BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2023 | PHMSA | $441,151 |
Neovia | Goldman Sachs | labor relations violation | 2023 | NLRB | $7,000 |
Cooperatieve Rabobank U.A | Rabobank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Lloyds Banking Group plc | Lloyds Banking Group | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Royal Bank of Canada | Royal Bank of Canada | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Portigon Financial Services | Portigon Financial Services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
MUFG Bank, Ltd. | U.S. Bancorp | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
Norinchukin Bank | Norinchukin Bank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
USAA Casualty Insurance Company | USAA | consumer protection violation | 2023 | private lawsuit-federal | $2,291,738 |
Navient Solutions LLC | Navient | consumer protection violation | 2023 | private lawsuit-federal | $198,400,000 |
NORTHWESTERN MUTUAL | Northwestern Mutual | wage and hour violation | 2023 | IL-DOL | $9,000 |
NORTHWESTERN MUTUAL | Northwestern Mutual | wage and hour violation | 2023 | IL-DOL | $9,000 |
NORTHWESTERN MUTUAL | Northwestern Mutual | wage and hour violation | 2023 | IL-DOL | $7,000 |
NORTHWESTERN MUTUAL | Northwestern Mutual | wage and hour violation | 2023 | IL-DOL | $7,000 |
U.S. Bank | U.S. Bancorp | consumer protection violation | 2023 | CFPB | $20,700,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | economic sanction violation | 2023 | OFAC | $466,200 |
Nasdaq, Inc. | Nasdaq Inc. | economic sanction violation | 2023 | OFAC | $4,040,923 |
Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2023 | SEC | $10,000,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2023 | OCC | $15,000,000 |
Midland Credit Management, Inc. | Encore Capital Group | benefit plan administrator violation | 2023 | EBSA | $10,001 |
Pacific Life Insurance Company | Pacific Life | insurance violation | 2023 | MN-FIN | $250,000 |
Transamerica Financial Life Insurance Company | Aegon | insurance violation | 2023 | NY-DFS | $120,000 |
Navient Solutions, LLC | Navient | consumer protection violation | 2023 | VA-FIN | $43,600 |
Progressive Specialty Insurance Company | Progressive | insurance violation | 2023 | MD-INS | $38,500 |
Standard Fire Insurance Company | Travelers | insurance violation | 2023 | TX-INS | $25,000 |
XL Insurance America Inc. | AXA | insurance violation | 2023 | TX-INS | $24,000 |
Travelers Casualty & Surety Company | Travelers | insurance violation | 2023 | TX-INS | $22,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $18,000 |
Nyrstar Clarksville Inc. | Trafigura | air pollution violation | 2023 | TN-ENV | $17,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $17,500 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2023 | TX-INS | $17,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $17,000 |
Travelers Property Casualty Company of America | Travelers | insurance violation | 2023 | TX-INS | $15,000 |
Everest Premier Insurance Company | Everest Re Group | insurance violation | 2023 | TX-INS | $13,500 |
AIU Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $12,500 |
Phoenix Insurance Company | Travelers | insurance violation | 2023 | TX-INS | $12,500 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $12,000 |
Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2023 | TX-INS | $11,000 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2023 | TX-INS | $10,000 |
AIG Property Casualty Company | American International Group | insurance violation | 2023 | TX-INS | $9,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2023 | VA-INS | $8,800 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $7,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $6,000 |
QBE Insurance Corporation | QBE Insurance | insurance violation | 2023 | TX-INS | $5,000 |
United Wisconsin Insurance Co. | AF Group | insurance violation | 2023 | TX-INS | $5,000 |
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA, INC. | Invesco | workplace safety or health violation | 2023 | OSHA | $11,786 |
SYNAGRO-WWT, INC. | Goldman Sachs | workplace safety or health violation | 2023 | OSHA | $16,500 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | workplace safety or health violation | 2023 | OSHA | $10,000 |
FIFTH THIRD BANK, NATIONAL ASSOCIATION | Fifth Third Bancorp | workplace safety or health violation | 2023 | OSHA | $8,500 |
NEW YORK LIFE INSURANCE COMPANY | New York Life Insurance | workplace safety or health violation | 2023 | OSHA | $6,697 |
R. R. DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2023 | OSHA | $5,125 |
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA, INC. | Invesco | workplace safety or health violation | 2023 | OSHA | $8,766 |
MIDFIRST BANK | MidFirst Bank | workplace safety or health violation | 2023 | OSHA | $5,581 |
RR DONNELLEY AND SONS, INC. | Chatham Asset Management | workplace safety or health violation | 2023 | OSHA | $32,262 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2023 | MSHA | $9,979 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2022 | CA-MHC | $10,000 |
First Midwest Bank | Old National Bancorp | banking violation | 2022 | FED | $253,500 |
Credit Suisse Securities | UBS | investor protection violation | 2022 | FINRA | $9,000,000 |
Santander Consumer USA | Banco Santander | consumer protection violation | 2022 | MA-AG | $5,560,000 |
Mutual of Omaha Mortgage, Inc. | Mutual of Omaha | consumer protection violation | 2022 | MA-BKG | $25,000 |
Stewart Title Guaranty Company | Stewart Information Services | insurance violation | 2022 | MD-INS | $123,105 |
Navient | Navient | consumer protection violation | 2022 | MULTI-AG | $1,850,000,000 |
American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2022 | MULTI-FIN | $1,950,000 |
Interactive Brokers LLC | Interactive Brokers Group | investor protection violation | 2022 | OK-SEC | $15,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2022 | RI-FIN | $10,000 |
Ameritas Advisory Services, LLC | Ameritas Mutual Holding Company | investor protection violation | 2022 | SEC | $4,628,194 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2022 | TX-INS | $19,500 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2022 | TX-INS | $10,000 |
Arthur J. Gallagher Risk Management Services, Inc. | Arthur J. Gallagher & Co. | insurance violation | 2022 | TX-INS | $10,950 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $6,000 |
Chubb Seguros Mexico, S.A. | Chubb Limited | insurance violation | 2022 | TX-INS | $100,000 |
Philadelphia Indemnity Insurance Company | Tokio Marine | insurance violation | 2022 | TX-INS | $40,000 |
Ameritas Life Insurance Corp. | Ameritas Mutual Holding Company | insurance violation | 2022 | WA-INS | $40,000 |
Allstate Vehicle And Property Insurance Company | Allstate | insurance violation | 2022 | WA-INS | $25,000 |
American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2022 | WA-INS | $25,000 |
American Family Insurance Company | American Family Insurance | insurance violation | 2022 | WA-INS | $25,000 |
Homesite Insurance Company | American Family Insurance | insurance violation | 2022 | WA-INS | $50,000 |
CashCall, Inc. and WS Funding LLC | CashCall Inc. | consumer protection violation | 2022 | AZ-AG | $4,800,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2022 | CA-MHC | $40,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2022 | CA-MHC | $10,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2022 | CA-MHC | $10,000 |
Navient | Navient | consumer protection violation | 2022 | ID-AG | $3,972,316 |
The Hartford et al. | Hartford Financial Services | insurance violation | 2022 | ID-INS | $360,000 |
ACE American Insurance Co. | Chubb Limited | insurance violation | 2022 | ID-INS | $156,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2022 | MD-INS | $128,790 |
The Hartford Casualty Insurance Co. and Trumbull Insurance Co. | Hartford Financial Services | insurance violation | 2022 | MN-FIN | $11,000 |
American Family Life Assurance Company of Columbus | Aflac | insurance violation | 2022 | MN-FIN | $25,000 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2022 | NE-DOI | $25,000 |
Ameritas Investment Co. | Ameritas Mutual Holding Company | investor protection violation | 2022 | NV-SEC | $15,000 |
Navient Corp. and Navient Solutions, LLC | Navient | consumer protection violation | 2022 | NH-AG | $3,590,988 |
Nationwide Life Insurance Company | Nationwide | insurance violation | 2022 | NY-DFS | $5,640,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2022 | NY-DFS | $2,200,000 |
Progressive Direct Insurance Company | Progressive | insurance violation | 2022 | NY-DFS | $2,000,000 |
Producers Agriculture Insurance Company | Tokio Marine | insurance violation | 2022 | ND-INS | $5,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2022 | PA-INS | $25,000 |
National Casualty Company | Nationwide | insurance violation | 2022 | RI-FIN | $20,000 |
SYNAGRO WOONSOCKET, LLC | Goldman Sachs | environmental violation | 2022 | RI-ENV | $120,000 |
Producers Agriculture Insurance Company | Tokio Marine | insurance violation | 2022 | SD-INS | $45,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $7,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2022 | TX-INS | $20,000 |