Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| E*Trade | Morgan Stanley | financial services | price-fixing or anti-competitive practices | 2012 | MULTI-AG | $100,000 |
| Encore Capital Group Inc. | Encore Capital Group | financial services | consumer protection violation | 2018 | MULTI-AG | $6,000,000 |
| First USA | JPMorgan Chase | financial services | consumer protection violation | 2002 | MULTI-AG | $1,300,000 |
| Genworth Life Insurance Co. | Genworth Financial | financial services | insurance violation | 2014 | MULTI-AG | $1,900,000 |
| Goldman Sachs | Goldman Sachs | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $110,000,000 |
| Great American Life | Massachusetts Mutual Life Insurance | financial services | insurance violation | 2016 | MULTI-AG | $400,000 |
| Guardian Life | Guardian Life Insurance | financial services | insurance violation | 2015 | MULTI-AG | $2,000,000 |
| H&R Block | H&R Block | financial services | consumer protection violation | 2003 | MULTI-AG | $3,300,000 |
| Hartford Fire and Casualty Group | Hartford Financial Services | financial services | insurance violation | 2016 | MULTI-AG | $2,100,000 |
| Household Finance Corp. | HSBC | financial services | mortgage abuses | 2002 | MULTI-AG | $484,000,000 |
| HSBC | HSBC | financial services | mortgage abuses | 2016 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $59,500,000 |
| ING | Voya Financial | financial services | investor protection violation | 2006 | MULTI-AG | $33,000,000 |
| ING Life Insurance and Annuity Company | Voya Financial | financial services | insurance violation | 2013 | MULTI-AG | $10,700,000 |
| J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
| Jackson National Life Insurance Co. | Jackson Financial | financial services | insurance violation | 2015 | MULTI-AG | $2,500,000 |
| John Hancock Life Insurance Co. | Manulife Financial | financial services | insurance violation | 2011 | MULTI-AG | $3,000,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661 |
| JPMorgan Chase | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
| Lincoln National Life Insurance Company | Lincoln National | financial services | insurance violation | 2013 | MULTI-AG | $12,600,000 |
| LPL Financial LLC | LPL Financial | financial services | consumer protection violation | 2015 | MULTI-AG | $2,000,000 |
| LPL Financial LLC | LPL Financial | financial services | investor protection violation | 2019 | MULTI-AG | $25,848,000 |
| Marsh & McLennan Companies, Inc. | Marsh & McLennan | financial services | price-fixing or anti-competitive practices | 2005 | MULTI-AG | $850,000,000 |
| Marsh and McLennan | Marsh & McLennan | financial services | investor protection violation | 2009 | MULTI-AG | $400,000,000 |
| Marsh and McLennan | Marsh & McLennan | financial services | price-fixing or anti-competitive practices | 2009 | MULTI-AG | $7,000,000 |
| Merrill Lynch & Co. Inc. | Bank of America | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
| MetLife | MetLife | financial services | insurance violation | 2012 | MULTI-AG | $40,000,000 |
| Morgan Stanley | Morgan Stanley | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| National City Commercial Capital Company LLC | PNC Financial Services | financial services | consumer protection violation | 2008 | MULTI-AG | $7,200,000 |
| Nationwide Mutual Insurance Company | Nationwide | financial services | insurance violation | 2012 | MULTI-AG | $7,200,000 |
| Nationwide Mutual Insurance Company | Nationwide | financial services | privacy violation | 2017 | MULTI-AG | $5,500,000 |
| New York Life Insurance Company | New York Life Insurance | financial services | insurance violation | 2013 | MULTI-AG | $15,000,000 |
| Ocwen Financial Services | Ocwen Financial | financial services | mortgage abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $127,300,000 |
| Pacific Life | Pacific Life | financial services | insurance violation | 2015 | MULTI-AG | $2,450,000 |
| PayPal, Inc. | PayPal Holdings | financial services | consumer protection violation | 2006 | MULTI-AG | $1,700,000 |
| PHH Mortgage Corp. | Ocwen Financial | financial services | mortgage abuses | 2018 | MULTI-AG | $45,000,000 |
| Prudential Insurance Company of America | Prudential Financial | financial services | insurance violation | 2012 | MULTI-AG | $17,000,000 |
| Salomon Smith Barney Inc. | Morgan Stanley | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $400,000,000 |
| Societe Generale | Societe Generale | financial services | price-fixing or anti-competitive practices | 2016 | MULTI-AG | $26,750,000 |
| St. Paul Travelers | Travelers | financial services | price-fixing or anti-competitive practices | 2006 | MULTI-AG | $77,000,000 |
| Standard Insurance Company | Meiji Yasuda Life Insurance | financial services | insurance violation | 2016 | MULTI-AG | $277,000 |
| State Farm Life Insurance Co. | State Farm Insurance | financial services | insurance violation | 2017 | MULTI-AG | $250,000 |
| State Farm Mutual Insurance Company | State Farm Insurance | financial services | consumer protection violation | 2005 | MULTI-AG | $41,000,000 |
| Student Loan Xpress, Inc. | First Citizens BancShares | financial services | consumer protection violation | 2009 | MULTI-AG | $112,825,000 |
| Sun Life Insurance Company | Sun Life Financial | financial services | insurance violation | 2014 | MULTI-AG | $3,200,000 |
| SunTrust Mortgage Inc. | Truist Financial | financial services | mortgage abuses | 2014 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000 |
| TD Bank, N.A. | Toronto-Dominion Bank | financial services | privacy violation | 2014 | MULTI-AG | $850,000 |
| The Hartford Financial Services Group | Hartford Financial Services | financial services | investor protection violation | 2006 | MULTI-AG | $20,000,000 |
| Transamerica Insurance Co. | Aegon | financial services | insurance violation | 2013 | MULTI-AG | $11,200,000 |
| TravelersCompanies, Inc. | Travelers | financial services | price-fixing or anti-competitive practices | 2007 | MULTI-AG | $6,000,000 |
| UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,800,000 |
| UBS Financial Services, Inc | UBS | financial services | investor protection violation | 2013 | MULTI-AG | $4,580,000 |
| UBS Warburg LLC | UBS | financial services | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
| UnumProvident Corporation | Unum | financial services | consumer protection violation | 2004 | MULTI-AG | $15,000,000 |
| US Bank | U.S. Bancorp | financial services | privacy violation | 2000 | MULTI-AG | $2,000,000 |
| Wachovia Bank N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000 |
| Wachovia Capital Markets LLC | Wells Fargo | financial services | investor protection violation | 2006 | MULTI-AG | $25,000,000 |
| Wells Fargo | Wells Fargo | financial services | consumer protection violation | 2010 | MULTI-AG | $23,700,000 |
| Wells Fargo | Wells Fargo | financial services | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716 |
| Wells Fargo Financial Leasing, Inc. | Wells Fargo | financial services | consumer protection violation | 2005 | MULTI-AG | $10,000,000 |
| Western Union Co. | Western Union | financial services | consumer protection violation | 2017 | MULTI-AG | $5,000,000 |
| Western Union Financial Services | Western Union | financial services | consumer protection violation | 2005 | MULTI-AG | $8,529,000 |
| Western Union Financial Services, Inc. | Western Union | financial services | anti-money-laundering deficiencies | 2010 | MULTI-AG | $94,000,000 |
| Zurich American Insurance Company | Zurich Insurance | financial services | price-fixing or anti-competitive practices | 2006 | MULTI-AG | $171,700,000 |
| Santander Consumer USA Inc. | Banco Santander | financial services | consumer protection violation | 2020 | MULTI-AG | $550,000,000 |
| Citibank | Citigroup | financial services | consumer protection violation | 2021 | MULTI-AG | $4,200,000 |
| Rocket Mortgage, LLC fka Quicken Loans, LLC | Rocket Companies Inc. | financial services | consumer protection violation | 2021 | MULTI-AG | $500,000 |
| Navient | Navient | financial services | consumer protection violation | 2022 | MULTI-AG | $1,850,000,000 |
| Morgan Stanley Smith Barney LLC | Morgan Stanley | financial services | privacy violation | 2023 | MULTI-AG | $6,500,000 |
| Universal Music Group | Universal Music Group | entertainment | price-fixing or anti-competitive practices | 2003 | MULTI-AG | $40,600,000 |
| Carnival Cruise Line | Carnival Corp. | entertainment | privacy violation | 2022 | MULTI-AG | $1,250,000 |
| Apple Inc. | Apple Inc. | electrical and electronic equipment | price-fixing or anti-competitive practices | 2014 | MULTI-AG | $450,000,000 |
| AU Optronics Corporation | AU Optronics | electrical and electronic equipment | price-fixing or anti-competitive practices | 2012 | MULTI-AG | $170,000,000 |
| Bertelsmann Music Group Inc. | Sony | electrical and electronic equipment | price-fixing or anti-competitive practices | 2003 | MULTI-AG | $27,775,000 |
| CA Technologies | Broadcom | electrical and electronic equipment | False Claims Act and related | 2013 | MULTI-AG | $11,000,000 |
| Chunghwa Picture Tubes Ltd. | Tatung | electrical and electronic equipment | price-fixing or anti-competitive practices | 2011 | MULTI-AG | $5,305,105 |
| Cisco Systems | Cisco Systems | electrical and electronic equipment | privacy violation | 2019 | MULTI-AG | $6,000,000 |
| Dell, Inc. | Dell Technologies | electrical and electronic equipment | consumer protection violation | 2009 | MULTI-AG | $3,350,000 |
| Elpida Memory Inc. | Micron Technology | electrical and electronic equipment | price-fixing or anti-competitive practices | 2010 | MULTI-AG | $4,259,948 |
| EMI Music Distribution | Sony | electrical and electronic equipment | price-fixing or anti-competitive practices | 2003 | MULTI-AG | $15,000,000 |
| Epson | Seiko Group | electrical and electronic equipment | price-fixing or anti-competitive practices | 2011 | MULTI-AG | $2,850,000 |
| HannStar Display Corporation | HannStar Display | electrical and electronic equipment | price-fixing or anti-competitive practices | 2011 | MULTI-AG | $25,650,000 |
| Hynix Semiconductor, Inc. | SK Hynix | electrical and electronic equipment | price-fixing or anti-competitive practices | 2010 | MULTI-AG | $49,971,842 |
| Infineon Technologies A.G. | Infineon Technologies | electrical and electronic equipment | price-fixing or anti-competitive practices | 2010 | MULTI-AG | $29,113,776 |
| Lenovo | Lenovo | electrical and electronic equipment | consumer protection violation | 2017 | MULTI-AG | $3,500,000 |
| Micron Technology, Inc. | Micron Technology | electrical and electronic equipment | price-fixing or anti-competitive practices | 2010 | MULTI-AG | $66,774,984 |
| Sharp Corporation | Foxconn Technology Group (Hon Hai Precision Industry Company) | electrical and electronic equipment | price-fixing or anti-competitive practices | 2011 | MULTI-AG | $115,500,000 |
| Sony BMG | Sony | electrical and electronic equipment | consumer protection violation | 2006 | MULTI-AG | $4,250,000 |
| Sony Music Entertainment Inc. | Sony | electrical and electronic equipment | price-fixing or anti-competitive practices | 2003 | MULTI-AG | $27,225,000 |
| Toshiba Corp. | Toshiba | electrical and electronic equipment | price-fixing or anti-competitive practices | 2012 | MULTI-AG | $21,000,000 |
| Apple Inc. | Apple Inc. | electrical and electronic equipment | consumer protection violation | 2020 | MULTI-AG | $113,000,000 |
| Aleris International Inc. | Aditya Birla Group | diversified | air pollution violation | 2009 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,600,000 |
| Columbian Chemicals Company | Aditya Birla Group | diversified | environmental violation | 2017 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $390,000 |
| Fort James Corp. | Koch Industries | diversified | price-fixing or anti-competitive practices | 2000 | MULTI-AG | $300,000 |
| Guardian Industries Corporation | Koch Industries | diversified | air pollution violation | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $312,000 |
| Hitachi, Ltd. | Hitachi | diversified | price-fixing or anti-competitive practices | 2011 | MULTI-AG | $38,977,224 |
| Invista | Koch Industries | diversified | environmental violation | 2009 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,700,000 |
| LG Display Co., Ltd. | LG | diversified | price-fixing or anti-competitive practices | 2012 | MULTI-AG | $380,000,000 |
| MOEX Offshore 2007 LLC | Mitsui | diversified | oil spill | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
| Samsung Electronics, Co., Ltd. | Samsung | diversified | price-fixing or anti-competitive practices | 2011 | MULTI-AG | $240,000,000 |
| Samsung Semiconductor, Inc. and Samsung Electronics Company, Ltd. | Samsung | diversified | price-fixing or anti-competitive practices | 2007 | MULTI-AG | $90,000,000 |
