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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $347,416,567,662
Number of Records: 7,172
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Wells Fargo$25,781,458,643230
Citigroup$25,740,655,365159
Deutsche Bank$18,541,562,80279
UBS$17,082,743,334106
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon .
HORACE MANN INSURANCE COMPANYHorace Mann Educators Corp.insurance violation2020WA-INS$5,000
RR DONNELLEYChatham Asset Managementenvironmental violation2002PA-ENV$5,000
California Physicians' Service dba. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service dba. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2020CA-MHC$5,000
California Physicians' Service dba. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
John Hancock Life Insurance Co.Manulife Financialinsurance violation2021DE-INS$5,000
RR DONNELLEY & SONSChatham Asset Managementenvironmental violation2013IL-ENV$5,000
THE HENNEGAN COChatham Asset Managementenvironmental violation2016KY-ENV$5,000
E*Trade Securities LLCMorgan Stanleyinvestor protection violation2021NH-BSR$5,000
BUCKEYE PIPE LINE CO LINDEN STATIONIFM Investorsenvironmental violation2014NJ-ENV$5,000
Liberty Northwest Insurance Corp.Liberty Mutual Insuranceinsurance violation2021OR-FIN$5,000
Safeco Insurance Company of OregonLiberty Mutual Insuranceinsurance violation2021OR-FIN$5,000
Nyrstar Gordonsville LLCTrafiguraenvironmental violation2013TN-ENV$5,000
Buckeye Terminals LLC-MacungieIFM Investorsrailroad safety violation2019FRA$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2021WA-INS$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
National Union Fire Insurance Company of Pittsburgh, PaAmerican International Groupinsurance violation2021KS-INS$5,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Ace American Insurance Co.Chubb Limitedinsurance violation2021TX-INS$5,000
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$5,000
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
USAA Casualty Insurance Company et al.USAAinsurance violation2021KS-INS$5,000
First American Title Insurance Company of LouisianaFirst American Financialinsurance violation2021LA-INS$5,000
Nationwide Life And Annuity Insurance Company et al.Nationwideinsurance violation2021WA-INS$5,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2021WA-INS$5,000
Premera Blue CrossPremera Blue Crossinsurance violation2021WA-INS$5,000
Wedbush Morgan SecuritiesWedbush Securitiesenvironmental violation2006CA-SCAQMD$5,000
Countrywide Home LoansBank of Americaenvironmental violation2000CA-SCAQMD$5,000
El Paso Electric CompanyJPMorgan Chaseutility administrative violation2010NM-PRC$5,000
Sentry Select Insurance CompanySentry Insuranceinsurance violation2021WA-INS$5,000
Producers Agriculture Insurance CompanyTokio Marineinsurance violation2022ND-INS$5,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,000
Servicelink, LLCFidelity National Financialconsumer protection violation2022VA-INS$5,000
Cincinnati Insurance Company et al.Cincinnati Financialinsurance violation2022WA-INS$5,000
Fidelity National Title Company of Washington IncFidelity National Financialinsurance violation2022WA-INS$5,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2022WI-INS$5,000
Group Hospitalization and Medical Services, Inc.CareFirst of Marylandinsurance violation2022MD-INS$5,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2022TX-INS$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$5,000
PREMERA BLUE CROSSPremera Blue Crossinsurance violation2022WA-INS$5,000
XL Insurance America Inc.AXAinsurance violation2022TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$5,000
R.R. DONNELLEYChatham Asset Managementworkplace safety or health violation2004OSHA$5,000
BANK OF AMERICABank of Americaworkplace safety or health violation2003OSHA$5,000
RR DONNELLEY & SONS COMPANYChatham Asset Managementworkplace safety or health violation2001OSHA$5,000
WELLS FARGO SECURITIES, LLC.Wells Fargoworkplace safety or health violation2004OSHA$5,000
WASHINGTON MUTUALJPMorgan Chaseworkplace safety or health violation2007OSHA$5,000
PRO LINE PRINTING, INC.Chatham Asset Managementworkplace safety or health violation2007OSHA$5,000
CITIBANK, N.A.Citigroupworkplace safety or health violation2010OSHA$5,000
FARMERS INSURANCE EXCHANGEFarmers Insurance Exchangeworkplace safety or health violation2010OSHA$5,000
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2011OSHA$5,000
IAC MADISONVILLE LLCInvescoworkplace safety or health violation2014OSHA$5,000
INTERNATIONAL AUTOMOTIVE COMPONENTSInvescoworkplace safety or health violation2014OSHA$5,000
RR DONNELLEY & SONS COMPANYChatham Asset Managementworkplace safety or health violation2015OSHA$5,000
NEOVIA LOGISTICS DISTRIBUTION, LLCGoldman Sachsworkplace safety or health violation2016OSHA$5,000
FITTJE BROS. PRINTING CO.Chatham Asset Managementworkplace safety or health violation2017OSHA$5,000
W. R. BERKLEY CORPORATIONW.R. Berkleyworkplace safety or health violation2017OSHA$5,000
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2010MSHA$5,000
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2014MSHA$5,000
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2014MSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.