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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
New England Life Insurance Co.Brighthouse Financialinsurance violation2006CO-INS$32,000
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2006CO-INS$34,800
Jackson National Life Insurance Co.Jackson Financialinsurance violation2007CO-INS$10,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2007CO-INS$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2007CO-INS$5,500
Nationwide Insurance Company of AmericaNationwideinsurance violation2007CO-INS$81,500
ING USA Annuity and Life Insurance Co.Voya Financialinsurance violation2007CO-INS$5,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2007CO-INS$50,000
Nationwide Mutual Fire Insurance Co.Nationwideinsurance violation2007CO-INS$6,000
Nationwide Mutual Insurance Co.Nationwideinsurance violation2007CO-INS$8,500
Nationwide Property and Casualty Insurance Co.Nationwideinsurance violation2007CO-INS$6,000
National Western Life Insurance Co.National Western Lifeinsurance violation2009CO-INS$11,500
Time Insurance Co.Haven Holdingsinsurance violation2009CO-INS$103,500
Permanent General Assurance Corp.American Family Insuranceinsurance violation2009CO-INS$31,900
Esurance Insurance Co.Allstateinsurance violation2010CO-INS$154,500
Wedbush Securities Inc.Wedbush Securitiesinsurance violation2011CO-INS$14,300
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2011CO-INS$255,500
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2011CO-INS$81,400
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2011CO-INS$66,000
Bristol West Insurance Co.Zurich Insuranceinsurance violation2011CO-INS$161,500
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2012CO-INS$218,000
United American Insurance Co.Globe Life Inc.insurance violation2012CO-INS$86,500
Transamerica Life Insurance Co.Aegoninsurance violation2012CO-INS$6,270
John Alden Life Insurance Co.Assurantinsurance violation2012CO-INS$86,500
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2012CO-INS$70,400
North River Insurance Co.Fairfax Financial Holdingsinsurance violation2012CO-INS$62,700
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2012CO-INS$111,500
First American Title Insurance Co.First American Financialinsurance violation2013CO-INS$177,500
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2014CO-INS$48,400
Globe Life and Accident Insurance Co.Globe Life Inc.insurance violation2014CO-INS$12,100
National Western Life Insurance Co.National Western Lifeinsurance violation2014CO-INS$11,500
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2015CO-INS$140,500
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2015CO-INS$66,000
Auto Owners Insurance Co.Auto-Owners Insuranceinsurance violation2017CO-INS$25,875
National Western Life Insurance Co.National Western Lifeinsurance violation2019CO-INS$34,500
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2019CO-INS$147,775
Permanent General Assurance Corp.American Family Insuranceinsurance violation2019CO-INS$56,494
Permanent General Assurance Corporation of OhioAmerican Family Insuranceinsurance violation2019CO-INS$50,974
Assurant HealthAssurantinsurance violation2008CT-INS$2,100,000
Jackson National Life Insurance Co.Jackson Financialinsurance violation2008CT-INS$483,000
SafecoLiberty Mutual Insuranceinsurance violation2009CT-INS$434,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2009CT-INS$100,000
Zurich Insurance GroupZurich Insuranceinsurance violation2010CT-INS$235,000
Chicago Title Insurance Company,Fidelity National Financialinsurance violation2010CT-INS$62,000
Kemper Independence Insurance Co.Kemperinsurance violation2019CT-INS$134,000
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2019CT-INS$64,000
Massachusetts Mutual Life Insurance Company, Inc.Massachusetts Mutual Life Insuranceinsurance violation2019CT-INS$61,000
Continental Western Insurance Co.W.R. Berkleyinsurance violation2019CT-INS$23,000
National General Insurance Co.Allstateinsurance violation2019CT-INS$167,500
Berkshire Life Insurance Company of AmericaGuardian Life Insuranceinsurance violation2019CT-INS$7,500
Ameritas Life Insurance Corp.Ameritas Mutual Holding Companyinsurance violation2019CT-INS$5,000
AIG Property Casualty Co.American International Groupinsurance violation2019CT-INS$120,000
Continental American Insurance Co.Aflacinsurance violation2019CT-INS$10,000
Nationwide Life and Annuity Insurance Co.Nationwideinsurance violation2019CT-INS$16,500
Hartford Casualty Insurance Co.Hartford Financial Servicesinsurance violation2019CT-INS$57,500
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2019CT-INS$43,000
Property Casualty Insurance Company of HartfordHartford Financial Servicesinsurance violation2019CT-INS$14,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2019CT-INS$141,500
Sentinel Insurance Co.Hartford Financial Servicesinsurance violation2019CT-INS$84,000
Mutual of Omaha Insurance Co.Mutual of Omahainsurance violation2019CT-INS$60,500
Horace Mann Property & Casualty Insurance Co.Horace Mann Educators Corp.insurance violation2019CT-INS$18,000
American Alternative Insurance Corp.Munich Reinsurance violation2019CT-INS$49,500
Lincoln Life & Annuity Company of New YorkLincoln Nationalinsurance violation2019CT-INS$7,500
The Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2019CT-INS$65,000
Harleysville Insurance Co.Nationwideinsurance violation2020CT-INS$49,000
Allstate Indemnity Co.Allstateinsurance violation2020CT-INS$7,500
American Bankers Insurance Company of FloridaAssurantinsurance violation2020CT-INS$198,000
Allstate Insurance Co.Allstateinsurance violation2011DE-INS$25,000
State Farm Fire & Casualty Co.State Farm Insuranceinsurance violation2012DE-INS$150,000
Life Insurance Company of the SouthwestNational Life Groupinsurance violation2014DE-INS$6,000
Titan Indemnity Co.Nationwideinsurance violation2014DE-INS$25,000
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2014DE-INS$10,000
Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2014DE-INS$27,600
Nationwide Mutual Insurance Co.Nationwideinsurance violation2015DE-INS$15,000
Highmark BCBSD Inc.Highmark Inc.insurance violation2016DE-INS$383,000
21st Century Centennial Insurance Co.Zurich Insuranceinsurance violation2016DE-INS$27,500
Progressive Northern Insurance Co.Progressiveinsurance violation2016DE-INS$7,000
HomeSite Insurance Co.American Family Insuranceinsurance violation2016DE-INS$15,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2016DE-INS$55,500
United Services Automobile Association et al.USAAinsurance violation2016DE-INS$34,000
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2016DE-INS$487,000
State Farm Fire & Casualty Insurance Co. and State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2016DE-INS$28,000
Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2017DE-INS$79,000
Liberty Mutual Fire Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2018DE-INS$76,000
Penn Mutual Life Insurance Co.Penn Mutualinsurance violation2018DE-INS$17,000
New York Life Insurance and Annuity Corp.New York Life Insuranceinsurance violation2018DE-INS$5,000
State Farm Fire & Casualty Co. and State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2018DE-INS$24,000
Principal Life Insurance Co.Principal Financialinsurance violation2018DE-INS$200,000
United of Omaha Life Insurance Co.Mutual of Omahainsurance violation2018DE-INS$17,000
AXA Equitable Life Insurance Co.Equitable Holdingsinsurance violation2018DE-INS$5,000
RiverSource Life Insurance Co.Ameriprise Financialinsurance violation2018DE-INS$75,000
Nationwide Life Insurance Co. and Nationwide Life and Annuity Insurance Co.Nationwideinsurance violation2018DE-INS$45,500
Allstate Insurance Co. et al.Allstateinsurance violation2019DE-INS$12,500
United Service Automobile Association et al.USAAinsurance violation2019DE-INS$32,500
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2019DE-INS$13,500
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2019DE-INS$8,000
American General Life Insurance Co.American International Groupinsurance violation2019DE-INS$85,000
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2019DE-INS$18,000
Hartford Underwriters Insurance Co. et al.Hartford Financial Servicesinsurance violation2019DE-INS$23,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2019DE-INS$41,200
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2019DE-INS$20,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.