| CHUBB INDEMNITY INSURANCE, ET AL. | Chubb Limited | insurance violation | 2007 | VA-INS | $5,000 |
| HARTFORD LIFE AND ANNUITY INSURANCE | Hartford Financial Services | insurance violation | 2008 | VA-INS | $5,000 |
| ALLIED HOME MORTGAGE CAPITAL | Americus Mortgage | consumer protection violation | 2008 | VA-FIN | $5,000 |
| American Guarantee and Liability Insurance Company | Zurich Insurance | insurance violation | 2011 | VA-INS | $5,000 |
| American Economy Insurance Co. | Liberty Mutual Insurance | insurance violation | 2012 | VA-INS | $5,000 |
| CAROLINA CASUALTY INSURANCE CO | W.R. Berkley | insurance violation | 2012 | VA-INS | $5,000 |
| AMERICAN AUTOMOBILE INSURANCE CORP | Allianz | insurance violation | 2012 | VA-INS | $5,000 |
| ALLSTATE INSURANCE COMPANY | Allstate | insurance violation | 2013 | VA-INS | $5,000 |
| PRUDENTIAL INSURANCE COMPANY | Prudential Financial | insurance violation | 2014 | VA-INS | $5,000 |
| OLD REPUBLIC NATIONAL TITLE INSURANCE CO | Old Republic International | insurance violation | 2015 | VA-INS | $5,000 |
| United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2019 | VA-INS | $5,000 |
| Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2020 | VA-SEC | $5,000 |
| Old Republic Title Ltd | Old Republic International | insurance violation | 2011 | WA-INS | $5,000 |
| Victoria Fire & Casualty Company | Nationwide | insurance violation | 2011 | WA-INS | $5,000 |
| State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2012 | WA-INS | $5,000 |
| Combined Insurance Company Of America | Chubb Limited | insurance violation | 2014 | WA-INS | $5,000 |
| United Of Omaha Life Insurance Company | Mutual of Omaha | insurance violation | 2015 | WA-INS | $5,000 |
| Ticor Title Company | Fidelity National Financial | insurance violation | 2015 | WA-INS | $5,000 |
| Permanent General Assurance Corporation | American Family Insurance | insurance violation | 2016 | WA-INS | $5,000 |
| Jefferson Insurance Company | Allianz | insurance violation | 2016 | WA-INS | $5,000 |
| Transamerica Life Insurance Company | Aegon | insurance violation | 2016 | WA-INS | $5,000 |
| American Modern Home Insurance Company | Munich Re | insurance violation | 2016 | WA-INS | $5,000 |
| American Modern Home Insurance Company | Munich Re | insurance violation | 2017 | WA-INS | $5,000 |
| Amco Insurance Company | Nationwide | insurance violation | 2017 | WA-INS | $5,000 |
| AGCS Marine Insurance Company | Allianz | insurance violation | 2017 | WA-INS | $5,000 |
| Fidelity & Guaranty Life Insurance Company | Fidelity National Financial | insurance violation | 2018 | WA-INS | $5,000 |
| Ticor Title Company | Fidelity National Financial | insurance violation | 2019 | WA-INS | $5,000 |
| National Union Fire Ins Co. of Pittsburgh | American International Group | insurance violation | 2003 | WI-INS | $5,000 |
| Great American Insurance Co. | American Financial Group | insurance violation | 2004 | WI-INS | $5,000 |
| Auto-Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2004 | WI-INS | $5,000 |
| Progressive Northern Ins Co. | Progressive | insurance violation | 2005 | WI-INS | $5,000 |
| Metropolitan Life Insurance Co. | MetLife | insurance violation | 2005 | WI-INS | $5,000 |
| Asurion Warranty Services, Inc. | Asurion | insurance violation | 2007 | WI-INS | $5,000 |
| Infinity Insurance Co. | Kemper | insurance violation | 2011 | WI-INS | $5,000 |
| Selective Insurance Company of the Southeast | Selective Insurance Group | insurance violation | 2011 | WI-INS | $5,000 |
| Thrivent Financial for Lutherans | Thrivent Financial | insurance violation | 2013 | WI-INS | $5,000 |
| The Hanover Insurance Co. | Hanover Insurance | insurance violation | 2014 | WI-INS | $5,000 |
| BOK Financial Securities, Inc. | BOK Financial | insurance violation | 2020 | CA-INS | $5,000 |
| Crestbrook Insurance Co. | Nationwide | insurance violation | 2020 | WA-INS | $5,000 |
| Cincinnati Insurance Co. | Cincinnati Financial | insurance violation | 2020 | WA-INS | $5,000 |
| Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2020 | WA-INS | $5,000 |
| Security National Insurance Co. | Zurich Insurance | insurance violation | 2020 | WA-INS | $5,000 |
| Privilege Underwriters Reciprocal Exchange | Tokio Marine | insurance violation | 2020 | WA-INS | $5,000 |
| HORACE MANN INSURANCE COMPANY | Horace Mann Educators Corp. | insurance violation | 2020 | WA-INS | $5,000 |
| RR DONNELLEY | Chatham Asset Management | environmental violation | 2002 | PA-ENV | $5,000 |
| Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2020 | CA-MHC | $5,000 |
| John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2021 | DE-INS | $5,000 |
| RR DONNELLEY & SONS | Chatham Asset Management | air pollution violation | 2013 | IL-ENV | $5,000 |
| THE HENNEGAN CO | Chatham Asset Management | environmental violation | 2016 | KY-ENV | $5,000 |
| E*Trade Securities LLC | Morgan Stanley | investor protection violation | 2021 | NH-BSR | $5,000 |
| BUCKEYE PIPE LINE CO LINDEN STATION | IFM Investors | air pollution violation | 2014 | NJ-ENV | $5,000 |
| Liberty Northwest Insurance Corp. | Liberty Mutual Insurance | insurance violation | 2021 | OR-FIN | $5,000 |
| Safeco Insurance Company of Oregon | Liberty Mutual Insurance | insurance violation | 2021 | OR-FIN | $5,000 |
| Nyrstar Gordonsville LLC | Trafigura | water pollution violation | 2013 | TN-ENV | $5,000 |
| Buckeye Terminals LLC-Macungie | IFM Investors | railroad safety violation | 2019 | FRA | $5,000 |
| STANDARD FIRE INSURANCE COMPANY | Travelers | insurance violation | 2021 | WA-INS | $5,000 |
| National Union Fire Insurance Company of Pittsburgh, Pa | American International Group | insurance violation | 2021 | KS-INS | $5,000 |
| Trumbull Insurance Co. | Hartford Financial Services | insurance violation | 2021 | TX-INS | $5,000 |
| Travelers Indemnity Co. | Travelers | insurance violation | 2021 | TX-INS | $5,000 |
| Ace American Insurance Co. | Chubb Limited | insurance violation | 2021 | TX-INS | $5,000 |
| Accident Fund General Insurance Co. | AF Group | insurance violation | 2021 | TX-INS | $5,000 |
| Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2021 | TX-INS | $5,000 |
| Hartford Fire Insurance Co. | Hartford Financial Services | insurance violation | 2021 | TX-INS | $5,000 |
| USAA Casualty Insurance Company et al. | USAA | insurance violation | 2021 | KS-INS | $5,000 |
| First American Title Insurance Company of Louisiana | First American Financial | insurance violation | 2021 | LA-INS | $5,000 |
| Nationwide Life And Annuity Insurance Company et al. | Nationwide | insurance violation | 2021 | WA-INS | $5,000 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2021 | WA-INS | $5,000 |
| Wedbush Morgan Securities | Wedbush Securities | air pollution violation | 2006 | CA-SCAQMD | $5,000 |
| Countrywide Home Loans | Bank of America | air pollution violation | 2000 | CA-SCAQMD | $5,000 |
| El Paso Electric Company | JPMorgan Chase | utility administrative violation | 2010 | NM-PRC | $5,000 |
| Sentry Select Insurance Company | Sentry Insurance | insurance violation | 2021 | WA-INS | $5,000 |
| Producers Agriculture Insurance Company | Tokio Marine | insurance violation | 2022 | ND-INS | $5,000 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $5,000 |
| Servicelink, LLC | Fidelity National Financial | consumer protection violation | 2022 | VA-INS | $5,000 |
| Cincinnati Insurance Company et al. | Cincinnati Financial | insurance violation | 2022 | WA-INS | $5,000 |
| Fidelity National Title Company of Washington Inc | Fidelity National Financial | insurance violation | 2022 | WA-INS | $5,000 |
| Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2022 | WI-INS | $5,000 |
| Hartford Fire Insurance Company | Hartford Financial Services | insurance violation | 2022 | TX-INS | $5,000 |
| Standard Fire Insurance Company | Travelers | insurance violation | 2022 | TX-INS | $5,000 |
| XL Insurance America Inc. | AXA | insurance violation | 2022 | TX-INS | $5,000 |
| Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2022 | TX-INS | $5,000 |
| Progressive Direct Insurance Company et al. | Progressive | insurance violation | 2022 | KS-INS | $5,000 |
| Security National Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $5,000 |
| Praetorian Insurance Company | QBE Insurance | insurance violation | 2022 | TX-INS | $5,000 |
| Selective Insurance Company of South Carolina | Selective Insurance Group | insurance violation | 2022 | VA-INS | $5,000 |
| Selective Insurance Company of the Southeast | Selective Insurance Group | insurance violation | 2022 | VA-INS | $5,000 |
| Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2022 | VA-INS | $5,000 |
| Selective Way Insurance Company | Selective Insurance Group | insurance violation | 2022 | VA-INS | $5,000 |
| ESURANCE INSURANCE COMPANY | Allstate | insurance violation | 2023 | WA-INS | $5,000 |
| Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2023 | CA-MHC | $5,000 |
| Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2023 | CA-MHC | $5,000 |
| Highmark, Inc. | Highmark Inc. | insurance violation | 2023 | SD-INS | $5,000 |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | State Farm Insurance | insurance violation | 2023 | MN-FIN | $5,000 |
| Allstate Insurance | Allstate | wage and hour violation | 2017 | MI-LEO | $5,000 |
| Allstate Insurance Company | Allstate | wage and hour violation | 2017 | MI-LEO | $5,000 |
| Bank Of America | Bank of America | wage and hour violation | 2011 | MI-LEO | $5,000 |
| Wells Fargo Clearing Services LLC | Wells Fargo | investor protection violation | 2023 | ME-SEC | $5,000 |
| Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2023 | ME-SEC | $5,000 |
| American Memorial Life Insurance Company | Assurant | insurance violation | 2023 | SD-INS | $5,000 |
| National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2023 | TX-INS | $5,000 |
| Buckeye Terminals LLC-Macungie | IFM Investors | railroad safety violation | 2019 | FRA | $5,000 |
