HSBC Bank USA, N.A. | HSBC | banking violation | 2012 | OCC | $500,000,000 |
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. | ABN AMRO | economic sanction violation | 2010 | DOJ_CRIMINAL | $500,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | banking violation | 2018 | OCC | $500,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2018 | CFPB | $500,000,000 |
Bank of America | Bank of America | investor protection violation | 2013 | MULTI-AG | $500,000,000 |
Mercer | Marsh & McLennan | accounting fraud or deficiencies | 2010 | AK-AG | $500,000,000 |
Royal Bank of Scotland | NatWest Group PLC | toxic securities abuses | 2018 | NY-AG | $500,000,000 |
Wells Fargo & Co. | Wells Fargo | investor protection violation | 2020 | SEC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000 |
Countrywide Financial Corporation | Bank of America | consumer protection violation | 2013 | private lawsuit-federal | $500,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $505,000,000 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | tax violations | 2016 | DOJ_TAX | $547,000,000 |
SunTrust Mortgage, Inc. | Truist Financial | consumer protection violation | 2014 | CFPB | $550,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $550,000,000 |
Goldman Sachs & Co. | Goldman Sachs | toxic securities abuses | 2010 | SEC | $550,000,000 |
HSBC North America Holdings Inc. | HSBC | toxic securities abuses | 2014 | FHFA | $550,000,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2016 | NY-AG | $550,000,000 |
Santander Consumer USA Inc. | Banco Santander | consumer protection violation | 2020 | MULTI-AG | $550,000,000 |
UniCredit Bank AG | UniCredit | economic sanction violation | 2019 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $553,380,759 |
Deutsche Bank AG | Deutsche Bank | tax violations | 2010 | USAO | $553,633,153 |
Republic New York Securities | HSBC | fraud | 2001 | USAO | $569,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | banking violation | 2018 | MULTI-AG | $575,000,000 |
Western Union Company | Western Union | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
Wells Fargo | Wells Fargo | toxic securities abuses | 2013 | FHFA | $591,000,000 |
Prudential Equity Group LLC | Prudential Financial | investor protection violation | 2006 | DOJ_CRIMINAL | $600,000,000 |
Alliance Capital Management | Equitable Holdings | investor protection violation | 2003 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $600,000,000 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | NY-DFS | $600,000,000 |
Commerzbank | Commerzbank | economic sanction violation | 2015 | NY-DFS | $610,000,000 |
JPMorgan Chase | JPMorgan Chase | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd. | Bank Hapoalim | tax violations | 2020 | DOJ_TAX | $616,910,000 |
ING Bank N.V. | ING | economic sanction violation | 2012 | DOJ_CRIMINAL | $619,000,000 |
ING Bank N.V. | ING | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $619,000,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2015 | DOJ_CRIMINAL | $642,000,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2012 | CFTC | $700,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $710,000,000 |
Bank of New York Mellon | Bank of New York Mellon | banking violation | 2015 | USAO | $714,000,000 |
Credit Suisse AG | UBS | tax violations | 2014 | NY-DFS | $715,000,000 |
Societe Generale S.A. | Societe Generale | economic sanction violation | 2018 | USAO | $717,200,000 |
American International Group | American International Group | investor protection violation | 2010 | OH-AG | $725,000,000 |
Citibank N.A. | Citigroup | consumer protection violation | 2015 | CFPB | $733,800,000 |
Bank of America, N.A. | Bank of America | consumer protection violation | 2014 | CFPB | $747,000,000 |
HSBC | HSBC | toxic securities abuses | 2018 | USAO | $765,000,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $775,000,000 |
UBS AG | UBS | tax violations | 2009 | DOJ_TAX | $780,000,000 |
Citibank | Citigroup | banking violation | 2013 | OCC | $793,492,868 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | CFTC | $800,000,000 |
American International Group, Inc. | American International Group | investor protection violation | 2006 | SEC | $800,000,000 |
Marsh & McLennan Companies, Inc. | Marsh & McLennan | price-fixing or anti-competitive practices | 2005 | MULTI-AG | $850,000,000 |
RBC Capital Markets Corporation | Royal Bank of Canada | investor protection violation | 2008 | MULTI-AG | $859,800,000 |
Societe Generale S.A. | Societe Generale | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | toxic securities abuses | 2013 | FHFA | $869,000,000 |
Credit Suisse | UBS | toxic securities abuses | 2014 | FHFA | $885,000,000 |
UBS Americas Inc. | UBS | toxic securities abuses | 2013 | FHFA | $885,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
JPMorgan Chase & Company | JPMorgan Chase | investor protection violation | 2020 | CFTC | $920,200,000 |
Citicorp | Citigroup | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $925,000,000 |
Bank of America Corporation | Bank of America | mortgage abuses | 2014 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $943,000,000 |
Citigroup | Citigroup | toxic securities abuses | 2013 | FHFA | $968,000,000 |
Binance Holdings, Ltd | Binance Holdings | economic sanction violation | 2023 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $968,618,825 |
Wells Fargo | Wells Fargo | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716 |
Goldman Sachs Group Inc. | Goldman Sachs | Foreign Corrupt Practices Act | 2020 | SEC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,006,000,000 |
Allianz Global Investors U.S. LLC | Allianz | investor protection violation | 2022 | SEC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,024,200,000 |
Mastercard International Inc. | MasterCard | price-fixing or anti-competitive practices | 2004 | private lawsuit-federal | $1,025,000,000 |
JPMorgan Chase | JPMorgan Chase | toxic securities abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000 |
JPMorgan Chase | JPMorgan Chase | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661 |
Glencore International A.G. and Glencore Ltd. | Glencore | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000 |
Glencore International A.G. | Glencore | price-fixing or anti-competitive practices | 2022 | CFTC | $1,186,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | False Claims Act and related | 2016 | DOJ_CIVIL | $1,200,000,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2014 | FHFA | $1,250,000,000 |
HSBC Holdings plc HSBC Bank USA N.A. | HSBC | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $1,256,000,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2018 | private lawsuit-federal | $1,266,600,000 |
Bank of America | Bank of America | toxic securities abuses | 2011 | FHFA | $1,300,000,000 |
Wells Fargo | Wells Fargo | investor protection violation | 2009 | CA-AG | $1,400,000,000 |
UBS AG | UBS | toxic securities abuses | 2023 | DOJ_CIVIL | $1,435,000,000 |
Bank of America | Bank of America | toxic securities abuses | 2011 | FHFA | $1,520,000,000 |
American International Group | American International Group | price-fixing or anti-competitive practices | 2006 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,619,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | anti-money-laundering deficiencies | 2014 | USAO | $1,700,000,000 |
Credit Suisse AG | UBS | tax violations | 2014 | DOJ_TAX | $1,800,000,000 |
Navient | Navient | consumer protection violation | 2022 | MULTI-AG | $1,850,000,000 |
Deutsche Bank AG | Deutsche Bank | toxic securities abuses | 2013 | FHFA | $1,925,000,000 |
JPMorgan Chase | JPMorgan Chase | banking violation | 2013 | OCC | $1,958,450,341 |
Wells Fargo | Wells Fargo | banking violation | 2013 | OCC | $1,991,141,181 |
Barclays Capital, Inc. | Barclays | toxic securities abuses | 2018 | USAO | $2,000,000,000 |
Danske Bank A/S | Danske Bank | anti-money-laundering deficiencies | 2022 | DOJ_CRIMINAL | $2,000,000,000 |
Visa USA | Visa | price-fixing or anti-competitive practices | 2004 | private lawsuit-federal | $2,025,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | toxic securities abuses | 2018 | DOJ_CIVIL | $2,090,000,000 |
Mastercard International Inc. | MasterCard | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $2,100,000,000 |
Ocwen Financial Corporation and Ocwen Loan Servicing | Ocwen Financial | consumer protection violation | 2013 | CFPB | $2,125,000,000 |
Citigroup Inc. | Citigroup | mortgage abuses | 2012 | DOJ | $2,202,000,000 |
BNP Paribas | BNP Paribas | economic sanction violation | 2014 | NY-DFS | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,240,000,000 |
BNP Paribas S.A. | BNP Paribas | economic sanction violation | 2014 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,243,400,000 |
Bank of America | Bank of America | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,382,415,075 |
Bank of America | Bank of America | investor protection violation | 2012 | MULTI-AG | $2,430,000,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2016 | DOJ | $2,600,000,000 |
Binance Holdings Limited et al. | Binance Holdings | investor protection violation | 2023 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,700,000,000 |
Bank of America | Bank of America | banking violation | 2013 | OCC | $2,886,578,478 |
Goldman Sachs Group Inc. | Goldman Sachs | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $2,921,088,000 |
Wells Fargo & Company | Wells Fargo | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2010 | MULTI-AG | $3,004,100,000 |
Goldman Sachs & Co. | Goldman Sachs | toxic securities abuses | 2014 | FHFA | $3,150,000,000 |
Deutsche Bank Securities, Inc. and Deutsche Bank AG | Deutsche Bank | investor protection violation | 2008 | MULTI-AG | $3,348,333,333 |