50,001
Citigroup, Inc.benefit plan administrator violation2019private lawsuit-federal$6,900,000
Citigroup Inc.benefit plan administrator violation2014private lawsuit-federal$8,500,000
Citibankconsumer protection violation2016CFPB$7,890,000
Citibankconsumer protection violation2016CFPB$45,000,000
Citibank N.A.consumer protection violation2015CFPB$733,800,000
Citigroup Inc.consumer protection violation2002FTC$215,000,000
CitiMortgage, Inc.consumer protection violation2006HUD$650,000
CitiFinancial Servicing and CitiMortgage, Inc.consumer protection violation2017CFPB$28,800,000
CitiFinancial Credit Companyconsumer protection violation2017DOJ_RIGHTS$907,000
Citibank N.A.consumer protection violation2017CFPB$6,000,000
Citibank, N.A.consumer protection violation2018CFPB$335,000,000
Ameriquest Mortgageconsumer protection violation2006MULTI-AG$325,000,000
Citibankconsumer protection violation2002MULTI-AG$1,600,000
Citibankconsumer protection violation2008CA-AG$3,500,000
Citibankconsumer protection violation2002CA-AG$1,600,000
Citibankconsumer protection violation2014HI-AG$2,825,000
Citibankconsumer protection violation2007NY-AG$2,000,000
Citibank/Citigroup Inc.consumer protection violation2013WV-AG$1,950,000
Citigroup Global Markets, Inc.consumer protection violation2014NY-AG$16,000,000
Citigroup Global Markets, Inc.consumer protection violation2015NY-AG$4,500,000
CitiMortgage, Inc.consumer protection violation2014AR-SEC$20,000
CitiMortgage, Inc.consumer protection violation2019CA-DFPI$7,800,000
Citigroup Global Markets Inc.consumer protection violation2009CT-BKG$75,000
CitiFinancial, Inc.consumer protection violation2003FL-OFR$8,199
CitiFinancial, Inc.consumer protection violation2007NE-DBF$81,500
Citibankconsumer protection violation2021MULTI-AG$4,200,000
Citibank N.A.consumer protection violation2014private lawsuit-federal$110,000,000
Citibank N.A.consumer protection violation2013private lawsuit-federal$2,320,000
Citibank N.A.consumer protection violation2013private lawsuit-federal$7,500,000
Citigroup Global Markets Inc.consumer protection violation2015private lawsuit-federal$78,333,333
Citigroup Global Markets Inc.consumer protection violation2015private lawsuit-federal$10,571,428
Citigroup Inc.consumer protection violation2016private lawsuit-federal$13,500,000
Citigroup Mortgage Loan Trust Inc.consumer protection violation2012private lawsuit-federal$24,975,000
Citimortgage Inc.consumer protection violation2015private lawsuit-federal$2,200,000
Citigroup Global Marketsdata submission deficiencies2016SEC$7,000,000
Citigroup Private Bank GP, Inc.data submission deficiencies2009CFTC$100,000
Citibank N.A.data submission deficiencies2017CFTC$550,000
Citigroupdiscriminatory practices (non-employment)2001NY-DFS$1,000,000
Citibank N.A.discriminatory practices (non-employment)2023CFPB$25,900,000
Citigroup, N. A.economic sanction violation2008OFAC$16,250
Citibankeconomic sanction violation2004OFAC$5,500
Citicorp Vendor Finance Ltdeconomic sanction violation2004OFAC$7,379
Citigroup Inc.economic sanction violation2014OFAC$217,841
CITIGROUPenvironmental violation2010NJ-ENV$6,000
Citibank NAexport control violation2018BIS$60,000
Citibankgambling violation2002NY-AG$100,000
Citifinancialhousing program violation2010MULTI-FIN$1,250,000
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc.insurance violation2010NY-DFS$2,000,000
Citigroup Global Marketsinvestor protection violation2015SEC$15,000,000
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLCinvestor protection violation2015SEC$180,000,000
Citigroupinvestor protection violation2012CFTC$525,000
Citigroup Global Markets Inc.investor protection violation2015SEC$500,000
LavaFlow Inc.investor protection violation2014SEC$5,000,000
Citigroup Global Markets, Inc.investor protection violation2006SEC$1,500,000
Citigroup, Inc.investor protection violation2005SEC$208,000,000
Citigroup Global Markets, Inc.investor protection violation2005SEC$20,000,000
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc.investor protection violation2003SEC$400,000,000
Citigroup Global Markets Inc.investor protection violation2017CFTC$25,000,000
Citigroup Global Marketsinvestor protection violation2017SEC$2,963,735
Citigroup Global Marketsinvestor protection violation2017SEC$18,300,000
Citibank N.A.investor protection violation2018SEC$38,700,000
Citigroup Global Markets Inc.investor protection violation2018SEC$12,937,475
Citigroup Global Markets, Inc.investor protection violation2007SEC$200,000
Citigroup Global Markets Inc.investor protection violation2009DE-AG$309,000
Citigroup Global Markets Inc.investor protection violation2009NJ-AG$3,300,932
Citigroup Global Markets, Inc. and Citi Smith Barneyinvestor protection violation2008MULTI-AG$7,100,000,000
Citigroup Global Markets, Inc.investor protection violation2017NY-AG$23,500,000
Citigroup Global Markets, Inc.investor protection violation2010AK-DBS$150,507
Citigroup Global Markets, Inc.investor protection violation2015AK-DBS$35,000
Citigroup Global Markets Inc.investor protection violation2015CT-SEC$35,000
Citigroup Global Markets, Inc.investor protection violation2010IN-SEC$692,000
Citigroup Global Markets Inc.investor protection violation2012MA-SEC$2,000,000
Citigroup Global Markets Inc.investor protection violation2013MA-SEC$30,000,000
Citigroup Global Markets, Inc.investor protection violation2010MO-SEC$277,500
Citigroup Global Markets Inc.investor protection violation2015NH-BSR$35,000
Citigroup Global Markets Inc.investor protection violation2010TX-SEC$130,000
CITIGROUP GLOBAL MARKETS INCinvestor protection violation2004VA-SEC$72,486
CITIGROUP GLOBAL MARKETSinvestor protection violation2008VA-SEC$22,000
Citigroup Global Markets Inc.investor protection violation2014VA-SEC$9,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.