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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,816,534,046
Number of Records: 7,081
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,269,434222
Citigroup$25,740,655,365159
Wells Fargo$22,081,446,244228
Deutsche Bank$18,541,457,30278
UBS$17,082,743,334106
Goldman Sachs$16,599,475,84889
NatWest Group PLC$13,515,546,85731
Credit Suisse$10,932,400,12651
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Louis Dreyfus Energy ServicesLouis DreyfusFalse Claims Act and related2012DOJ_CIVIL$4,084,000
Nelnet Inc.NelnetFalse Claims Act and related2010DOJ_CIVIL$47,000,000
RBC Mortgage CompanyRoyal Bank of CanadaFalse Claims Act and related2008DOJ_CIVIL$10,710,000
National City Mortgage Inc.PNC Financial ServicesFalse Claims Act and related2008DOJ_CIVIL$4,600,000
Mellon Bank, N.A.Bank of New York MellonFalse Claims Act and related2007DOJ_CIVIL$16,500,000
Crawford and CompanyCrawford & Co.False Claims Act and related2006DOJ_CIVIL$1,363,204
Highmark, Inc.Highmark Inc.False Claims Act and related2004DOJ_CIVIL$1,500,000
General American Life Insurance Company, Inc.MetLifeFalse Claims Act and related2002DOJ_CIVIL$76,000,000
Regions BankRegions FinancialFalse Claims Act and related2016DOJ_CIVIL$52,400,000
Branch Banking & Trust Company (BB&T)Truist FinancialFalse Claims Act and related2016DOJ_CIVIL$83,000,000
PHH Corp.Ocwen FinancialFalse Claims Act and related2017DOJ_CIVIL$74,453,802
Progressive Casualty Insurance Co. and Progressive Garden State Insurance Co.ProgressiveFalse Claims Act and related2017USAO$2,000,000
HSBC Bank USA N.A.HSBCFalse Claims Act and related2017USAO$2,118,861
PNC Bank N.A.PNC Financial ServicesFalse Claims Act and related2016USAO$9,500,000
IBERIABANKFirst Horizon NationalFalse Claims Act and related2017DOJ_CIVIL$11,692,149
Philadelphia Indemnity Insurance CompanyTokio MarineFalse Claims Act and related2018USAO$30,508
ACE American Insurance Company ET AL.Chubb LimitedFalse Claims Act and related2010NY-AG$70,000,000
American International GroupAmerican International GroupFalse Claims Act and related2008MA-AG$218,920
American International GroupAmerican International GroupFalse Claims Act and related2007MA-AG$58,500,000
Bank of AmericaBank of AmericaFalse Claims Act and related2001AK-AG$35,600,000
Insurance Company of the State of PennsylvaniaAmerican International GroupFalse Claims Act and related2016NV-AG$300,000
United States Fidelity & GuarantyTravelersFalse Claims Act and related2007CT-AG$17,500,000
United States Fidelity and Guaranty Co.TravelersFalse Claims Act and related2010MA-AG$2,925,000
Unum Life Insurance Co.UnumFalse Claims Act and related2005MA-AG$650,000
Zurich American Insurance Company et al.Zurich InsuranceFalse Claims Act and related2010NY-AG$37,500,000
Mellon Bank N.A.Bank of New York MellonFalse Claims Act and related2006USAO$18,130,405
Wells Fargo BankWells FargoFalse Claims Act and related2008USAO$4,046,786
Watson Wyatt & CompanyWillis Towers WatsonFalse Claims Act and related2005USAO$689,828
Travelers Insurance CompanyTravelersFalse Claims Act and related2004USAO$10,900,000
Guaranteed Rate Inc.Guaranteed Rate Inc.False Claims Act and related2020DOJ_CIVIL$15,060,000
HSBCHSBCFalse Claims Act and related2020CA-AG$7,000,000
Nationwide Mutual Insurance CompanyNationwideFair Credit Reporting Act violation2006private lawsuit-federal$19,250,000
Balli Aviation Ltd. and Balli Group PLCBalli Groupexport control violation2010BIS$15,000,000
Balli Aviation Ltd.Balli Groupexport control violation2010DOJ_NATSEC$2,000,000
CIT Group Inc.First Citizens BancSharesexport control violation2005BIS$74,800
Bank of AmericaBank of Americaexport control violation2017BIS$44,625
Bank of New York Mellon (Shanghai Branch)Bank of New York Mellonexport control violation2011BIS$30,000
JP Morgan Chase Bank, NAJPMorgan Chaseexport control violation2010BIS$19,125
Citibank NACitigroupexport control violation2018BIS$60,000
El Paso ElectricJPMorgan Chaseenvironmental violation2015EPA$3,800,000
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2010PHMSA$402,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$290,000
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2014PHMSA$271,300
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2011PHMSA$141,200
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$102,800
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2010PHMSA$100,000
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2015PHMSA$89,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$83,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2011PHMSA$81,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$78,900
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2011PHMSA$74,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$69,100
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$66,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$47,800
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$36,200
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$22,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$17,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$11,800
Louisiana Generating (NRG Energy)Macquarieenvironmental violation2012EPA$264,000,000
Buckeye Pipe Line Co.IFM Investorsenvironmental violation2010EPA$78,780
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2009PHMSA$7,500
Chemoil CorporationGlencoreenvironmental violation2016EPA$27,000,000
Buckeye Partners LPIFM Investorsenvironmental violation2017PHMSA$50,400
Buckeye Partners LPIFM Investorsenvironmental violation2017PHMSA$193,000
Buckeye Partners, LPIFM Investorsenvironmental violation2017PHMSA$36,600
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2018PHMSA$36,600
Synagro NortheastGoldman Sachsenvironmental violation2017EPA$104,000
HSBC Bank USA, N.A.HSBCenvironmental violation2007NY-AG$918,000
Wheelabrator Saugus, Wheelabrator Andover and Wheelabrator MillburyMacquarieenvironmental violation2011MA-AG$7,500,000
Buckeye Partners, LPIFM Investorsenvironmental violation2020PHMSA$209,002
BUCKEYE TERM LLCIFM Investorsenvironmental violation2013PA-ENV$7,000
WHEELABRATOR FRACKVILLE ENERGYMacquarieenvironmental violation2012PA-ENV$27,400
WHEELABRATOR FALLS INCMacquarieenvironmental violation2020PA-ENV$12,000
WHEELABRATOR FALLS INCMacquarieenvironmental violation2006PA-ENV$21,079
SYNAGRO CTL LLCGoldman Sachsenvironmental violation2004PA-ENV$20,000
SYNAGRO CTL LLCGoldman Sachsenvironmental violation2003PA-ENV$15,000
RR DONNELLEYChatham Asset Managementenvironmental violation2002PA-ENV$5,000
PRUDENTIAL INS CO OF AMERPrudential Financialenvironmental violation2018PA-ENV$9,000
GMAC Mortgage, LLCAlly Financialenvironmental violation2010AL-ENV$5,505
Buckeye TerminalsIFM Investorsenvironmental violation2019CA-ARB$6,000
Vitol, Inc.Vitolenvironmental violation2014CA-ARB$70,000
Trafigura Beheer B.V. AmsterdamTrafiguraenvironmental violation2012CA-ARB$10,000
VitolVitolenvironmental violation2007CA-ARB$150,000
GlencoreGlencoreenvironmental violation2006CA-ARB$10,000
VitolVitolenvironmental violation2005CA-ARB$20,000
Vitol S.A.Vitolenvironmental violation2002CA-ARB$25,000
Wheelabrator Lisbon, Inc.Macquarieenvironmental violation2013CT-ENV$9,350
UBS AGUBSenvironmental violation2011CT-ENV$80,000
Pro Line Printing, Inc.Chatham Asset Managementenvironmental violation2004CT-ENV$11,125
Wheelabrator Putnam IncorporatedMacquarieenvironmental violation2003CT-ENV$33,500
R.R. Donnelley & Sons CompanyChatham Asset Managementenvironmental violation2002CT-ENV$25,500
MBNABank of Americaenvironmental violation2002DE-ENV$225,000
LOUIS DREYFUS CITRUS, INC.Louis Dreyfusenvironmental violation2010FL-DEP$14,600
LOUIS DREYFUS CITRUS INCLouis Dreyfusenvironmental violation2008FL-DEP$21,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersenvironmental violation2008FL-DEP$15,000
LOUIS DREYFUS CITRUS, INC.Louis Dreyfusenvironmental violation2006FL-DEP$7,200
THE FIFTH THIRD BANKFifth Third Bancorpenvironmental violation2006FL-DEP$16,000
WHEELABRATOR SOUTH BROWARD, INC.Macquarieenvironmental violation2005FL-DEP$14,450
LOUIS DREYFUS CITRUS, INC.Louis Dreyfusenvironmental violation2005FL-DEP$8,500
WHEELABRATOR RIDGE ENERGY, INC.Macquarieenvironmental violation2004FL-DEP$19,000
Imperial-Savannah LPLouis Dreyfusenvironmental violation2014GA-ENV$14,750
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.