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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Washington National Insurance Co.CNO Financialinsurance violation2017MN-FIN$140,000
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co.CNO Financialinsurance violation2018MN-FIN$10,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2018MN-FIN$40,000
Nationwide Insurance Company of America et al.Nationwideinsurance violation2018MN-FIN$25,000
Liberty Insurance Corp. et al.Liberty Mutual Insuranceinsurance violation2018MN-FIN$30,000
Progressive Casualty Insurance Co. et al.Progressiveinsurance violation2018MN-FIN$40,000
Auto-Owners Insurance Co. and Owners Insurance Co.Auto-Owners Insuranceinsurance violation2019MN-FIN$35,000
Esurance Property and Casualty Co. and Esurance Insurance Co.Allstateinsurance violation2019MN-FIN$35,000
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co.Aegoninsurance violation2019MN-FIN$100,000
Allstate Insurance Co. and Encompass Indemnity Co. et al.Allstateinsurance violation2019MN-FIN$75,000
Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2019MN-FIN$10,000
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2019MN-FIN$10,000
Homesite Insurance Co.American Family Insuranceinsurance violation2019MN-FIN$5,000
Time Insurance Co.Haven Holdingsinsurance violation2019MN-FIN$5,000
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co.CNO Financialinsurance violation2019MN-FIN$175,000
The Travelers Indemnity Co.Travelersinsurance violation2019MN-FIN$10,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2020MN-FIN$15,000
Horace Mann Insurance Co.Horace Mann Educators Corp.insurance violation2020MN-FIN$5,000
Progressive Casualty Insurance CompanyProgressiveinsurance violation2020MN-FIN$5,000
John Hancock Variable Life Insurance Co.Manulife Financialinsurance violation2006MO-INS$11,040
Stewart Title Guarantee Co.Stewart Information Servicesinsurance violation2006MO-INS$75,087
Allstate Insurance Co.Allstateinsurance violation2006MO-INS$60,000
Allied Property & Casualty Insurance Co. et al.Nationwideinsurance violation2006MO-INS$65,000
The Prudential Insurance Company of AmericaPrudential Financialinsurance violation2006MO-INS$7,373
Metropolitan Life Insurance Co.MetLifeinsurance violation2006MO-INS$12,162
United Services Automobile Association et al.USAAinsurance violation2007MO-INS$6,000
Auto-Owners Insurance Co. and Owners Insurance Co.Auto-Owners Insuranceinsurance violation2007MO-INS$28,704
Continental Western Insurance Co.W.R. Berkleyinsurance violation2007MO-INS$7,708
Safeco Insurance Company of America et al.Liberty Mutual Insuranceinsurance violation2007MO-INS$68,524
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2007MO-INS$16,272
Universal Underwriters Insurance Co.Zurich Insuranceinsurance violation2007MO-INS$6,530
First American Title Insurance Co.First American Financialinsurance violation2007MO-INS$150,344
Standard Insurance Co.Meiji Yasuda Life Insuranceinsurance violation2007MO-INS$9,300
Federal Insurance Co.Chubb Limitedinsurance violation2008MO-INS$5,900
Allstate Insurance Co. et al.Allstateinsurance violation2008MO-INS$9,483
Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2009MO-INS$77,375
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2009MO-INS$55,496
Ticor Title Insurance Co.Fidelity National Financialinsurance violation2009MO-INS$20,725
Monumental Life Insurance Co.Aegoninsurance violation2009MO-INS$26,001
Conseco Medical Insurance Co.CNO Financialinsurance violation2009MO-INS$75,018
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2010MO-INS$188,976
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2010MO-INS$73,113
Lawyers Title Insurance Corp.Fidelity National Financialinsurance violation2010MO-INS$190,000
Sentry Insurance a Mutual CompanySentry Insuranceinsurance violation2011MO-INS$5,200
National Interstate Insurance Co.American Financial Groupinsurance violation2011MO-INS$43,000
Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2011MO-INS$74,000
National General Insurance Co.Allstateinsurance violation2012MO-INS$5,000
Old Republic Insurance Co.Old Republic Internationalinsurance violation2012MO-INS$134,750
XL Specialty Insurance Co.AXAinsurance violation2012MO-INS$21,000
Stewart Title Guarantee Co.Stewart Information Servicesinsurance violation2012MO-INS$128,000
Chubb National Insurance Co.Chubb Limitedinsurance violation2012MO-INS$68,000
First American Title Insurance Co.First American Financialinsurance violation2012MO-INS$34,500
Zenith Insurance Co.Fairfax Financial Holdingsinsurance violation2012MO-INS$93,842
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2012MO-INS$237,500
Washington National Insurance Co.CNO Financialinsurance violation2012MO-INS$150,000
First American Title Insurance Co.First American Financialinsurance violation2012MO-INS$165,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2013MO-INS$14,722
Safety National Casualty Co.Tokio Marineinsurance violation2013MO-INS$61,250
Safety First Insurance Co.Tokio Marineinsurance violation2013MO-INS$12,250
Time Insurance Co. et al.Haven Holdingsinsurance violation2013MO-INS$1,000,000
Tokio Marine & Nichido Fire Insurance Co.Tokio Marineinsurance violation2013MO-INS$29,750
Nationwide Agribusiness Insurance Co. and Farmland Mutual Insurance Co.Nationwideinsurance violation2013MO-INS$292,250
Great American Alliance Insurance Co.American Financial Groupinsurance violation2014MO-INS$33,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2014MO-INS$23,000
Continental Western Insurance Co.W.R. Berkleyinsurance violation2014MO-INS$12,000
North Pointe Insurance Co.QBE Insuranceinsurance violation2014MO-INS$8,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2015MO-INS$39,600
Standard Fire Insurance Co.Travelersinsurance violation2015MO-INS$89,000
State Farm Fire & Casualty Co.State Farm Insuranceinsurance violation2015MO-INS$85,750
American Home Assurance Co. et al.American International Groupinsurance violation2015MO-INS$1,250,000
Security National Insurance Co.Zurich Insuranceinsurance violation2015MO-INS$16,090
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2015MO-INS$87,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2015MO-INS$120,000
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2015MO-INS$23,500
American Family Mutual Insurance Co. and American Standard Insurance Co. of WisconsinAmerican Family Insuranceinsurance violation2015MO-INS$472,089
American Modern Home Insurance Co.Munich Reinsurance violation2015MO-INS$10,000
Federal Insurance Co.Chubb Limitedinsurance violation2016MO-INS$84,500
Pacific Indemnity Co.Chubb Limitedinsurance violation2016MO-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016MO-INS$47,500
Ace Property and Casualty Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace Fire Underwriters Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace American Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2016MO-INS$444,000
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Casualty Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Underwriters Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2016MO-INS$62,541
Twin City Fire Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Arch Insurance Co.Arch Capitalinsurance violation2016MO-INS$145,000
CMFG Life Insurance Co.CUNA Mutualinsurance violation2016MO-INS$81,500
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2016MO-INS$8,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016MO-INS$7,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2016MO-INS$20,000
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2016MO-INS$19,000
Phoenix Insurance Co.Travelersinsurance violation2016MO-INS$21,000
Fidelity and Guaranty Insurance Co.Fidelity National Financialinsurance violation2016MO-INS$115,250
Zurich American Insurance Co. et al.Zurich Insuranceinsurance violation2016MO-INS$250,000
Travelers Casualty Insurance Company of America et al.Travelersinsurance violation2016MO-INS$16,000
AMCO Insurance Co.Nationwideinsurance violation2016MO-INS$36,750
Depositors Insurance Co.Nationwideinsurance violation2016MO-INS$16,250
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.