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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $347,416,567,662
Number of Records: 7,172
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Wells Fargo$25,781,458,643230
Citigroup$25,740,655,365159
Deutsche Bank$18,541,562,80279
UBS$17,082,743,334106
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort icon . Penalty Amount
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2004WHD$228,209
Bank of America CorporationBank of Americawage and hour violation2004WHD$5,972
AON Consulting Corporation IncAonwage and hour violation2004WHD$47,131
JPMorgan Chase BankJPMorgan Chasewage and hour violation2004WHD$19,373
Santander Mortgage CorporationBanco Santanderwage and hour violation2004WHD$62,895
Countrywide Financial CorporationBank of Americawage and hour violation2004WHD$54,453
Sentry Insurance a Mutual CompanySentry Insurancewage and hour violation2004WHD$46,524
Fidelity National Financial, IncFidelity National Financialwage and hour violation2004WHD$7,945
Allied Home MortgageAmericus Mortgagewage and hour violation2004WHD$14,037
Banco Popular North America, Inc.Popular Inc.wage and hour violation2004WHD$17,363
Wachovia BankWells Fargowage and hour violation2004WHD$5,798,744
Household InternationalHSBCwage and hour violation2003WHD$54,328
Bear Stearns Companies Inc.JPMorgan Chasewage and hour violation2003WHD$358,974
Alliance Data Systems, Inc.Bread Financial Holdingswage and hour violation2003WHD$40,320
Conseco Finance Servicing Corp.CNO Financialwage and hour violation2002WHD$145,512
Farmer's InsuranceZurich Insurancewage and hour violation2011WHD$1,520,705
RR Donnelly & Sons CompanyChatham Asset Managementwage and hour violation2016WHD$104,981
Ameritas Life Insurance CorpAmeritas Mutual Holding Companywage and hour violation2017WHD$9,019
Bank of AmericaBank of AmericaFamily and Medical Leave Act2017WHD$14,528
UBS Financial Services Inc.UBSwage and hour violation2018WHD$6,246
Ally Financial ServicesAlly Financialwage and hour violation2019WHD$198,311
JP Morgan Chase Bank N.A.JPMorgan Chasewage and hour violation2019WHD$38,336
Lincoln Financial Group Trust Company, Inc.Lincoln Nationalwage and hour violation2018WHD$17,567
World Acceptance CorporationWorld Acceptance Corporationwage and hour violation2019WHD$5,549
World Acceptance Corporation, IncWorld Acceptance Corporationwage and hour violation2019WHD$6,582
Wells Fargo Bank N.A.Wells Fargowage and hour violation2019WHD$57,675
Nationwide Mutual Insurance CoNationwidewage and hour violation2018WHD$210,373
Bank of HawaiiBank of Hawaiiwage and hour violation2018WHD$7,631
AON SERVICE CORPORATIONAonwage and hour violation2017WHD$7,406
Cleco CorporationMacquariewage and hour violation2017WHD$12,190
Ally Financial IncAlly Financialwage and hour violation2017WHD$34,169
Ally Financial, LLCAlly Financialwage and hour violation2017WHD$164,143
Buckeye Partners, LPIFM Investorswage and hour violation2017WHD$284,265
Teachers Insurance & Annuity Assoc of AmericaTIAAwage and hour violation2017WHD$9,678
Wells Fargo BankWells Fargowage and hour violation2016WHD$38,230
Franklin Templeton Distributors, Inc.Franklin ResourcesFamily and Medical Leave Act2016WHD$23,252
TMX Finance, LLCTMX Financewage and hour violation2016WHD$6,353
Guaranteed Rate INCGuaranteed Rate Inc.wage and hour violation2015WHD$184,423
Wells Fargo & CompanyWells Fargowage and hour violation2014WHD$100,001
American Express Travel Related Services Co.American Expresswage and hour violation2021WHD$5,663
Regions Financial CorporationRegions FinancialFamily and Medical Leave Act2021WHD$7,210
Nationwide Mutual Insurance CompanyNationwidewage and hour violation2021WHD$13,808
Cash America West, Inc. and First Cash, Inc.FirstCashwage and hour violation2022WA-SOLS$383,873
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2010WA-INS$10,000
National Union Fire Insurance Company Of Pittsburgh, PaAmerican International Groupinsurance violation2010WA-INS$100,000
National Union Fire Insurance Company Of Pittsburgh, PaAmerican International Groupinsurance violation2010WA-INS$40,000
National Union Fire Insurance Company Of Pittsburgh, PaAmerican International Groupinsurance violation2010WA-INS$55,000
National General Insurance CompanyAllstateinsurance violation2010WA-INS$15,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2010WA-INS$6,500
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2010WA-INS$12,000
Chicago Insurance CompanyAllianzinsurance violation2010WA-INS$7,500
Unum Life Insurance Company Of AmericaUnuminsurance violation2010WA-INS$7,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2010WA-INS$35,000
Virginia Surety Company IncAssurantinsurance violation2010WA-INS$12,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2011WA-INS$10,000
Chubb Group Of CompaniesChubb Limitedinsurance violation2011WA-INS$534,000
Homesite Insurance Company Of The MidwestAmerican Family Insuranceinsurance violation2011WA-INS$12,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011WA-INS$50,000
Progressive American Insurance CompanyProgressiveinsurance violation2011WA-INS$30,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2011WA-INS$20,000
Old Republic Title LtdOld Republic Internationalinsurance violation2011WA-INS$5,000
Metropolitan Life Insurance CompanyMetLifeinsurance violation2011WA-INS$10,000
Unum Life Insurance Company Of AmericaUnuminsurance violation2011WA-INS$75,000
American Bankers Insurance Company Of FloridaAssurantinsurance violation2011WA-INS$170,000
Victoria Fire & Casualty CompanyNationwideinsurance violation2011WA-INS$5,000
HSBC Securities USA IncHSBCinsurance violation2011WA-INS$7,000
Allstate Insurance CompanyAllstateinsurance violation2011WA-INS$50,000
Chicago Title Insurance CompanyFidelity National Financialinsurance violation2011WA-INS$10,000
Lifewise Health Plan Of WashingtonPremera Blue Crossinsurance violation2011WA-INS$10,000
Arch Insurance CompanyArch Capitalinsurance violation2011WA-INS$20,000
Lifewise Health Plan Of WashingtonPremera Blue Crossinsurance violation2011WA-INS$20,000
Fidelity National Title Insurance CompanyFidelity National Financialinsurance violation2012WA-INS$100,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2012WA-INS$5,000
Sentinel Insurance Company LtdHartford Financial Servicesinsurance violation2012WA-INS$30,000
Premera Blue CrossPremera Blue Crossinsurance violation2012WA-INS$10,000
Premera Blue CrossPremera Blue Crossinsurance violation2012WA-INS$10,000
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insuranceinsurance violation2012WA-INS$10,000
Homesite Insurance Company Of The MidwestAmerican Family Insuranceinsurance violation2012WA-INS$30,000
Old Republic Title LtdOld Republic Internationalinsurance violation2012WA-INS$8,000
Fidelity & Guaranty Life Insurance CompanyFidelity National Financialinsurance violation2012WA-INS$7,500
Hartford Insurance Company The MidwestHartford Financial Servicesinsurance violation2012WA-INS$30,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2012WA-INS$50,000
Unitrin Auto And Home Insurance CompanyKemperinsurance violation2012WA-INS$15,000
American Income Life Insurance CompanyGlobe Life Inc.insurance violation2013WA-INS$75,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2013WA-INS$10,000
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2013WA-INS$15,000
American Alternative Insurance Corporation et al.Munich Reinsurance violation2013WA-INS$10,000
Allianz Life Insurance Company Of North AmericaAllianzinsurance violation2013WA-INS$150,000
Hartford Fire Insurance Company And Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2013WA-INS$10,000
Hartford Accident & Indemnity Company et al.Hartford Financial Servicesinsurance violation2013WA-INS$100,000
Allstate Fire & Casualty Insurance CompanyAllstateinsurance violation2013WA-INS$15,000
American Guarantee & Liability Insurance Company et al.Zurich Insuranceinsurance violation2013WA-INS$50,000
Transamerica Premier Life Insurance CompanyAegoninsurance violation2013WA-INS$150,000
Transamerica Casualty Insurance CompanyAegoninsurance violation2014WA-INS$20,000
Unitrin Auto And Home Insurance CompanyKemperinsurance violation2014WA-INS$20,000
Combined Insurance Company Of AmericaChubb Limitedinsurance violation2014WA-INS$5,000
Life Insurance Company Of The SouthwestNational Life Groupinsurance violation2014WA-INS$17,500
Fidelity & Guaranty Life Insurance CompanyFidelity National Financialinsurance violation2014WA-INS$10,000
Lifewise Health Plan Of WashingtonPremera Blue Crossinsurance violation2014WA-INS$50,000
Time Insurance Company IiHaven Holdingsinsurance violation2015WA-INS$10,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2015WA-INS$30,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.