Acadia Insurance Company | W.R. Berkley | insurance violation | 2024 | TX-INS | $5,000 |
QBE Insurance Corporation | QBE Insurance | insurance violation | 2023 | TX-INS | $5,000 |
United Wisconsin Insurance Co. | AF Group | insurance violation | 2023 | TX-INS | $5,000 |
AMERITAS LIFE INSURANCE CORP | Ameritas Mutual Holding Company | insurance violation | 2024 | WA-INS | $5,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | insurance violation | 2024 | WA-INS | $5,000 |
SUN LIFE ASSURANCE COMPANY OF CANADA | Sun Life Financial | insurance violation | 2024 | WA-INS | $5,000 |
Barclays Bank PLC | Barclays | insider trading | 2007 | SEC | $10,943,561 |
Friedman, Billings, Ramsey & Co., Inc. | Arlington Asset Investment Corp. | insider trading | 2006 | SEC | $3,755,839 |
Goldman Sachs & Co. | Goldman Sachs | illicit political contributions | 2012 | SEC | $12,000,000 |
State Street Bank and Trust Company | State Street Corp. | illicit political contributions | 2016 | SEC | $12,000,000 |
Citifinancial | Citigroup | housing program violation | 2010 | MULTI-FIN | $1,250,000 |
US Bank | U.S. Bancorp | housing code violation | 2016 | CA-LACA | $13,500,000 |
GM ACCEPTANCE CORP TRUCK & BUS GRP | Ally Financial | hazardous waste violation | 2006 | IN-ENV | $57,750 |
RR DONNELLEY & SONS CO | Chatham Asset Management | hazardous waste violation | 2006 | IN-ENV | $9,563 |
RR DONNELLEY & SONS CO | Chatham Asset Management | hazardous waste violation | 2001 | IN-ENV | $15,800 |
RR DONNELLEY & SONS CO | Chatham Asset Management | hazardous waste violation | 2001 | IN-ENV | $9,200 |
MORGAN STANLEY | Morgan Stanley | hazardous waste violation | 2014 | EPA | $10,000 |
Citibank | Citigroup | gambling violation | 2002 | NY-AG | $100,000 |
CommerceWest Bank | CommerceWest Bank | fraud | 2015 | DOJ_CRIMINAL | $4,900,000 |
ConvergEx Group LLC | Toronto-Dominion Bank | fraud | 2014 | DOJ_CRIMINAL | $43,800,000 |
Crawford Healthcare Management of Norfolk & Baltimore | Crawford & Co. | fraud | 2003 | DOJ_CRIMINAL | $8,000,000 |
Banc of America Securities LLC | Bank of America | fraud | 2007 | SEC | $26,000,000 |
State Street Corporation | State Street Corp. | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
Allied Home Mortgage | Americus Mortgage | fraud | 2017 | USAO | $296,298,325 |
AmSouth Bancorporation | Regions Financial | fraud | 2004 | USAO | $40,000,000 |
Credit Lyonnais | Credit Agricole | fraud | 2003 | USAO | $100,000,000 |
Republic New York Securities | HSBC | fraud | 2001 | USAO | $569,000,000 |
HSBC Holdings plc | HSBC | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
BMO Harris Bank, N.A. | Bank of Montreal | fraud | 2018 | USAO | $10,000,000 |
Bank of America | Bank of America | fraud | 2016 | DC-AG | $13,000,000 |
Bank of America | Bank of America | fraud | 2010 | DC-AG | $13,502,852 |
Wells Fargo & Company | Wells Fargo | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
Vitol Inc. | Vitol | fraud | 2020 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $95,700,000 |
JPMorgan Chase & Co. | JPMorgan Chase | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
State Street Corporation | State Street Corp. | fraud | 2021 | USAO | $115,000,000 |
Credit Suisse Group AG | UBS | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
NatWest Markets Plc | NatWest Group PLC | fraud | 2021 | DOJ_CRIMINAL | $35,000,000 |
Nomura Securities International | Nomura | fraud | 2023 | USAO | $35,000,000 |
Aon Corporation | Aon | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $1,760,000 |
BNY Mellon | Bank of New York Mellon | Foreign Corrupt Practices Act | 2015 | SEC | $14,800,000 |
Allianz SE | Allianz | Foreign Corrupt Practices Act | 2012 | SEC | $12,396,423 |
Aon Corporation | Aon | Foreign Corrupt Practices Act | 2011 | SEC | $14,545,020 |
Och-Ziff Capital Management Group LLC | Sculptor Capital Management | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $213,000,000 |
JPMorgan Securities | JPMorgan Chase | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $72,000,000 |
Och-Ziff Capital Management Group | Sculptor Capital Management | Foreign Corrupt Practices Act | 2016 | SEC | $199,045,167 |
JPMorgan Chase & Co. | JPMorgan Chase | Foreign Corrupt Practices Act | 2016 | SEC | $130,000,000 |
Omega Advisors | Omega Advisors | Foreign Corrupt Practices Act | 2007 | USAO | $500,000 |
Credit Suisse (Hong Kong) Limited | UBS | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
Societe Generale S.A. | Societe Generale | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
Legg Mason Inc. | Franklin Resources | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $64,200,000 |
Legg Mason Inc. | Franklin Resources | Foreign Corrupt Practices Act | 2018 | SEC | $34,500,000 |
Credit Suisse Group AG | UBS | Foreign Corrupt Practices Act | 2018 | SEC | $29,700,000 |
Deutsche Bank AG | Deutsche Bank | Foreign Corrupt Practices Act | 2019 | SEC | $16,178,850 |
Barclays PLC | Barclays | Foreign Corrupt Practices Act | 2019 | SEC | $6,308,726 |
World Acceptance Corporation | World Acceptance Corporation | Foreign Corrupt Practices Act | 2020 | SEC | $21,700,000 |
Vitol Inc. | Vitol | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
Goldman Sachs Group Inc. | Goldman Sachs | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $2,921,088,000 |
Goldman Sachs Group Inc. | Goldman Sachs | Foreign Corrupt Practices Act | 2020 | SEC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,006,000,000 |
Deutsche Bank | Deutsche Bank | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $87,091,424 |
Deutsche Bank AG | Deutsche Bank | Foreign Corrupt Practices Act | 2021 | SEC | $43,000,000 |
Credit Suisse Group AG | UBS | Foreign Corrupt Practices Act | 2021 | SEC | $99,000,000 |
Glencore International A.G. and Glencore Ltd. | Glencore | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000 |
Jardine Lloyd Thompson Group Holdings Ltd. | Marsh & McLennan | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
Trafigura Beheer B.V. | Trafigura | Foreign Corrupt Practices Act | 2024 | DOJ_CRIMINAL | $126,998,297 |
American Family Life Assurance Co., known as Aflac | Aflac | Family and Medical Leave Act | 2012 | WHD | $16,882 |
Univest Corporation of Pennsylvania | Univest Financial | Family and Medical Leave Act | 2016 | WHD | $5,076 |
Wells Fargo Bank, N. A. | Wells Fargo | Family and Medical Leave Act | 2016 | WHD | $11,874 |
BMO Harris Bank N.A. | Bank of Montreal | Family and Medical Leave Act | 2015 | WHD | $11,304 |
IAC Springfield, LLC | Invesco | Family and Medical Leave Act | 2015 | WHD | $5,377 |
TitleMax of Missouri, Inc. | TMX Finance | Family and Medical Leave Act | 2015 | WHD | $11,648 |
Huntington Bancshares Incorporated | Huntington Bancshares | Family and Medical Leave Act | 2015 | WHD | $7,788 |
Asset Acceptance, LLC | Encore Capital Group | Family and Medical Leave Act | 2014 | WHD | $7,450 |
TMX Finance LLC | TMX Finance | Family and Medical Leave Act | 2012 | WHD | $36,596 |
State Farm Mutual Automobile Insurance Compan | State Farm Insurance | Family and Medical Leave Act | 2010 | WHD | $27,787 |
Metropolitan Life Insurance Company | MetLife | Family and Medical Leave Act | 2009 | WHD | $6,375 |
Bank of America | Bank of America | Family and Medical Leave Act | 2008 | WHD | $6,500 |
J P Morgan Chase | JPMorgan Chase | Family and Medical Leave Act | 2007 | WHD | $5,008 |
Wells Fargo Bank | Wells Fargo | Family and Medical Leave Act | 2006 | WHD | $5,152 |
The Cincinnati Insurance Companies | Cincinnati Financial | Family and Medical Leave Act | 2005 | WHD | $15,000 |
American Express Travel Related Services Comp | American Express | Family and Medical Leave Act | 2004 | WHD | $26,722 |
Bank of America | Bank of America | Family and Medical Leave Act | 2017 | WHD | $14,528 |
Franklin Templeton Distributors, Inc. | Franklin Resources | Family and Medical Leave Act | 2016 | WHD | $23,252 |
Regions Financial Corporation | Regions Financial | Family and Medical Leave Act | 2021 | WHD | $7,210 |
M&T Bank Corp. | M&T Bank | False Claims Act and related | 2016 | DOJ_CIVIL | $64,000,000 |
Freedom Mortgage Corporation | Freedom Mortgage | False Claims Act and related | 2016 | DOJ_CIVIL | $113,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | False Claims Act and related | 2016 | DOJ_CIVIL | $1,200,000,000 |
First Tennessee Bank N.A. | First Horizon National | False Claims Act and related | 2015 | DOJ_CIVIL | $212,500,000 |
MetLife Home Loans LLC | MetLife | False Claims Act and related | 2015 | DOJ_CIVIL | $123,500,000 |
U.S. Bank | U.S. Bancorp | False Claims Act and related | 2014 | DOJ_CIVIL | $200,000,000 |
JPMorgan Chase | JPMorgan Chase | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
PNC Bank N.A | PNC Financial Services | False Claims Act and related | 2013 | DOJ_CIVIL | $7,100,000 |
Walter Investment Management Corp. | Ditech Holding Corporation | False Claims Act and related | 2015 | DOJ_CIVIL | $29,630,000 |
Fireman's Fund Insurance Company | Allianz | False Claims Act and related | 2015 | DOJ_CIVIL | $44,000,000 |
BNP Paribas | BNP Paribas | False Claims Act and related | 2014 | DOJ_CIVIL | $80,000,000 |
SunTrust Mortgage Inc. | Truist Financial | False Claims Act and related | 2014 | DOJ_CIVIL | $418,000,000 |
Louis Dreyfus Energy Services | Louis Dreyfus | False Claims Act and related | 2012 | DOJ_CIVIL | $4,084,000 |
Nelnet Inc. | Nelnet | False Claims Act and related | 2010 | DOJ_CIVIL | $47,000,000 |
RBC Mortgage Company | Royal Bank of Canada | False Claims Act and related | 2008 | DOJ_CIVIL | $10,710,000 |
National City Mortgage Inc. | PNC Financial Services | False Claims Act and related | 2008 | DOJ_CIVIL | $4,600,000 |
Mellon Bank, N.A. | Bank of New York Mellon | False Claims Act and related | 2007 | DOJ_CIVIL | $16,500,000 |
Crawford and Company | Crawford & Co. | False Claims Act and related | 2006 | DOJ_CIVIL | $1,363,204 |