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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
The Tokio Marine and Fire Insurance Company, Ltd. and Trans Pacific Insurance Co.Tokio Marineinsurance violation2003CA-INS$42,500
Liberty Mutual Insurance GroupLiberty Mutual Insuranceinsurance violation2003CA-INS$215,000
Progressive Casualty Insurance Co. et al.Progressiveinsurance violation2004CA-INS$100,000
American Bankers Insurance Company of Florida et al.Assurantinsurance violation2004CA-INS$150,000
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2005CA-INS$425,000
Coast National Insurance Co.Zurich Insuranceinsurance violation2005CA-INS$120,000
Philadelphia Indemnity Insurance Co.Tokio Marineinsurance violation2005CA-INS$175,000
American Bankers Insurance Company of Florida et al.Assurantinsurance violation2005CA-INS$250,000
Stewart Title of California, Inc.Stewart Information Servicesinsurance violation2005CA-INS$750,000
Kemper Investors Life Insurance Co. et al.Kemperinsurance violation2005CA-INS$21,000
Allstate Insurance Co.Allstateinsurance violation2005CA-INS$34,000,000
Infinity Insurance Co. et al.Kemperinsurance violation2005CA-INS$600,000
American Title Co. dba Ticor Title Company of AmericaFidelity National Financialinsurance violation2005CA-INS$1,200,000
Amco Insurance Co. and Allied Property and Casualty Insurance Co.Nationwideinsurance violation2005CA-INS$20,000
Unum Life Insurance Company of America et al.Unuminsurance violation2005CA-INS$8,598,503
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2005CA-INS$13,300,000
Harleysville Mutual Insurance Co.Nationwideinsurance violation2005CA-INS$100,000
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2006CA-INS$1,000,000
Mercury Insurance Co.Mercury General Corporationinsurance violation2006CA-INS$9,000
Zurich American Insurance Co.Zurich Insuranceinsurance violation2006CA-INS$15,000
Commonwealth Land Title Insurance Co. et al.Fidelity National Financialinsurance violation2006CA-INS$4,499,997
Amex Assurance Co.American Expressinsurance violation2006CA-INS$170,000
Workmen's Auto Insurance Co.Mercury General Corporationinsurance violation2006CA-INS$100,000
Mercury Insurance GroupMercury General Corporationinsurance violation2006CA-INS$300,000
The Prudential Insurance Company of AmericaPrudential Financialinsurance violation2006CA-INS$700,000
UnumProvident Corp. et al.Unuminsurance violation2006CA-INS$700,000
Hartford Fire Insurance Co. et al.Hartford Financial Servicesinsurance violation2006CA-INS$125,000
Harleysville Mutual Insurance Co.Nationwideinsurance violation2007CA-INS$299,500
Metropolitan Life Insurance Co.MetLifeinsurance violation2007CA-INS$700,000
21st Century Insurance Co. and 21st Century Casualty Co.Zurich Insuranceinsurance violation2007CA-INS$50,000
QBE Insurance Corp.QBE Insuranceinsurance violation2007CA-INS$120,000
Horace Mann Insurance Co. and Horace Mann Property & Casualty Insurance Co.Horace Mann Educators Corp.insurance violation2007CA-INS$175,000
Stewart Title Guaranty Co. and Electronic Closing Services, Inc. dba E-TitleStewart Information Servicesinsurance violation2007CA-INS$1,500,000
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2007CA-INS$2,000,000
Infinity Insurance CompaniesKemperinsurance violation2007CA-INS$750,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2007CA-INS$1,000,400
American Contractors Indemnity Co.Tokio Marineinsurance violation2007CA-INS$170,000
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2008CA-INS$10,050,000
Philadelphia Indemnity Insurance Co.Tokio Marineinsurance violation2008CA-INS$60,000
American Bankers Life Assurance Company of Florida et al.Assurantinsurance violation2008CA-INS$750,000
New York Life Insurance Co.New York Life Insuranceinsurance violation2009CA-INS$175,000
Fidelity National Title Co.Fidelity National Financialinsurance violation2009CA-INS$365,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2009CA-INS$500,000
Coast National Insurance Co.Zurich Insuranceinsurance violation2009CA-INS$150,000
Hartford Accident and Indemnity Co. et al.Hartford Financial Servicesinsurance violation2010CA-INS$40,000
Old Republic Title Co. and Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2010CA-INS$399,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2011CA-INS$185,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2011CA-INS$185,000
John Hancock Life Insurance Co.Manulife Financialinsurance violation2011CA-INS$70,000
First Mercury Insurance Co.Fairfax Financial Holdingsinsurance violation2012CA-INS$330,000
Travelers CompaniesTravelersinsurance violation2012CA-INS$10,500,000
New Hampshire Insurance Co.American International Groupinsurance violation2012CA-INS$142,500
National Union Fire Insurance Co.American International Groupinsurance violation2013CA-INS$5,991,132
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2013CA-INS$1,425,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2013CA-INS$360,522
Safeco Insurance CompanyLiberty Mutual Insuranceinsurance violation2013CA-INS$900,000
Ace Limited Insurance GroupChubb Limitedinsurance violation2014CA-INS$100,000
Unum Life Insurance Company of AmericaUnuminsurance violation2014CA-INS$25,000
Mercury Insurance CompanyMercury General Corporationinsurance violation2015CA-INS$1,000,000
Pruco Life Insurance Co.Prudential Financialinsurance violation2015CA-INS$8,000
RiverSource Life Insurance Co.Ameriprise Financialinsurance violation2015CA-INS$800,000
W.R. Berkley Corp.W.R. Berkleyinsurance violation2017CA-INS$3,015,000
Admiral Risk Insurance Services, Inc.W.R. Berkleyinsurance violation2017CA-INS$1,542,500
Admiral Insurance Co.W.R. Berkleyinsurance violation2017CA-INS$1,542,500
State FarmState Farm Insuranceinsurance violation2017CA-INS$13,335,701
United Casualty Insurance Co.Kemperinsurance violation2018CA-INS$22,500
Ticor Title Company of CaliforniaFidelity National Financialinsurance violation2018CA-INS$6,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2018CA-MHC$10,000
Wells Fargo Bank, N.A. and Wells Fargo Insurance, Inc.Wells Fargoinsurance violation2019CA-INS$5,345,816
Ameritas Investment Corp.Ameritas Mutual Holding Companyinsurance violation2019CA-INS$15,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2019CA-MHC$5,000
Mercury Insurance Co. and Mercury Casualty Co. and California Automobile Insurance Co.Mercury General Corporationinsurance violation2019CA-INS$41,188,505
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2019CA-MHC$5,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2000CO-INS$25,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2000CO-INS$20,750
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2001CO-INS$17,250
Federal Insurance Co.Chubb Limitedinsurance violation2005CO-INS$16,000
Commerce and Industry Insurance Co.American International Groupinsurance violation2005CO-INS$6,000
Allstate Insurance Co.Allstateinsurance violation2005CO-INS$10,500
Old Republic Insurance Co.Old Republic Internationalinsurance violation2006CO-INS$6,000
Unitrin Auto and Home Insurance Co.Kemperinsurance violation2006CO-INS$7,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2006CO-INS$6,000
Farmers Insurance Exchange and Truck Insurance Exchange and Mid-Century Insurance Co.Farmers Insurance Exchangeinsurance violation2006CO-INS$49,500
New England Life Insurance Co.Brighthouse Financialinsurance violation2006CO-INS$32,000
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2006CO-INS$34,800
Jackson National Life Insurance Co.Jackson Financialinsurance violation2007CO-INS$10,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2007CO-INS$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2007CO-INS$5,500
Nationwide Insurance Company of AmericaNationwideinsurance violation2007CO-INS$81,500
ING USA Annuity and Life Insurance Co.Voya Financialinsurance violation2007CO-INS$5,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2007CO-INS$50,000
Nationwide Mutual Fire Insurance Co.Nationwideinsurance violation2007CO-INS$6,000
Nationwide Mutual Insurance Co.Nationwideinsurance violation2007CO-INS$8,500
Nationwide Property and Casualty Insurance Co.Nationwideinsurance violation2007CO-INS$6,000
National Western Life Insurance Co.National Western Lifeinsurance violation2009CO-INS$11,500
Time Insurance Co.Haven Holdingsinsurance violation2009CO-INS$103,500
Permanent General Assurance Corp.American Family Insuranceinsurance violation2009CO-INS$31,900
Esurance Insurance Co.Allstateinsurance violation2010CO-INS$154,500
Wedbush Securities Inc.Wedbush Securitiesinsurance violation2011CO-INS$14,300
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2011CO-INS$255,500
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2011CO-INS$81,400
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.