Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$325,206,110,617
Number of Records: 
5,976
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,700,046,034213
JPMorgan Chase$34,530,243,993154
Citigroup$25,045,655,764120
Wells Fargo$21,199,943,231179
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,582,95017
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2011 MSHA $13,600
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,450
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $8,349
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,971
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $23,229
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $42,600
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,707
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $46,250
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $14,401
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $12,321
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2017 MSHA $8,094
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $15,700
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $70,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $9,335
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $13,426
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,441
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $6,660
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $49,489
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $12,321
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $19,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $32,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $10,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $14,459
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $14,401
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $12,632
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $22,900
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $24,380
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $5,517
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $37,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $10,457
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $8,421
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $6,367
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,062
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $6,225
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $9,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $13,510
Bowie Resources LLC Trafigura workplace safety or health violation 2015 MSHA $10,867
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $10,030
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $6,148
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $18,320
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $25,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $7,305
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $5,239
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,221
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $13,348
JP Morgan Chase Bank JPMorgan Chase workplace whistleblower retaliation 2016 OSHA $203,323
Bank of America Corp. Bank of America workplace whistleblower retaliation 2011 OSHA $930,000
Wells Fargo Bank N.A Wells Fargo workplace whistleblower retaliation 2017 OSHA $5,400,000
Wells Fargo Wells Fargo workplace whistleblower retaliation 2017 OSHA $577,500
Barclays Bank PLC Barclays workplace whistleblower retaliation 2018 NY-DFS $15,000,000
PHH Mortgage Corp. Ocwen Financial zoning violation 2017 NY-DFS $119,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)