American Family Insurance Company | American Family Insurance | insurance violation | 2018 | NE-DOI | $15,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2018 | NE-DOI | $7,500 |
State Street Bank and Trust Company | State Street Corp. | investor protection violation | 2018 | NH-BSR | $325,000 |
Morgan Stanley Smith Barney, LLC | Morgan Stanley | investor protection violation | 2018 | NH-BSR | $983,284 |
Santander Securities, LLC | Banco Santander | investor protection violation | 2018 | NH-BSR | $31,562 |
Tokio Marine Kiln Syndicates Limited et al. | Tokio Marine | insurance violation | 2018 | NJ-DBI | $60,000 |
Mercury Indemnity Company of America | Mercury General Corporation | insurance violation | 2018 | NJ-DBI | $25,000 |
Oscar Garden State Insurance Corporation | Oscar Health Inc. | insurance violation | 2018 | NJ-DBI | $500,000 |
Western Union | Western Union | anti-money-laundering deficiencies | 2018 | NY-DFS | $60,000,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2018 | NY-DFS | $20,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2018 | NY-DFS | $750,000 |
AIG Claims Inc. | American International Group | insurance violation | 2018 | NY-DFS | $177,500 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2018 | NY-DFS | $17,000,000 |
J P Morgan Securities LLC | JPMorgan Chase | insurance violation | 2018 | NY-DFS | $11,750 |
Marsh USA Inc | Marsh & McLennan | insurance violation | 2018 | NY-DFS | $12,950 |
Goldman Sachs Group Inc. | Goldman Sachs | price-fixing or anti-competitive practices | 2018 | NY-DFS | $54,750,000 |
William Penn Life Insurance Company | Legal & General Group PLC | insurance violation | 2018 | NY-DFS | $6,300,000 |
Chubb Ltd. | Chubb Limited | insurance violation | 2018 | NY-DFS | $1,300,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2018 | NY-DFS | $205,000,000 |
American Family Life Assurance Company of New York (AFLAC) | Aflac | insurance violation | 2018 | NY-DFS | $1,138,368 |
Transamerica Financial Life Insurance Company | Aegon | insurance violation | 2018 | NY-DFS | $1,345,136 |
Sentinel Insurance Company | Hartford Financial Services | insurance violation | 2018 | NY-DFS | $1,816,596 |
Selective Insurance Companies | Selective Insurance Group | insurance violation | 2018 | NY-DFS | $4,666,268 |
HealthNow New York, Inc. | Highmark Inc. | insurance violation | 2018 | NY-DFS | $118,583 |
Societe Generale SA | Societe Generale | economic sanction violation | 2018 | NY-DFS | $420,000,000 |
National Integrity Life Insurance Company | Western & Southern Financial Group | insurance violation | 2018 | NY-DFS | $240,000 |
Oscar Insurance Corp. | Oscar Health Inc. | insurance violation | 2018 | NY-DFS | $576,950 |
Barclays Bank PLC | Barclays | workplace whistleblower retaliation | 2018 | NY-DFS | $15,000,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2018 | OR-FIN | $49,000 |
United Services Automobile Association | USAA | insurance violation | 2018 | OR-FIN | $6,200 |
USAA General Indemnity Company | USAA | insurance violation | 2018 | OR-FIN | $5,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2018 | OR-FIN | $71,200 |
Esurance Property and Casualty Insurance Company | Allstate | insurance violation | 2018 | RI-FIN | $233,963 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2018 | RI-FIN | $175,000 |
Allstate Fire & Casualty Insurance Company | Allstate | insurance violation | 2018 | RI-FIN | $60,000 |
Allstate Vehicle and Property Insurance Company | Allstate | insurance violation | 2018 | SC-INS | $10,000 |
Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2018 | SC-INS | $10,000 |
Ameriprise Financial Services Inc. | Ameriprise Financial | investor protection violation | 2018 | SC-SEC | $650,000 |
Hartford Life and Accident Insurance Company | Hartford Financial Services | insurance violation | 2018 | SD-INS | $10,000 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2018 | SD-INS | $10,000 |
The General Automobile Insurance Company Inc. | American Family Insurance | insurance violation | 2018 | TX-INS | $100,000 |
Permanent General Assurance Corporation | American Family Insurance | insurance violation | 2018 | TX-INS | $70,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2018 | TX-INS | $53,750 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2018 | TX-INS | $42,000 |
Security National Insurance Company | Zurich Insurance | insurance violation | 2018 | TX-INS | $40,000 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2018 | TX-INS | $13,500 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $19,500 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2018 | TX-INS | $23,500 |
Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2018 | TX-INS | $8,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2018 | TX-INS | $22,000 |
Granite State Insurance Company | American International Group | insurance violation | 2018 | TX-INS | $22,000 |
Trumbull Insurance Company | Hartford Financial Services | insurance violation | 2018 | TX-INS | $20,000 |
XL Insurance America, Inc. | AXA | insurance violation | 2018 | TX-INS | $32,000 |
Federal Insurance Company | Chubb Limited | insurance violation | 2018 | TX-INS | $7,000 |
Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2018 | TX-INS | $9,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $5,000 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2018 | TX-INS | $20,000 |
The Standard Fire Insurance Company | Travelers | insurance violation | 2018 | TX-INS | $27,855 |
Travelers Casualty and Surety Company | Travelers | insurance violation | 2018 | TX-INS | $11,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2018 | TX-INS | $10,000 |
Time Insurance Company | Haven Holdings | insurance violation | 2018 | TX-INS | $125,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2018 | TX-INS | $7,000 |
Employer's Insurance Company of Wausau | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $12,000 |
Chubb Lloyds Insurance Company of Texas | Chubb Limited | insurance violation | 2018 | TX-INS | $55,000 |
Unitrin County Mutual Insurance Company | Kemper | insurance violation | 2018 | TX-INS | $25,000 |
Time Insurance Company | Haven Holdings | insurance violation | 2018 | TX-INS | $15,000 |
United Services Automobile Association et al. | USAA | insurance violation | 2018 | TX-INS | $40,000 |
Esurance Property and Casualty Insurance Company | Allstate | insurance violation | 2018 | TX-INS | $12,500 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2018 | TX-INS | $75,000 |
LM Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $10,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2018 | TX-INS | $18,000 |
LM Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $42,000 |
Property and Casualty Insurance Company of Hartford | Hartford Financial Services | insurance violation | 2018 | TX-INS | $65,000 |
XL Specialty Insurance Company | AXA | insurance violation | 2018 | TX-INS | $30,000 |
Travelers Property Casualty Company of America | Travelers | insurance violation | 2018 | TX-INS | $14,500 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2018 | TX-INS | $6,400 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2018 | TX-INS | $19,800 |
Accident Fund National Insurance Company | AF Group | insurance violation | 2018 | TX-INS | $19,100 |
National Interstate Insurance Company | American Financial Group | insurance violation | 2018 | TX-INS | $10,000 |
Colonial County Mutual Insurance Company and Titan Insurance Services Inc. | Nationwide | insurance violation | 2018 | TX-INS | $50,000 |
Cincinnati Insurance Company | Cincinnati Financial | insurance violation | 2018 | TX-INS | $30,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2018 | TX-INS | $7,500 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2018 | TX-INS | $7,600 |
Arthur J. Gallagher Risk Management Services, Inc. | Arthur J. Gallagher & Co. | insurance violation | 2018 | TX-INS | $6,300 |
Jefferson National Life Insurance Company | Nationwide | insurance violation | 2018 | TX-INS | $15,000 |
Oscar Insurance Company | Oscar Health Inc. | insurance violation | 2018 | TX-INS | $75,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2018 | TX-INS | $9,000 |
The Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2018 | TX-INS | $8,400 |
The Travelers Indemnity Company | Travelers | insurance violation | 2018 | TX-INS | $7,500 |
The Travelers Indemnity Company of Connecticut | Travelers | insurance violation | 2018 | TX-INS | $20,000 |
Catlin Insurance Company Inc. | AXA | insurance violation | 2018 | UT-INS | $100,000 |
Lawyers Title Company | Fidelity National Financial | insurance violation | 2018 | UT-INS | $93,500 |
Allstate Indemnity Company | Allstate | insurance violation | 2018 | UT-INS | $5,000 |
American Family Mutual Insurance Company | American Family Insurance | insurance violation | 2018 | UT-INS | $39,400 |
GRANITE STATE INSURANCE CO. | American International Group | insurance violation | 2018 | VA-INS | $152,318 |
TOKIO MARINE KILN SYNDICATES, LTD. | Tokio Marine | insurance violation | 2018 | VA-INS | $7,500 |
SELECTIVE INSURANCE CO. ET AL. | Selective Insurance Group | insurance violation | 2018 | VA-INS | $10,000 |
LINCOLN FINANCIAL SECURITIES | Lincoln National | investor protection violation | 2018 | VA-SEC | $20,000 |
MERCURY CASUALTY COMPANY | Mercury General Corporation | insurance violation | 2018 | VA-INS | $173,650 |
ACADIA INSURANCE COMPANY ET AL | W.R. Berkley | insurance violation | 2018 | VA-INS | $91,793 |
THE GENERAL AUTOMOBILE INSURANCE CO. | American Family Insurance | insurance violation | 2018 | VA-INS | $66,996 |