GOL Linhas Aereas Inteligentes S.A. | | | Foreign Corrupt Practices Act | 2022 | $24,500,000 |
ITG | | | investor protection violation | 2017 | $24,400,000 |
Crowd Machine, Inc. and Metavine, Inc. | | | investor protection violation | 2024 | $24,234,548 |
BNY Mellon Securities LLC | Bank of New York Mellon | financial services | investor protection violation | 2011 | $24,045,447 |
Block.one | | | investor protection violation | 2019 | $24,000,000 |
Bittrex Inc. et al. | | | investor protection violation | 2023 | $24,000,000 |
Bittrex Inc. | | | investor protection violation | 2023 | $24,000,000 |
Pride International Inc. | Valaris | oilfield services and supplies | Foreign Corrupt Practices Act | 2010 | $23,529,718 |
General Electric | General Electric | diversified | Foreign Corrupt Practices Act | 2010 | $23,400,000 |
Summitcrest Capital, Inc. | | | investor protection violation | 2023 | $23,181,761 |
Commercial Express, LLC and Progressive Financial, Inc. | | | investor protection violation | 2002 | $23,032,869 |
Oracle Corporation | Oracle | information technology | Foreign Corrupt Practices Act | 2022 | $23,000,000 |
Voya Financial Advisors, Inc. | Voya Financial | financial services | investor protection violation | 2020 | $22,919,155 |
Diebold Inc. | Diebold Nixdorf | miscellaneous manufacturing | Foreign Corrupt Practices Act | 2013 | $22,900,000 |
eAdGear Inc. | | | accounting fraud or deficiencies | 2016 | $22,640,000 |
Calvert Investment Distributors, Inc. and Calvert Investment Management, Inc. | | | investor protection violation | 2017 | $22,614,534 |
Citadel Securities LLC | | | investor protection violation | 2017 | $22,600,000 |
Nexo Capital Inc. | | | investor protection violation | 2023 | $22,500,000 |
Goldman Sachs & Co. | Goldman Sachs | financial services | investor protection violation | 2012 | $22,000,000 |
KPMG LLP | KPMG | business services | accounting fraud or deficiencies | 2005 | $22,000,000 |
World Acceptance Corporation | World Acceptance Corporation | financial services | Foreign Corrupt Practices Act | 2020 | $21,700,000 |
Level Global Investors LP | | | investor protection violation | 2013 | $21,514,274 |
Taberna Capital Management | | | investor protection violation | 2015 | $21,500,000 |
BISYS Fund Services, Inc. | | | investor protection violation | 2006 | $21,400,000 |
Alexion Pharmaceuticals Inc. | AstraZeneca | pharmaceuticals | Foreign Corrupt Practices Act | 2020 | $21,000,000 |
Chemical Trust, U.S. Guarantee Corp., and United Marketing Trust | | | investor protection violation | 2000 | $20,590,000 |
Prime Group Holdings LLC | | | investor protection violation | 2023 | $20,500,000 |
ITG Inc. | | | investor protection violation | 2015 | $20,300,000 |
Edward D. Jones & Co. LP | Jones Financial | financial services | investor protection violation | 2015 | $20,000,000 |
Guggenheim Partners Investment Management LLC | Guggenheim Partners | financial services | investor protection violation | 2015 | $20,000,000 |
CVS Caremark Corp. | CVS Health | retailing | accounting fraud or deficiencies | 2014 | $20,000,000 |
Scientific-Atlanta, Inc. | Cisco Systems | electrical and electronic equipment | accounting fraud or deficiencies | 2006 | $20,000,000 |
New York Stock Exchange, Inc. | IntercontinentalExchange Group | financial services | investor protection violation | 2005 | $20,000,000 |
Citigroup Global Markets, Inc. | Citigroup | financial services | investor protection violation | 2005 | $20,000,000 |
Franklin Advisers, Inc. and Franklin Templeton Distributors, Inc. | Franklin Resources | financial services | investor protection violation | 2004 | $20,000,000 |
GlaxoSmithKline plc | GlaxoSmithKline | pharmaceuticals | kickbacks and bribery | 2016 | $20,000,000 |
Bank of America Corporation | Bank of America | financial services | investor protection violation | 2014 | $20,000,000 |
Tesla Inc. | Tesla Inc. | motor vehicles | investor protection violation | 2018 | $20,000,000 |
Clovis Oncology Inc. | Clovis Oncology | pharmaceuticals | investor protection violation | 2018 | $20,000,000 |
Herbalife Nutrition Ltd. | Herbalife | food products | accounting fraud or deficiencies | 2019 | $20,000,000 |
Andeavor LLC | Marathon Petroleum | oil and gas | accounting fraud or deficiencies | 2020 | $20,000,000 |
Deloitte Touche Tohmatsu Certified Public Accountants LLP (Deloitte-China) | Deloitte | business services | accounting fraud or deficiencies | 2022 | $20,000,000 |
Pacific Investment Management Company (PIMCO) | | | investor protection violation | 2016 | $19,829,807 |
John Hancock Investment Management Services, LLC | Manulife Financial | financial services | investor protection violation | 2007 | $19,787,879 |
UBS AG | UBS | financial services | investor protection violation | 2015 | $19,500,000 |
Western Asset Management Company | Franklin Resources | financial services | investor protection violation | 2014 | $19,400,000 |
DFRF Enterprises LLC and DFRF Enterprises, LLC | | | investor protection violation | 2019 | $19,390,352 |
Deutsche Investment Management Americas, Inc. et al. | Deutsche Bank | financial services | investor protection violation | 2006 | $19,329,729 |
WPP plc | WPP | business services | Foreign Corrupt Practices Act | 2021 | $19,100,000 |
Hitachi Ltd. | Hitachi | diversified | Foreign Corrupt Practices Act | 2015 | $19,000,000 |
Citigroup, Inc. | Citigroup | financial services | accounting fraud or deficiencies | 2003 | $19,000,000 |
Summit Trust Company | | | accounting fraud or deficiencies | 2015 | $18,900,000 |
Wyeth LLC | Pfizer | pharmaceuticals | Foreign Corrupt Practices Act | 2012 | $18,876,624 |
WinterHawk West Indies, Ltd., Funders Marketing Company, Inc., FMCI Trust, Fortune Investments, Ltd., and TREDS Financial Trust | | | investor protection violation | 2001 | $18,864,116 |
Chatham Asset Management LLC | Chatham Asset Management | financial services | investor protection violation | 2023 | $18,800,000 |
Wilmington Trust | M&T Bank | financial services | accounting fraud or deficiencies | 2014 | $18,500,000 |
Deutsche Bank | Deutsche Bank | financial services | investor protection violation | 2016 | $18,500,000 |
Telegram Group Inc. | | | investor protection violation | 2020 | $18,500,000 |
AGCO Corporation | AGCO Corp. | agribusiness | Foreign Corrupt Practices Act | 2009 | $18,300,000 |
Citigroup Global Markets | Citigroup | financial services | investor protection violation | 2017 | $18,300,000 |
ICP Asset Management | | | investor protection violation | 2012 | $18,275,033 |
Pruco Securities, LLC | Prudential Financial | financial services | investor protection violation | 2020 | $18,252,341 |
Royal Dutch Shell | Shell PLC | oil and gas | Foreign Corrupt Practices Act | 2010 | $18,149,459 |
AgFeed Industries | | | accounting fraud or deficiencies | 2014 | $18,000,000 |
BMW AG | BMW | motor vehicles | accounting fraud or deficiencies | 2020 | $18,000,000 |
MIO Partners Inc. | | | investor protection violation | 2021 | $18,000,000 |
Baxter International Inc. | Baxter International | medical equipment and supplies | accounting fraud or deficiencies | 2022 | $18,000,000 |
Digital World Acquisition Corp. | | | investor protection violation | 2023 | $18,000,000 |
AssetMark Inc. | | | investor protection violation | 2023 | $18,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2024 | $18,000,000 |
BioChemics Inc. | | | investor protection violation | 2015 | $17,897,887 |
UBS Willow Management LLC and UBS Fund Advisor LLC | UBS | financial services | investor protection violation | 2015 | $17,500,000 |
Super Micro Computer, Inc. | Super Micro Computer Inc. | electrical and electronic equipment | accounting fraud or deficiencies | 2020 | $17,500,000 |
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2019 | $17,363,847 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | financial services | investor protection violation | 2009 | $17,300,000 |
Deutsche Asset Management, Inc. and Deutsche Investment Management Americas, Inc. | Deutsche Bank | financial services | investor protection violation | 2006 | $17,200,000 |
Morgan Stanley & Co. Incorporated | Morgan Stanley | financial services | investor protection violation | 2007 | $17,000,000 |
The Options Clearing Corporation | | | investor protection violation | 2023 | $17,000,000 |
1st Global Advisors, Inc. | | | investor protection violation | 2021 | $16,873,153 |
Zurich Capital Markets Inc. | Zurich Insurance | financial services | investor protection violation | 2007 | $16,800,000 |
Microsoft Corporation | Microsoft | information technology | Foreign Corrupt Practices Act | 2019 | $16,565,150 |
Virtus Investment Advisers, Inc. | | | investor protection violation | 2015 | $16,500,000 |
Northwestern Mutual Investment Services LLC | Northwestern Mutual | financial services | investor protection violation | 2024 | $16,500,000 |
Diageo PLC | Diageo | beverages | Foreign Corrupt Practices Act | 2011 | $16,373,820 |
Bear Wagner Specialists LLC | | | investor protection violation | 2004 | $16,259,446 |
Berkshire Resources, L.L.C. | | | investor protection violation | 2010 | $16,255,846 |
Deutsche Bank AG | Deutsche Bank | financial services | Foreign Corrupt Practices Act | 2019 | $16,178,850 |
ICOBox | | | investor protection violation | 2020 | $16,059,428 |
Goodyear Tire & Rubber Co. | Goodyear Tire & Rubber | automotive parts | Foreign Corrupt Practices Act | 2015 | $16,000,000 |
Latour Trading LLC | | | investor protection violation | 2014 | $16,000,000 |
Gabelli Funds LLC | Gamco Investors Inc. | financial services | investor protection violation | 2008 | $16,000,000 |
Hertz Global Holdings, Inc. | Hertz | miscellaneous services | investor protection violation | 2018 | $16,000,000 |
U.S. Bancorp Investments, Inc. | U.S. Bancorp | financial services | investor protection violation | 2020 | $15,992,441 |
Medsis International, Inc. | | | investor protection violation | 2024 | $15,871,200 |
Ameritrust Corporation | | | investor protection violation | 2023 | $15,802,376 |
GetAnswers, Inc. | | | investor protection violation | 2007 | $15,713,676 |
Capital Financial Partners, LLC et al. | | | investor protection violation | 2017 | $15,700,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | financial services | investor protection violation | 2018 | $15,700,000 |
The Titan Corporation | L3Harris Technologies | aerospace and military contracting | Foreign Corrupt Practices Act | 2005 | $15,500,000 |
Arcturus Corporation and Aschere Energy LLC | | | investor protection violation | 2017 | $15,500,000 |
Wwebnet Inc. | | | accounting fraud or deficiencies | 2015 | $15,459,127 |