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Violation Tracker Agency Summary Page

Agency Name: Office of Foreign Assets Control
Penalty Total since 2000: $2,029,136,907
Number of Records: 547
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
HSBC$375,062,7756
Credit Agricole$329,599,0852
Commerzbank$258,841,7963
Schlumberger$234,132,1222
Deutsche Borse$152,000,0001
ZTE$100,871,2661
JPMorgan Chase$93,720,7599
Societe Generale$54,095,7754
ABN AMRO$40,025,8472
NatWest Group PLC$33,000,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearPenalty Amount
Wachovia BankWells Fargofinancial serviceseconomic sanction violation2004$11,000
Bank of AmericaBank of Americafinancial serviceseconomic sanction violation2003$158,038
Bank of New YorkBank of New York Mellonfinancial serviceseconomic sanction violation2003$24,750
Barclays Bank PLCBarclaysfinancial serviceseconomic sanction violation2003$10,107
Credit Lyonnais, NYCredit Agricolefinancial serviceseconomic sanction violation2003$5,500
Deutsche Bank A.G.Deutsche Bankfinancial serviceseconomic sanction violation2003$5,500
Guy Carpenter & Company, IncMarsh & McLennanfinancial serviceseconomic sanction violation2003$50,000
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003$5,500
HSBC Bank USAHSBCfinancial serviceseconomic sanction violation2003$11,000
National City BankPNC Financial Servicesfinancial serviceseconomic sanction violation2003$5,500
Northern Trust, IBCNorthern Trustfinancial serviceseconomic sanction violation2003$18,027
Societe GeneraleSociete Generalefinancial serviceseconomic sanction violation2003$6,600
Societe GeneraleSociete Generalefinancial serviceseconomic sanction violation2003$11,000
State Street Bank & Trust CoState Street Corp.financial serviceseconomic sanction violation2003$22,000
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003$14,750
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003$5,000
Union Bank of CAU.S. Bancorpfinancial serviceseconomic sanction violation2003$14,913
Union Bank of CAU.S. Bancorpfinancial serviceseconomic sanction violation2003$12,000
Wells Fargo BankWells Fargofinancial serviceseconomic sanction violation2003$5,500
Toronto-Dominion BankToronto-Dominion Bankfinancial serviceseconomic sanction violation2017$516,105
American International GroupAmerican International Groupfinancial serviceseconomic sanction violation2017$148,698
American ExpressAmerican Expressfinancial serviceseconomic sanction violation2017$204,277
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018$53,966,916
JPMorgan Chase Bank, N.A.JPMorgan Chasefinancial serviceseconomic sanction violation2018$5,263,171
Western Union Financial Services, Inc.Western Unionfinancial serviceseconomic sanction violation2019$401,697
UniCredit Bank AGUniCreditfinancial serviceseconomic sanction violation2019(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $553,380,759
UniCredit Bank Austria AGUniCreditfinancial serviceseconomic sanction violation2019(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $20,326,340
UniCredit S.p.A.UniCreditfinancial serviceseconomic sanction violation2019(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $37,316,322
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033
Citigroup Inc.Citigroupfinancial serviceseconomic sanction violation2014$217,841
Branch Banking & Trust Co.Truist Financialfinancial serviceseconomic sanction violation2014$19,125
American International Group, Inc.American International Groupfinancial serviceseconomic sanction violation2014$279,038
HSBC Bank USA, N.A.HSBCfinancial serviceseconomic sanction violation2013$32,400
Compass BankPNC Financial Servicesfinancial serviceseconomic sanction violation2013$19,125
Deutsche Bank Trust Company AmericasDeutsche Bankfinancial serviceseconomic sanction violation2013$19,800
American Express Travel Related Services Company, Inc.American Expressfinancial serviceseconomic sanction violation2013$5,226,120
Intesa Sanpaolo S.p.A.Intesa Sanpaolofinancial serviceseconomic sanction violation2013$2,949,030
Wells Fargo Bank, N.A.Wells Fargofinancial serviceseconomic sanction violation2013$23,937
Bank of Tokyo-Mitsubishi UFJ, Ltd.Mitsubishi UFJ Financial Groupfinancial serviceseconomic sanction violation2012$8,571,634
Commerzbank AGCommerzbankfinancial serviceseconomic sanction violation2011$175,500
Societe GeneraleSociete Generalefinancial serviceseconomic sanction violation2011$111,259
McGriff, Seibels & Williams of Texas, Inc.Truist Financialfinancial serviceseconomic sanction violation2011$122,408
Metropolitan Life Insurance CompanyMetLifefinancial serviceseconomic sanction violation2011$22,500
Discover Financial ServicesDiscover Financial Servicesfinancial serviceseconomic sanction violation2010$8,720
Wells Fargo Bank, N.AWells Fargofinancial serviceseconomic sanction violation2010$67,500
Compass BankPNC Financial Servicesfinancial serviceseconomic sanction violation2010$607,500
Allianz Global Risks U.S. Insurance CompanAllianzfinancial serviceseconomic sanction violation2019$170,535
ACE LimitedChubb Limitedfinancial serviceseconomic sanction violation2019$66,212
Deutsche Bank Trust Company AmericasDeutsche Bankfinancial serviceseconomic sanction violation2020$583,100
Bank of China (UK) LimitedBank of Chinafinancial serviceseconomic sanction violation2021$2,329,991
TD Bank, N.A.Toronto-Dominion Bankfinancial serviceseconomic sanction violation2021$115,005
Banco Popular de Puerto RicoPopular Inc.financial serviceseconomic sanction violation2022$255,938
American Express National BankAmerican Expressfinancial serviceseconomic sanction violation2022$430,500
Wells Fargo & Co.Wells Fargofinancial serviceseconomic sanction violation2023$30,000,000
Binance Holdings, LtdBinance Holdingsfinancial serviceseconomic sanction violation2023(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $968,618,825
Privilege Underwriters Reciprocal ExchangeTokio Marinefinancial serviceseconomic sanction violation2023$466,200
Nasdaq, Inc.Nasdaq Inc.financial serviceseconomic sanction violation2023$4,040,923
Lactalis USA, Inc.Lactalisfood productseconomic sanction violation2009$20,950
Koch Foods, L.L.C.Koch Foodsfood productseconomic sanction violation2006$43,947
Barry Callebaut USA, IncBarry Callebautfood productseconomic sanction violation2004$6,852
Stena Bulk LLCStena Spherefreight and logisticseconomic sanction violation2009$426,486
Bax Global IncDeutsche Bahnfreight and logisticseconomic sanction violation2005$22,815
DHL Express (USA), Inc.Deutsche Postfreight and logisticseconomic sanction violation2005$25,000
Kuehne & Nagel, Inc.Kuehne & Nagelfreight and logisticseconomic sanction violation2005$18,957
DHL Airways, IncDeutsche Postfreight and logisticseconomic sanction violation2004$28,073
Maersk Line, Ltd.Maerskfreight and logisticseconomic sanction violation2004$5,500
Maersk Inc.Maerskfreight and logisticseconomic sanction violation2003$40,000
CMA CGM (America) LLCCMA CGMfreight and logisticseconomic sanction violation2011$374,400
Maersk Line, LimitedMaerskfreight and logisticseconomic sanction violation2010$3,088,400
Terex CorporationTerexheavy equipmenteconomic sanction violation2005$7,000
Caterpillar, Inc.Caterpillar Inc.heavy equipmenteconomic sanction violation2003$18,000
Hilton International Co.Hilton Worldwidehotelseconomic sanction violation2010$735,407
Thermon Manufacturing CompanyThermon Group Holdingsindustrial equipmenteconomic sanction violation2009$14,613
Buehler Ltd.Illinois Tool Worksindustrial equipmenteconomic sanction violation2008$20,000
Tyco Valves & Controls Middle East, Inc.Emerson Electricindustrial equipmenteconomic sanction violation2007$450,905
Ebara International Corp.Ebaraindustrial equipmenteconomic sanction violation2004$44,000
Cooper Industries, IncEatonindustrial equipmenteconomic sanction violation2003$13,658
Ingersoll-Rand Co.Ingersoll Randindustrial equipmenteconomic sanction violation2003$137,500
Metso MineralsMetso Outotecindustrial equipmenteconomic sanction violation2003$10,000
Flowserve CorporationFlowserveindustrial equipmenteconomic sanction violation2011$502,408
Alfa Laval Inc.Alfa Lavalindustrial equipmenteconomic sanction violation2021$16,875
Alfa Laval Middle East Ltd.Alfa Lavalindustrial equipmenteconomic sanction violation2021$415,965
Danfoss A/SDanfossindustrial equipmenteconomic sanction violation2022$4,379,810
Fidelity National Information ServicesFidelity National Information Servicesinformation technologyeconomic sanction violation2008$12,260
SAP SESAPinformation technologyeconomic sanction violation2021$2,132,174
S&P Global, Inc.S&P Globalinformation technologyeconomic sanction violation2022$78,750
Microsoft CorporationMicrosoftinformation technologyeconomic sanction violation2023$2,980,265
Cable News Network, Inc.Warner Bros. Discovery Inc.mediaeconomic sanction violation2004$7,500
Alcon Laboratories, IncAlcon Inc.medical equipment and supplieseconomic sanction violation2016$7,617,150
Zimmer Dental Inc.Zimmer Biometmedical equipment and supplieseconomic sanction violation2007$82,850
Guidant CorporationBoston Scientific Corp.medical equipment and supplieseconomic sanction violation2007$277,017
Medtronic MiniMed, IncMedtronicmedical equipment and supplieseconomic sanction violation2004$12,500
Dentsply Sirona Inc.Dentsply Sironamedical equipment and supplieseconomic sanction violation2017$1,220,400
Atlas Tube, Inc.Zekelman Industriesmetalseconomic sanction violation2004$126,500
Newmont CorporationNewmont Corporationmining and mineralseconomic sanction violation2022$141,442
Oxbow Carbon and Minerals LLCOxbow Corporationmiscellaneous energy products and systemseconomic sanction violation2009$276,250
Myers Industries, Inc.Myers Industriesmiscellaneous manufacturingeconomic sanction violation2008$16,250
Varian, Inc.Agilent Technologiesmiscellaneous manufacturingeconomic sanction violation2007$114,958
Stanley Black & Decker, Inc.Stanley Black & Deckermiscellaneous manufacturingeconomic sanction violation2019$1,869,144
Teledyne Technologies, Inc.Teledyne Technologiesmiscellaneous manufacturingeconomic sanction violation2012$30,385
Garlock Sealing Tech, LLCEnPro Industriesmiscellaneous manufacturingeconomic sanction violation2010$16,875
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.