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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Crawford and CompanyCrawford & Co.False Claims Act and related2006DOJ_CIVIL$1,363,204
Highmark, Inc.Highmark Inc.False Claims Act and related2004DOJ_CIVIL$1,500,000
General American Life Insurance Company, Inc.MetLifeFalse Claims Act and related2002DOJ_CIVIL$76,000,000
Regions BankRegions FinancialFalse Claims Act and related2016DOJ_CIVIL$52,400,000
Branch Banking & Trust Company (BB&T)Truist FinancialFalse Claims Act and related2016DOJ_CIVIL$83,000,000
PHH Corp.Ocwen FinancialFalse Claims Act and related2017DOJ_CIVIL$74,453,802
Progressive Casualty Insurance Co. and Progressive Garden State Insurance Co.ProgressiveFalse Claims Act and related2017USAO$2,000,000
HSBC Bank USA N.A.HSBCFalse Claims Act and related2017USAO$2,118,861
PNC Bank N.A.PNC Financial ServicesFalse Claims Act and related2016USAO$9,500,000
IBERIABANKFirst Horizon NationalFalse Claims Act and related2017DOJ_CIVIL$11,692,149
Philadelphia Indemnity Insurance CompanyTokio MarineFalse Claims Act and related2018USAO$30,508
ACE American Insurance Company ET AL.Chubb LimitedFalse Claims Act and related2010NY-AG$70,000,000
American International GroupAmerican International GroupFalse Claims Act and related2008MA-AG$218,920
American International GroupAmerican International GroupFalse Claims Act and related2007MA-AG$58,500,000
Bank of AmericaBank of AmericaFalse Claims Act and related2001AK-AG$35,600,000
Insurance Company of the State of PennsylvaniaAmerican International GroupFalse Claims Act and related2016NV-AG$300,000
United States Fidelity & GuarantyTravelersFalse Claims Act and related2007CT-AG$17,500,000
United States Fidelity and Guaranty Co.TravelersFalse Claims Act and related2010MA-AG$2,925,000
Unum Life Insurance Co.UnumFalse Claims Act and related2005MA-AG$650,000
Zurich American Insurance Company et al.Zurich InsuranceFalse Claims Act and related2010NY-AG$37,500,000
Mellon Bank N.A.Bank of New York MellonFalse Claims Act and related2006USAO$18,130,405
Wells Fargo BankWells FargoFalse Claims Act and related2008USAO$4,046,786
Watson Wyatt & CompanyWillis Towers WatsonFalse Claims Act and related2005USAO$689,828
Travelers Insurance CompanyTravelersFalse Claims Act and related2004USAO$10,900,000
Guaranteed Rate Inc.Guaranteed Rate Inc.False Claims Act and related2020DOJ_CIVIL$15,060,000
HSBCHSBCFalse Claims Act and related2020CA-AG$7,000,000
Academy Mortgage CorporationAcademy Mortgage Corp.False Claims Act and related2022DOJ_CIVIL$38,500,000
State Farm Fire and Casualty Co.State Farm InsuranceFalse Claims Act and related2022private lawsuit-federal$100,000,000
Nationwide Mutual Insurance CompanyNationwideFair Credit Reporting Act violation2006private lawsuit-federal$19,250,000
Balli Aviation Ltd. and Balli Group PLCBalli Groupexport control violation2010BIS$15,000,000
Balli Aviation Ltd.Balli Groupexport control violation2010DOJ_NATSEC$2,000,000
CIT Group Inc.First Citizens BancSharesexport control violation2005BIS$74,800
Bank of AmericaBank of Americaexport control violation2017BIS$44,625
Bank of New York Mellon (Shanghai Branch)Bank of New York Mellonexport control violation2011BIS$30,000
JP Morgan Chase Bank, NAJPMorgan Chaseexport control violation2010BIS$19,125
Citibank NACitigroupexport control violation2018BIS$60,000
El Paso ElectricJPMorgan Chaseenvironmental violation2015EPA$3,800,000
Louisiana Generating (NRG Energy)Macquarieenvironmental violation2012EPA$264,000,000
Chemoil CorporationGlencoreenvironmental violation2016EPA$27,000,000
Synagro NortheastGoldman Sachsenvironmental violation2017EPA$104,000
HSBC Bank USA, N.A.HSBCenvironmental violation2007NY-AG$918,000
Wheelabrator Saugus, Wheelabrator Andover and Wheelabrator MillburyMacquarieenvironmental violation2011MA-AG$7,500,000
HARLEYSVILLE MUTUAL INS CONationwideenvironmental violation2016PA-ENV$6,150
BUCKEYE TERM LLCIFM Investorsenvironmental violation2013PA-ENV$7,000
WHEELABRATOR FRACKVILLE ENERGYMacquarieenvironmental violation2012PA-ENV$27,400
WHEELABRATOR FALLS INCMacquarieenvironmental violation2020PA-ENV$12,000
WHEELABRATOR FALLS INCMacquarieenvironmental violation2006PA-ENV$21,079
SYNAGRO CTL LLCGoldman Sachsenvironmental violation2004PA-ENV$20,000
SYNAGRO CTL LLCGoldman Sachsenvironmental violation2003PA-ENV$15,000
RR DONNELLEYChatham Asset Managementenvironmental violation2002PA-ENV$5,000
PRUDENTIAL INS CO OF AMERPrudential Financialenvironmental violation2018PA-ENV$9,000
GMAC Mortgage, LLCAlly Financialenvironmental violation2010AL-ENV$5,505
Wheelabrator Lisbon, Inc.Macquarieenvironmental violation2013CT-ENV$9,350
UBS AGUBSenvironmental violation2011CT-ENV$80,000
Pro Line Printing, Inc.Chatham Asset Managementenvironmental violation2004CT-ENV$11,125
Wheelabrator Putnam IncorporatedMacquarieenvironmental violation2003CT-ENV$33,500
R.R. Donnelley & Sons CompanyChatham Asset Managementenvironmental violation2002CT-ENV$25,500
MBNABank of Americaenvironmental violation2002DE-ENV$225,000
LOUIS DREYFUS CITRUS INCLouis Dreyfusenvironmental violation2008FL-DEP$21,000
THE FIFTH THIRD BANKFifth Third Bancorpenvironmental violation2006FL-DEP$16,000
WHEELABRATOR RIDGE ENERGY, INC.Macquarieenvironmental violation2004FL-DEP$19,000
BUCKEYE PIPE LINE & WEST SHORE PIPE LINEIFM Investorsenvironmental violation2014IL-ENV$125,000
BUCKEYE PIPELINEIFM Investorsenvironmental violation2009IL-ENV$82,845
BUCKEYE PARTNERSIFM Investorsenvironmental violation2009IL-ENV$354,540
BUCKEYE PIPE LINE CO LPIFM Investorsenvironmental violation2019IN-ENV$22,500
THE HENNEGAN COChatham Asset Managementenvironmental violation2016KY-ENV$5,000
Louisiana Generating, LLCMacquarieenvironmental violation2019LA-ENV$16,500
Iberiabank CorpFirst Horizon Nationalenvironmental violation2017LA-ENV$14,213
Louisiana Generating, LLCMacquarieenvironmental violation2014LA-ENV$46,962
Louisiana Generating, LLCMacquarieenvironmental violation2013LA-ENV$1,750,000
Imperial Sugar CompanyLouis Dreyfusenvironmental violation2012LA-ENV$10,770
LIBERTY MUTUAL INSURANCE CO IH LABLiberty Mutual Insuranceenvironmental violation2011MA-ENV$8,000
MANULIFE FINANCIALManulife Financialenvironmental violation2008MA-ENV$18,030
SUN LIFE ASSURANCE CO OF CANADASun Life Financialenvironmental violation2005MA-ENV$31,635
HANOVER INSURANCE GROUPHanover Insuranceenvironmental violation2002MA-ENV$10,000
Buckeye Albany Terminals, LLCIFM Investorsenvironmental violation2018NY-ENV$15,750
Buckeye Albany Terminal LLCIFM Investorsenvironmental violation2016NY-ENV$30,000
Buckeye Albany Terminal LLCIFM Investorsenvironmental violation2014NY-ENV$36,000
Buckeye Pipe Line Company, L.P.IFM Investorsenvironmental violation2007OH-ENV$30,000
Synagro - WWT, Inc.Goldman Sachsenvironmental violation2005OH-ENV$10,000
LITTON LOAN SERVICING LPOcwen Financialenvironmental violation2010OR-ENV$7,125
Synagro Woonsocket, LLCGoldman Sachsenvironmental violation2018RI-ENV$175,000
Citizens Bank of Rhode IslandCitizens Financial Groupenvironmental violation2007RI-ENV$7,510
Fleet National BankBank of Americaenvironmental violation2000RI-ENV$18,034
Courier Printing CompanyChatham Asset Managementenvironmental violation2016TN-ENV$8,555
Buckeye Texas Processing LLCIFM Investorsenvironmental violation2020TX-ENV$607,617
R. R. Donnelley & Sons CompanyChatham Asset Managementenvironmental violation2016TX-ENV$10,051
Synagro of Texas-CDR, Inc.Goldman Sachsenvironmental violation2015TX-ENV$7,927
JP Morgan ChaseJPMorgan Chaseenvironmental violation2011TX-ENV$6,555
CAPITAL ONE NATIONAL ASSOCIATIONCapital One Financialenvironmental violation2010TX-ENV$8,400
Bank Of America NABank of Americaenvironmental violation2005TX-ENV$12,480
Imperial Sugar CompanyLouis Dreyfusenvironmental violation2003TX-ENV$6,800
Buckeye Texas HUB LLCIFM Investorsenvironmental violation2018TX-RRC$6,000
Buckeye Terminals, LLCIFM Investorsenvironmental violation2017VA-ENV$9,537
Navy Federal Credit UnionNavy Federal Credit Unionenvironmental violation2017VA-ENV$7,426
Wheelabrator Portsmouth Inc.Macquarieenvironmental violation2016VA-ENV$7,669
Buckeye Terminals, LLCIFM Investorsenvironmental violation2013VA-ENV$14,262
Bank of America, National AssociationBank of Americaenvironmental violation2013VA-ENV$27,625
Federal Home Loan Mortgage Corp.Freddie Mac (Federal Home Loan Mortgage Corporation)environmental violation2012VA-ENV$55,802
Synagro Central, LLCGoldman Sachsenvironmental violation2012VA-ENV$65,000
GOODRICH AVIATION TECH SRV INCMacquarieenvironmental violation2004WA-ENV$9,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.