Ocwen Financial Corporation | Ocwen Financial | consumer protection violation | 2019 | ME-AG | $84,000 |
Banc of America Investment Services, Inc. | Bank of America | investor protection violation | 2008 | MD-SEC | $10,000 |
Morgan Stanley & Co. Inc. | Morgan Stanley | investor protection violation | 2008 | MD-SEC | $35,000 |
Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2008 | MD-SEC | $50,000 |
Morgan Stanley & Co. Inc. | Morgan Stanley | investor protection violation | 2009 | MD-SEC | $100,000 |
Prosper Marketplace, Inc. | Prosper Marketplace | investor protection violation | 2009 | MD-SEC | $28,706 |
Wells Fargo Advisors LLC | Wells Fargo | investor protection violation | 2012 | MD-SEC | $50,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | investor protection violation | 2013 | MD-SEC | $50,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | investor protection violation | 2017 | MD-SEC | $100,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | MD-SEC | $499,000 |
Allstate Indemnity Co. et al. | Allstate | insurance violation | 2010 | MD-INS | $10,000 |
American Modern Home Insurance Co. | Munich Re | insurance violation | 2010 | MD-INS | $5,000 |
American General Life and Accident Insurance Co. | American International Group | insurance violation | 2011 | MD-INS | $7,000 |
Travelers Casualty and Surety Company of America | Travelers | insurance violation | 2011 | MD-INS | $5,000 |
United of Omaha Life Insurance Co. | Mutual of Omaha | insurance violation | 2011 | MD-INS | $5,500 |
Gerber Life Insurance Co. | Western & Southern Financial Group | insurance violation | 2011 | MD-INS | $5,000 |
Monumental Life Insurance Co. | Aegon | insurance violation | 2011 | MD-INS | $9,000 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2011 | MD-INS | $5,000 |
Zurich American Insurance Co. et al. | Zurich Insurance | insurance violation | 2011 | MD-INS | $30,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2011 | MD-INS | $10,000 |
Commonwealth Land Title Insurance Co. | Fidelity National Financial | insurance violation | 2011 | MD-INS | $30,000 |
Commonwealth Land Title Insurance Co. et al. | Fidelity National Financial | insurance violation | 2011 | MD-INS | $30,000 |
Old Republic National Title Insurance Co. | Old Republic International | insurance violation | 2011 | MD-INS | $7,500 |
AMEX Assurance Co. | American Express | insurance violation | 2011 | MD-INS | $10,000 |
Federal Insurance Co. et al. | Chubb Limited | insurance violation | 2011 | MD-INS | $25,000 |
United States Life Insurance Company In the City of New York | American International Group | insurance violation | 2011 | MD-INS | $5,000 |
National General Assurance Co. | Allstate | insurance violation | 2011 | MD-INS | $50,000 |
Zurich American Insurance Co. | Zurich Insurance | insurance violation | 2011 | MD-INS | $125,000 |
The Prudential Insurance Company of America | Prudential Financial | insurance violation | 2011 | MD-INS | $75,000 |
Hartford Accident and Indemnity Co. et al. | Hartford Financial Services | insurance violation | 2011 | MD-INS | $125,000 |
Commonwealth Land Title Insurance Co. | Fidelity National Financial | insurance violation | 2011 | MD-INS | $30,000 |
First American Title Insurance Co. | First American Financial | insurance violation | 2011 | MD-INS | $15,000 |
Federal Insurance Co. et al. | Chubb Limited | insurance violation | 2011 | MD-INS | $15,000 |
State Farm Mutual Automobile Insurance Co. et al. | State Farm Insurance | insurance violation | 2011 | MD-INS | $10,000 |
Praetorian Insurance Co. and Redland Insurance Co. | QBE Insurance | insurance violation | 2011 | MD-INS | $10,000 |
Titan Indemnity Co. and Victoria Fire and Casualty Co. | Nationwide | insurance violation | 2011 | MD-INS | $20,000 |
Liberty Mutual Fire Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2011 | MD-INS | $15,000 |
Liberty Mutual Fire Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2011 | MD-INS | $15,000 |
Hartford Life and Accident Insurance Co. | Hartford Financial Services | insurance violation | 2011 | MD-INS | $95,000 |
Hartford Life and Accident Insurance Co. | Hartford Financial Services | insurance violation | 2011 | MD-INS | $12,500 |
Allstate Insurance Co. and Allstate Indemnity Co. | Allstate | insurance violation | 2011 | MD-INS | $40,000 |
Allstate Insurance Co. and Allstate Indemnity Co. | Allstate | insurance violation | 2011 | MD-INS | $40,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2011 | MD-INS | $125,000 |
Banner Life Insurance Co. | Legal & General Group PLC | insurance violation | 2011 | MD-INS | $8,300 |
American Family Life Assurance Company of Columbus | Aflac | insurance violation | 2012 | MD-INS | $200,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2012 | MD-INS | $11,400 |
Unum Life Insurance Company of America | Unum | insurance violation | 2012 | MD-INS | $19,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2012 | MD-INS | $175,000 |
Thrivent Financial For Lutherans | Thrivent Financial | insurance violation | 2012 | MD-INS | $8,000 |
The United States Life Insurance Company In the City of New York | American International Group | insurance violation | 2012 | MD-INS | $75,000 |
Erie Insurance Exchange | Erie Indemnity | insurance violation | 2012 | MD-INS | $50,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2012 | MD-INS | $5,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2012 | MD-INS | $15,000 |
Allstate Insurance Co. | Allstate | insurance violation | 2013 | MD-INS | $17,954 |
Phoenix Insurance Co. and Travelers Property Casualty Company of America | Travelers | insurance violation | 2013 | MD-INS | $50,000 |
Allstate Indemnity Co. et al. | Allstate | insurance violation | 2013 | MD-INS | $18,000 |
SAFECO Insurance Company of America, Inc. et al. | Liberty Mutual Insurance | insurance violation | 2013 | MD-INS | $195,000 |
Praetorian Insurance Co. and Stonington Insurance Co. | QBE Insurance | insurance violation | 2013 | MD-INS | $10,000 |
State Farm Mutual Automobile Insurance Co. | State Farm Insurance | insurance violation | 2013 | MD-INS | $15,000 |
Peerless Indemnity Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2013 | MD-INS | $5,000 |
Gerber Life Insurance Co. | Western & Southern Financial Group | insurance violation | 2013 | MD-INS | $14,000 |
Homesite Insurance Company of the Midwest | American Family Insurance | insurance violation | 2013 | MD-INS | $20,000 |
United American Insurance Co. | Globe Life Inc. | insurance violation | 2013 | MD-INS | $5,200 |
Allstate Indemnity Co. | Allstate | insurance violation | 2014 | MD-INS | $5,000 |
Fidelity & Guaranty Life Insurance Co. | Fidelity National Financial | insurance violation | 2014 | MD-INS | $8,000 |
Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2014 | MD-INS | $10,000 |
Elephant Insurance Co. | Admiral Group | insurance violation | 2014 | MD-INS | $5,000 |
United States Life Insurance Company In the City of New York | American International Group | insurance violation | 2014 | MD-INS | $25,000 |
The Travelers Indemnity Company of America et al. | Travelers | insurance violation | 2014 | MD-INS | $55,000 |
USAA Life Insurance Co. | USAA | insurance violation | 2014 | MD-INS | $9,000 |
USAA Casualty Insurance Co. et al. | USAA | insurance violation | 2014 | MD-INS | $5,000 |
SAFECO Insurance Company of America et al. | Liberty Mutual Insurance | insurance violation | 2014 | MD-INS | $5,000 |
Elephant Insurance Co. | Admiral Group | insurance violation | 2014 | MD-INS | $5,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2014 | MD-INS | $18,000 |
Hartford Casualty Insurance Co. et al. | Hartford Financial Services | insurance violation | 2014 | MD-INS | $35,000 |
Encompass Home and Auto Insurance Co. | Allstate | insurance violation | 2014 | MD-INS | $7,500 |
Time Insurance Co. | Haven Holdings | insurance violation | 2014 | MD-INS | $25,000 |
The Travelers Indemnity Company of America et al. | Travelers | insurance violation | 2014 | MD-INS | $20,400 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | insurance violation | 2014 | MD-INS | $7,500 |
AIG Property Casualty Co. | American International Group | insurance violation | 2015 | MD-INS | $22,500 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2015 | MD-INS | $8,200 |
The Standard Fire Insurance Co. | Travelers | insurance violation | 2015 | MD-INS | $8,000 |
The Standard Fire Insurance Co. | Travelers | insurance violation | 2015 | MD-INS | $10,000 |
Transamerica Premier Life Insurance Co. | Aegon | insurance violation | 2015 | MD-INS | $11,800 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2015 | MD-INS | $16,300 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2015 | MD-INS | $20,000 |
Liberty Mutual Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2015 | MD-INS | $5,500 |
Allstate Insurance Co. | Allstate | insurance violation | 2015 | MD-INS | $5,000 |
Homesite Insurance Company of the Midwest | American Family Insurance | insurance violation | 2015 | MD-INS | $5,000 |
Unitrin Direct Property & Casualty Co. et al. | Kemper | insurance violation | 2015 | MD-INS | $5,000 |
Federal Insurance Co. et al. | Chubb Limited | insurance violation | 2015 | MD-INS | $25,000 |
Empire Fire and Marine Insurance Co. et al. | Zurich Insurance | insurance violation | 2015 | MD-INS | $8,000 |
American Automobile Insurance Co. | Allianz | insurance violation | 2015 | MD-INS | $5,000 |
Fireman's Fund Insurance Co. | Allianz | insurance violation | 2015 | MD-INS | $5,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2015 | MD-INS | $9,800 |
Commonwealth Land Title Insurance Co. | Fidelity National Financial | insurance violation | 2015 | MD-INS | $10,000 |
Unum Life Insurance Company of America | Unum | insurance violation | 2015 | MD-INS | $35,000 |
LM General Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2015 | MD-INS | $8,000 |
Hartford Accident and Indemnity Co. et al. | Hartford Financial Services | insurance violation | 2015 | MD-INS | $15,000 |
State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2015 | MD-INS | $26,020 |
Penn Mutual Life Insurance Co. | Penn Mutual | insurance violation | 2015 | MD-INS | $10,400 |