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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,002,583,076
Number of Records: 6,975
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,127,193,625218
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,879,318,334102
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2017TX-INS$5,000
Arch Insurance CompanyArch Capitalinsurance violation2017TX-INS$5,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$5,000
Accident Fund National Insurance CompanyAF Groupinsurance violation2019TX-INS$5,000
XL Insurance America, Inc.AXAinsurance violation2019TX-INS$5,000
Safety National Casualty CorporationTokio Marineinsurance violation2019TX-INS$5,000
Ace American Insurance CompanyChubb Limitedinsurance violation2019TX-INS$5,000
Travelers Indemnity CompanyTravelersinsurance violation2019TX-INS$5,000
Liberty Mutual General Insurance CompanyLiberty Mutual Insuranceinsurance violation2016UT-INS$5,000
Liberty Mutual InsuranceLiberty Mutual Insuranceinsurance violation2017UT-INS$5,000
Allstate Indemnity CompanyAllstateinsurance violation2018UT-INS$5,000
MONUMENTAL LIFE INSURANCE COAegoninsurance violation2001VA-INS$5,000
AMERICAN ZURICH INSURANCE COZurich Insuranceinsurance violation2004VA-INS$5,000
ALLSTATE LIFE INSURANCE CO.Allstateinsurance violation2005VA-INS$5,000
UNITED AMERICAN INSURANCE CO.Globe Life Inc.insurance violation2005VA-INS$5,000
United Services Automobile AssociationUSAAinsurance violation2006VA-INS$5,000
Brown & Brown Insurance Agency of Virginia, Inc.Brown & Browninsurance violation2006VA-INS$5,000
Life Insurance Company of the SouthwestNational Life Groupinsurance violation2006VA-INS$5,000
Property & Casualty Insurance Company of HartfordHartford Financial Servicesinsurance violation2006VA-INS$5,000
BANNER LIFE INSURANCE COMPANYLegal & General Group PLCinsurance violation2007VA-INS$5,000
AMERICAN HOME ASSURANCE ET AL.American International Groupinsurance violation2007VA-INS$5,000
Metropolitan Property and CasualtyZurich Insuranceinsurance violation2007VA-INS$5,000
SENTINEL INSURANCE COMPANYHartford Financial Servicesinsurance violation2007VA-INS$5,000
CHUBB INDEMNITY INSURANCE, ET AL.Chubb Limitedinsurance violation2007VA-INS$5,000
CAREFIRST BLUECHOICE, INC.CareFirst of Marylandinsurance violation2008VA-INS$5,000
HARTFORD LIFE AND ANNUITY INSURANCEHartford Financial Servicesinsurance violation2008VA-INS$5,000
ALLIED HOME MORTGAGE CAPITALAmericus Mortgageconsumer protection violation2008VA-FIN$5,000
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2011VA-INS$5,000
American Economy Insurance Co.Liberty Mutual Insuranceinsurance violation2012VA-INS$5,000
CAROLINA CASUALTY INSURANCE COW.R. Berkleyinsurance violation2012VA-INS$5,000
AMERICAN AUTOMOBILE INSURANCE CORPAllianzinsurance violation2012VA-INS$5,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2013VA-INS$5,000
PRUDENTIAL INSURANCE COMPANYPrudential Financialinsurance violation2014VA-INS$5,000
OLD REPUBLIC NATIONAL TITLE INSURANCE COOld Republic Internationalinsurance violation2015VA-INS$5,000
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2019VA-INS$5,000
Next Financial Group, Inc.Atria Wealth Solutionsinvestor protection violation2020VA-SEC$5,000
Old Republic Title LtdOld Republic Internationalinsurance violation2011WA-INS$5,000
Victoria Fire & Casualty CompanyNationwideinsurance violation2011WA-INS$5,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2012WA-INS$5,000
Combined Insurance Company Of AmericaChubb Limitedinsurance violation2014WA-INS$5,000
United Of Omaha Life Insurance CompanyMutual of Omahainsurance violation2015WA-INS$5,000
Ticor Title CompanyFidelity National Financialinsurance violation2015WA-INS$5,000
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2016WA-INS$5,000
Jefferson Insurance CompanyAllianzinsurance violation2016WA-INS$5,000
Transamerica Life Insurance CompanyAegoninsurance violation2016WA-INS$5,000
American Modern Home Insurance CompanyMunich Reinsurance violation2016WA-INS$5,000
Premera Blue CrossPremera Blue Crossinsurance violation2016WA-INS$5,000
American Modern Home Insurance CompanyMunich Reinsurance violation2017WA-INS$5,000
Amco Insurance CompanyNationwideinsurance violation2017WA-INS$5,000
AGCS Marine Insurance CompanyAllianzinsurance violation2017WA-INS$5,000
Fidelity & Guaranty Life Insurance CompanyFidelity National Financialinsurance violation2018WA-INS$5,000
Premera Blue CrossPremera Blue Crossinsurance violation2019WA-INS$5,000
Ticor Title CompanyFidelity National Financialinsurance violation2019WA-INS$5,000
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$5,000
Great American Insurance Co.American Financial Groupinsurance violation2004WI-INS$5,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2004WI-INS$5,000
Progressive Northern Ins Co.Progressiveinsurance violation2005WI-INS$5,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2005WI-INS$5,000
Asurion Warranty Services, Inc.Asurioninsurance violation2007WI-INS$5,000
Infinity Insurance Co.Kemperinsurance violation2011WI-INS$5,000
Selective Insurance Company of the SoutheastSelective Insurance Groupinsurance violation2011WI-INS$5,000
Thrivent Financial for LutheransThrivent Financialinsurance violation2013WI-INS$5,000
The Hanover Insurance Co.Hanover Insuranceinsurance violation2014WI-INS$5,000
BOK Financial Securities, Inc.BOK Financialinsurance violation2020CA-INS$5,000
Crestbrook Insurance Co.Nationwideinsurance violation2020WA-INS$5,000
Cincinnati Insurance Co.Cincinnati Financialinsurance violation2020WA-INS$5,000
Guardian Life Insurance Company of AmericaGuardian Life Insuranceinsurance violation2020WA-INS$5,000
Security National Insurance Co.Zurich Insuranceinsurance violation2020WA-INS$5,000
Privilege Underwriters Reciprocal ExchangeTokio Marineinsurance violation2020WA-INS$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
HORACE MANN INSURANCE COMPANYHorace Mann Educators Corp.insurance violation2020WA-INS$5,000
RR DONNELLEYChatham Asset Managementenvironmental violation2002PA-ENV$5,000
California Physicians' Service dba. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service dba. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2020CA-MHC$5,000
California Physicians' Service dba. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
John Hancock Life Insurance Co.Manulife Financialinsurance violation2021DE-INS$5,000
RR DONNELLEY & SONSChatham Asset Managementenvironmental violation2013IL-ENV$5,000
THE HENNEGAN COChatham Asset Managementenvironmental violation2016KY-ENV$5,000
E*Trade Securities LLCMorgan Stanleyinvestor protection violation2021NH-BSR$5,000
BUCKEYE PIPE LINE CO LINDEN STATIONIFM Investorsenvironmental violation2014NJ-ENV$5,000
Liberty Northwest Insurance Corp.Liberty Mutual Insuranceinsurance violation2021OR-FIN$5,000
Safeco Insurance Company of OregonLiberty Mutual Insuranceinsurance violation2021OR-FIN$5,000
Nyrstar Gordonsville LLCTrafiguraenvironmental violation2013TN-ENV$5,000
Buckeye Terminals LLC-MacungieIFM Investorsrailroad safety violation2019FRA$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2021WA-INS$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.