Bank of America | Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $3,250,000 |
PNC Bank | PNC Financial Services | wage and hour violation | 2016 | private lawsuit-federal | $1,500,000 |
Morgan Stanley | Morgan Stanley | wage and hour violation | 2016 | private lawsuit-federal | $5,995,000 |
AXA Advisors | Equitable Holdings | wage and hour violation | 2016 | private lawsuit-federal | $2,300,000 |
Merrill Lynch | Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $14,000,000 |
New York Life | New York Life Insurance | wage and hour violation | 2016 | private lawsuit-federal | $94,818 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2016 | private lawsuit-federal | $950,000 |
Banco Popular | Popular Inc. | wage and hour violation | 2016 | private lawsuit-federal | $50,243 |
Bank of America | Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $36,000,000 |
Bank of America | Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $2,250,000 |
NEOVIA LOGISTICS | Goldman Sachs | aviation safety violation | 2016 | FAA | $35,000 |
Invesco Trust Company | Invesco | benefit plan administrator violation | 2016 | EBSA | $10,270,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | employment discrimination | 2016 | private lawsuit-federal | $6,140,000 |
Massachusetts Mutual Life Insurance Co. | Massachusetts Mutual Life Insurance | benefit plan administrator violation | 2016 | private lawsuit-federal | $30,900,000 |
State Street Corporation | State Street Corp. | benefit plan administrator violation | 2016 | private lawsuit-federal | $60,000,000 |
Fifth Third Bancorp | Fifth Third Bancorp | benefit plan administrator violation | 2016 | private lawsuit-federal | $6,000,000 |
Transamerica Corporation | Aegon | benefit plan administrator violation | 2016 | private lawsuit-federal | $3,800,000 |
Wells Fargo Bank | Wells Fargo | employment screening violation | 2016 | private lawsuit-federal | $12,000,000 |
Bank of America | Bank of America | fraud | 2016 | DC-AG | $13,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2016 | MULTI-AG | $100,000,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2016 | NY-AG | $35,000,000 |
Barclays Capital Inc. | Barclays | toxic securities abuses | 2016 | VA-AG | $9,000,000 |
CashCall and Western Sky | CashCall Inc. | consumer protection violation | 2016 | NC-AG | $9,000,000 |
CashCall, Inc. | CashCall Inc. | consumer protection violation | 2016 | MN-AG | $11,700,000 |
CashCall, Inc., WS Funding, LLC, and Delbert Services Corporation | CashCall Inc. | consumer protection violation | 2016 | CO-AG | $7,384,005 |
Citigroup Global Markets Inc. | Citigroup | toxic securities abuses | 2016 | VA-AG | $4,750,000 |
Countrywide Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | toxic securities abuses | 2016 | VA-AG | $19,500,000 |
Credit Suisse Securities | UBS | investor protection violation | 2016 | NY-AG | $30,000,000 |
Credit Suisse Securities (USA) LLC | UBS | toxic securities abuses | 2016 | VA-AG | $1,200,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | toxic securities abuses | 2016 | VA-AG | $5,621,897 |
Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2016 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $37,000,000 |
Ditech Financial, LLC | Ditech Holding Corporation | consumer protection violation | 2016 | MA-AG | $1,400,000 |
Goldman Sachs | Goldman Sachs | toxic securities abuses | 2016 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $225,000,000 |
Goldman, Sachs & Co. | Goldman Sachs | toxic securities abuses | 2016 | VA-AG | $2,900,000 |
Great American Life | Massachusetts Mutual Life Insurance | insurance violation | 2016 | MULTI-AG | $400,000 |
Hartford Fire and Casualty Group | Hartford Financial Services | insurance violation | 2016 | MULTI-AG | $2,100,000 |
Healthnow New York | Highmark Inc. | consumer protection violation | 2016 | NY-AG | $60,000 |
Horizon Healthcare Services, Inc. | Horizon Healthcare Services | benefit plan administrator violation | 2016 | private lawsuit-federal | $33,000,000 |
HSBC | HSBC | mortgage abuses | 2016 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $59,500,000 |
HSBC | HSBC | consumer protection violation | 2016 | MA-AG | $4,000,000 |
HSBC Securities (USA) Inc. | HSBC | toxic securities abuses | 2016 | VA-AG | $2,500,000 |
Insurance Company of the State of Pennsylvania | American International Group | False Claims Act and related | 2016 | NV-AG | $300,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2016 | IL-AG | $22,500,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2016 | NY-AG | $550,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | toxic securities abuses | 2016 | VA-AG | $6,900,000 |
PayPal Inc. | PayPal Holdings | privacy violation | 2016 | TX-AG | $175,000 |
QBE Insurance | QBE Insurance | consumer protection violation | 2016 | MA-AG | $375,000 |
RBS Securities Inc. | NatWest Group PLC | toxic securities abuses | 2016 | VA-AG | $10,000,000 |
RBS Securities, Inc. | NatWest Group PLC | toxic securities abuses | 2016 | CT-AG | $120,000,000 |
Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2016 | MULTI-AG | $26,750,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2016 | MULTI-AG | $277,000 |
State Street Bank and Trust Co. | State Street Corp. | investor protection violation | 2016 | MA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,500,000 |
UBS Securities LLC | UBS | toxic securities abuses | 2016 | VA-AG | $850,000 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2016 | WV-AG | $325,000 |
Wells Fargo | Wells Fargo | consumer protection violation | 2016 | WV-AG | $8,000,000 |
Wells Fargo Bank | Wells Fargo | privacy violation | 2016 | CA-AG | $8,500,000 |
Western Sky Financial LLC, CashCall, Inc., WS Funding, LLC and Delbert Services Corp. | CashCall Inc. | consumer protection violation | 2016 | IN-AG | $1,000,000 |
Western Sky Financial, CashCall Inc. and WS Funding | CashCall Inc. | consumer protection violation | 2016 | AR-AG | $750,000 |
Allstate Insurance Co. | Allstate | insurance violation | 2016 | CA-MULTI | $600,000 |
Liberty Mutual Group, Inc. | Liberty Mutual Insurance | consumer protection violation | 2016 | CA-MULTI | $925,000 |
US Bank | U.S. Bancorp | housing code violation | 2016 | CA-LACA | $13,500,000 |
Wells Fargo | Wells Fargo | consumer protection violation | 2016 | CA-LACA | $50,000,000 |
Wells Fargo Bank | Wells Fargo | wage and hour violation | 2016 | WHD | $38,230 |
Franklin Templeton Distributors, Inc. | Franklin Resources | Family and Medical Leave Act | 2016 | WHD | $23,252 |
TMX Finance, LLC | TMX Finance | wage and hour violation | 2016 | WHD | $6,353 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2016 | AK-INS | $10,000 |
IberiaBank Mortgage Co. | First Horizon National | consumer protection violation | 2016 | AR-SEC | $50,000 |
PrimeLending, A PlainsCapital Company | Hilltop Holdings | consumer protection violation | 2016 | CA-DFPI | $1,619,523 |
SunTrust Mortgage, Inc. | Truist Financial | mortgage abuses | 2016 | CA-DFPI | $50,000 |
Highmark BCBSD Inc. | Highmark Inc. | insurance violation | 2016 | DE-INS | $383,000 |
21st Century Centennial Insurance Co. | Zurich Insurance | insurance violation | 2016 | DE-INS | $27,500 |
Progressive Northern Insurance Co. | Progressive | insurance violation | 2016 | DE-INS | $7,000 |
HomeSite Insurance Co. | American Family Insurance | insurance violation | 2016 | DE-INS | $15,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2016 | DE-INS | $55,500 |
United Services Automobile Association et al. | USAA | insurance violation | 2016 | DE-INS | $34,000 |
Companion Life Insurance Co. | BlueCross BlueShield of South Carolina | insurance violation | 2016 | DE-INS | $487,000 |
State Farm Fire & Casualty Insurance Co. and State Farm Mutual Automobile Insurance Co. | State Farm Insurance | insurance violation | 2016 | DE-INS | $28,000 |
ACE Cash Express, Inc. | ACE Cash Express | consumer protection violation | 2016 | FL-OFR | $28,000 |
Nationwide Life and Annuity Insurance Co. | Nationwide | insurance violation | 2016 | FL-OFR | $22,435 |
CashCall, Inc., Western Sky Financial, LLC, WS Funding, LLC | CashCall Inc. | payday lending violation | 2016 | FL-OFR | $500,000 |
JPMorgan Chase & Co. | JPMorgan Chase | investor protection violation | 2016 | IN-SEC | $905,000 |
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2016 | IN-SEC | $950,000 |
Farmers Insurance Company, Inc. | Zurich Insurance | insurance violation | 2016 | KS-INS | $20,000 |
American General Life Insurance Co. | American International Group | insurance violation | 2016 | KS-INS | $15,000 |
American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2016 | KS-INS | $20,000 |
LendingTree, LLC | LendingTree | consumer protection violation | 2016 | KY-FIN | $25,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2016 | KY-FIN | $6,000 |
Freedom Mortgage Corp. | Freedom Mortgage | mortgage abuses | 2016 | MA-BKG | $2,000,000 |
Lincoln Life Assurance Company of Boston | Lincoln National | insurance violation | 2016 | MD-INS | $13,200 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2016 | MD-INS | $18,000 |
Progressive Select Insurance Co. | Progressive | insurance violation | 2016 | MD-INS | $18,000 |
Progressive Specialty Insurance Co. | Progressive | insurance violation | 2016 | MD-INS | $22,500 |
Hartford Life and Accident Insurance Co. | Hartford Financial Services | insurance violation | 2016 | MD-INS | $60,000 |
Genworth Life Insurance Co. | Genworth Financial | insurance violation | 2016 | MD-INS | $37,800 |
Allied Property And Casualty Insurance Co. et al. | Nationwide | insurance violation | 2016 | MD-INS | $20,000 |
Nationwide General Insurance Co. | Nationwide | insurance violation | 2016 | MD-INS | $15,000 |
Progressive Classic Insurance Co. et al. | Progressive | insurance violation | 2016 | MD-INS | $17,500 |
Erie Insurance Exchange | Erie Indemnity | insurance violation | 2016 | MD-INS | $5,000 |
Amica Mutual Insurance Co. | Amica Mutual Insurance | insurance violation | 2016 | MD-INS | $7,500 |
Twin City Fire Insurance Co. et al. | Hartford Financial Services | insurance violation | 2016 | MD-INS | $10,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2016 | MD-INS | $5,000 |