USAA General Indemnity Company | USAA | insurance violation | 2023 | OR-FIN | $50,200 |
American Memorial Life Insurance Company | Assurant | insurance violation | 2023 | SD-INS | $5,000 |
Washington National Insurance Co. | CNO Financial | insurance violation | 2023 | SD-INS | $15,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2023 | TX-INS | $12,750 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2023 | TX-INS | $9,250 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2023 | TX-INS | $12,000 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2023 | TX-INS | $8,000 |
LM Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2023 | TX-INS | $7,000 |
Hanover Insurance Company | Hanover Insurance | insurance violation | 2023 | TX-INS | $8,000 |
Arch Indemnity Insurance Company | Arch Capital | insurance violation | 2023 | TX-INS | $8,500 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2023 | TX-INS | $11,000 |
Travelers Property Casualty Company of America | Travelers | insurance violation | 2023 | TX-INS | $6,000 |
Aon Risk Services Southwest Inc | Aon | insurance violation | 2023 | TX-INS | $7,575 |
Security National Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $6,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $9,500 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2023 | TX-INS | $5,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2023 | TX-INS | $19,000 |
Arthur J. Gallagher Risk Management Services, LLC | Arthur J. Gallagher & Co. | insurance violation | 2023 | TX-INS | $11,875 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2023 | TX-INS | $42,000 |
Travelers Indemnity Company of America | Travelers | insurance violation | 2023 | TX-INS | $6,000 |
Hartford Accident and Indemnity Company | Hartford Financial Services | insurance violation | 2023 | TX-INS | $6,300 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2023 | TX-INS | $12,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2023 | TX-INS | $90,950 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $17,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $5,500 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2023 | TX-INS | $19,000 |
State Farm Fire and Casualty Company et al. | State Farm Insurance | insurance violation | 2023 | TX-INS | $75,000 |
Arch Indemnity Insurance Company | Arch Capital | insurance violation | 2023 | TX-INS | $11,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $13,500 |
Arch Insurance Company | Arch Capital | insurance violation | 2023 | TX-INS | $25,000 |
AIU Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $14,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $27,000 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2023 | TX-INS | $19,500 |
Hanover Insurance Company | Hanover Insurance | insurance violation | 2023 | TX-INS | $30,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2023 | TX-INS | $12,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $22,250 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $9,500 |
Hanover Insurance Company | Hanover Insurance | insurance violation | 2023 | TX-INS | $17,500 |
XL Specialty Insurance Company | AXA | insurance violation | 2023 | TX-INS | $9,500 |
Liberty Mutual Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2023 | TX-INS | $6,250 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2023 | TX-INS | $19,000 |
Riversource Life Insurance Company | Ameriprise Financial | insurance violation | 2023 | WA-INS | $59,613 |
TRANSAMERICA LIFE INSURANCE COMPANY | Aegon | insurance violation | 2023 | WA-INS | $40,000 |
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | Massachusetts Mutual Life Insurance | insurance violation | 2023 | WA-INS | $10,000 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2024 | MT-FIN | $2,000,000 |
Liberty Insurance Underwriters, Inc. | Liberty Mutual Insurance | insurance violation | 2022 | NJ-DBI | $1,778,000 |
Prudential Insurance Company of America | Prudential Financial | insurance violation | 2021 | NJ-DBI | $1,200,000 |
Pacific Life Insurance Company | Pacific Life | insurance violation | 2023 | MN-FIN | $250,000 |
Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2024 | NY-DFS | $150,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2022 | NJ-DBI | $142,800 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2020 | NJ-DBI | $137,000 |
Transamerica Financial Life Insurance Company | Aegon | insurance violation | 2023 | NY-DFS | $120,000 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2024 | OR-FIN | $100,000 |
STATE FARM FIRE & CASUALTY COMPANY et al. | State Farm Insurance | insurance violation | 2024 | WA-INS | $100,000 |
NEW YORK LIFE INSURANCE COMPANY | New York Life Insurance | insurance violation | 2024 | WA-INS | $46,328 |
Progressive Specialty Insurance Company | Progressive | insurance violation | 2023 | MD-INS | $38,500 |
Standard Fire Insurance Company | Travelers | insurance violation | 2023 | TX-INS | $25,000 |
LM Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2024 | TX-INS | $24,000 |
XL Insurance America Inc. | AXA | insurance violation | 2023 | TX-INS | $24,000 |
Travelers Casualty & Surety Company | Travelers | insurance violation | 2023 | TX-INS | $22,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $18,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $17,500 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2024 | TX-INS | $17,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $17,000 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2023 | TX-INS | $17,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $17,000 |
Travelers Property Casualty Company of America | Travelers | insurance violation | 2023 | TX-INS | $15,000 |
Everest Premier Insurance Company | Everest Re Group | insurance violation | 2023 | TX-INS | $13,500 |
AIU Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $12,500 |
Phoenix Insurance Company | Travelers | insurance violation | 2023 | TX-INS | $12,500 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $12,000 |
Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2023 | TX-INS | $11,000 |
T.H.E. Insurance Company | AXA | insurance violation | 2024 | TX-INS | $10,000 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2023 | TX-INS | $10,000 |
AIG Property Casualty Company | American International Group | insurance violation | 2023 | TX-INS | $9,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2023 | VA-INS | $8,800 |
Liberty Mutual Personal Insurance Company | Liberty Mutual Insurance | insurance violation | 2024 | MD-INS | $8,500 |
AIU Insurance Company | American International Group | insurance violation | 2024 | TX-INS | $8,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $7,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $6,200 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $6,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2024 | MD-INS | $5,000 |
Allstate Indemnity Company | Allstate | insurance violation | 2024 | MD-INS | $5,000 |
Acadia Insurance Company | W.R. Berkley | insurance violation | 2024 | TX-INS | $5,000 |
QBE Insurance Corporation | QBE Insurance | insurance violation | 2023 | TX-INS | $5,000 |
United Wisconsin Insurance Co. | AF Group | insurance violation | 2023 | TX-INS | $5,000 |
AMERITAS LIFE INSURANCE CORP | Ameritas Mutual Holding Company | insurance violation | 2024 | WA-INS | $5,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | insurance violation | 2024 | WA-INS | $5,000 |
SUN LIFE ASSURANCE COMPANY OF CANADA | Sun Life Financial | insurance violation | 2024 | WA-INS | $5,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2016 | SEC | $35,000,000 |
Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2016 | SEC | $54,300,000 |
Goldman Sachs & Co. | Goldman Sachs | investor protection violation | 2016 | SEC | $15,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2016 | SEC | $4,000,000 |
Morgan Stanley Investment Management | Morgan Stanley | investor protection violation | 2015 | SEC | $8,800,000 |
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. | JPMorgan Chase | investor protection violation | 2015 | SEC | $267,000,000 |
ICBC Standard Bank Plc | Industrial and Commercial Bank of China | investor protection violation | 2015 | SEC | $4,200,000 |
UBS Willow Management LLC and UBS Fund Advisor LLC | UBS | investor protection violation | 2015 | SEC | $17,500,000 |
UBS AG | UBS | investor protection violation | 2015 | SEC | $19,500,000 |
UBS Financial Services Inc. of Puerto Rico | UBS | investor protection violation | 2015 | SEC | $15,000,000 |
Citigroup Global Markets | Citigroup | investor protection violation | 2015 | SEC | $15,000,000 |
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC | Citigroup | investor protection violation | 2015 | SEC | $180,000,000 |