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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
TCF National BankHuntington Bancsharesbanking violation2013OCC$10,000,000
HSBC Bank USA, National AssociationHSBCbanking violation2013OCC$249,000,000
Bank of AmericaBank of Americabanking violation2013OCC$2,886,578,478
CitibankCitigroupbanking violation2013OCC$793,492,868
JPMorgan ChaseJPMorgan Chasebanking violation2013OCC$1,958,450,341
MetLife BankMetLifebanking violation2013OCC$78,536,455
PNC Bank N.A.PNC Financial Servicesbanking violation2013OCC$180,526,382
Sovereign Bank N.A.Banco Santanderbanking violation2013OCC$16,086,180
U.S. BankU.S. Bancorpbanking violation2013OCC$208,156,501
Wells FargoWells Fargobanking violation2013OCC$1,991,141,181
HSBC Bank USA, N.A.HSBCbanking violation2012OCC$500,000,000
American Express Bank, FSBAmerican Expressbanking violation2012OCC$6,500,000
Capital One Bank (USA), National AssociationCapital One Financialbanking violation2012OCC$35,000,000
Trustmark National BankTrustmarkbanking violation2012OCC$6,250
The Park National BankPark National Corp.banking violation2011OCC$30,415
Wells Fargo Bank, National AssociationWells Fargobanking violation2011OCC$34,500,000
First Niagara Bank, National AssociationKeyCorpbanking violation2011OCC$10,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2011OCC$35,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2011OCC$2,000,000
Zions First National BankZions Bancorporationbanking violation2011OCC$8,000,000
Woodforest National BankWoodforest National Bankbanking violation2010OCC$33,000,000
City National BankRoyal Bank of Canadabanking violation2010OCC$5,250
Wachovia Bank N.A.Wells Fargobanking violation2010OCC$50,000,000
Wells Fargo Bank, N.A.Wells Fargobanking violation2016OCC$70,000,000
Wells Fargo BankWells Fargobanking violation2016OCC$35,000,000
National City BankPNC Financial Servicesbanking violation2009OCC$34,265
Wells Fargo Bank, National AssociationWells Fargobanking violation2009OCC$51,205
First Tennessee Bank National AssociationFirst Horizon Nationalbanking violation2009OCC$100,000
First National Bank of OmahaFirst National of Nebraskabanking violation2009OCC$100,000
Capital One, National AssociationCapital One Financialbanking violation2009OCC$125,000
Old National BankOld National Bancorpbanking violation2008OCC$56,000
Northern Trust, National AssociationNorthern Trustbanking violation2008OCC$125,000
Wachovia Bank, National AssociationWells Fargobanking violation2008OCC$168,900,000
Associated Bank, National AssociationAssociated Banc-Corpbanking violation2007OCC$125,000
Keybank National AssociationKeyCorpbanking violation2007OCC$27,750
First Tennessee Bank National AssociationFirst Horizon Nationalbanking violation2007OCC$125,000
Lasalle Bank MidWest National AssociationBank of Americabanking violation2007OCC$125,000
Lasalle Bank National AssociationBank of Americabanking violation2007OCC$79,524
U.S. Bank National AssociationU.S. Bancorpbanking violation2006OCC$125,000
First National Bank of OmahaFirst National of Nebraskabanking violation2006OCC$25,000
Seacoast National BankSeacoast Banking Corporation of Floridabanking violation2006OCC$16,500
Lasalle Bank MidWest National AssociationBank of Americabanking violation2005OCC$6,250,000
First Tennessee Bank National AssociationFirst Horizon Nationalbanking violation2005OCC$180,000
Wells Fargo Bank, National AssociationWells Fargobanking violation2005OCC$115,000
City National BankRoyal Bank of Canadabanking violation2005OCC$750,000
First National Bank of OmahaFirst National of Nebraskabanking violation2005OCC$20,000
Old National BankOld National Bancorpbanking violation2004OCC$12,500
Old National BankOld National Bancorpbanking violation2004OCC$7,500
Riggs Bank National AssociationPNC Financial Servicesanti-money-laundering deficiencies2004OCC$25,000,000
National City BankPNC Financial Servicesbanking violation2003OCC$56,800
Bank of ChinaBank of Chinabanking violation2002OCC$10,000,000
HSBC Bank USA, National AssociationHSBCbanking violation2017OCC$32,500,000
First Tennessee Bank National AssociationFirst Horizon Nationalbanking violation2017OCC$1,000,000
U.S. Bank National AssociationU.S. Bancorpbanking violation2017OCC$15,000,000
Rabobank National AssociationRabobankbanking violation2017OCC$58,000
UMB Bank, NAUMB Financial Corp.banking violation2017OCC$1,500,000
U.S. Bank National AssociationU.S. Bancorpbanking violation2017OCC$183,920
Citibank N.A.Citigroupanti-money-laundering deficiencies2018OCC$70,000,000
Citibank N.A.Citigroupbanking violation2017OCC$452,000
Rabobank, National AssociationRabobankanti-money-laundering deficiencies2018OCC$50,000,000
U.S. Bank National AssociationU.S. Bancorpanti-money-laundering deficiencies2018OCC$75,000,000
Flagstar Bank, FSBNew York Community Bancorpbanking violation2016OCC$500,000
Wells Fargo Bank, National AssociationWells Fargoconsumer protection violation2016OCC$20,000,000
First Niagara Bank, National AssociationKeyCorpbanking violation2016OCC$2,000,000
First National Bank of OmahaFirst National of Nebraskabanking violation2016OCC$3,000,000
Wells Fargo Bank N.A.Wells Fargobanking violation2018OCC$500,000,000
TCF National BankHuntington Bancsharesbanking violation2018OCC$3,000,000
PNC Bank, National AssociationPNC Financial Servicesbanking violation2018OCC$207,245
PNC Bank, National AssociationPNC Financial Servicesbanking violation2018OCC$15,000,000
Bank of ChinaBank of Chinabanking violation2018OCC$12,500,000
Capital One Bank (USA), National AssociationCapital One Financialanti-money-laundering deficiencies2018OCC$100,000,000
Citibank, N.A.Citigroupbanking violation2019OCC$25,000,000
Midfirst BankMidFirst Bankbanking violation2019OCC$35,000
MUFG Union Bank, National AssociationU.S. Bancorpbanking violation2019OCC$109,667
Wilmington Savings Fund Society, Federal Savings BankWSFS Financial Corp.banking violation2019OCC$85,265
Citibank, N.A.Citigroupbanking violation2019OCC$30,000,000
Citibank, N.A.Citigroupbanking violation2020OCC$17,998,510
Mutual of Omaha BankFirst Citizens BancSharesbanking violation2019OCC$98,415
Capital One Bank (USA), National AssociationCapital One Financialbanking violation2020OCC$80,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2020OCC$250,000,000
USAA Federal Savings BankUSAAbanking violation2020OCC$85,000,000
Morgan Stanley Bank, N.A.Morgan Stanleybanking violation2020OCC$60,000,000
Citibank, National AssociationCitigroupbanking violation2020OCC$400,000,000
CIT Bank, National AssociationFirst Citizens BancSharesbanking violation2020OCC$82,500
USAA Federal Savings BankUSAAbanking violation2020OCC$382,500
State Farm Bank, FSBState Farm Insurancebanking violation2020OCC$547,200
Wells Fargo Bank, National AssociationWells Fargobanking violation2021OCC$250,000,000
Cadence Bank, National AssociationCadence Bankbanking violation2021OCC$3,000,000
Trustmark National BankTrustmarkbanking violation2021OCC$4,000,000
Washington Federal Bank, National AssociationWashington Federal Inc.banking violation2021OCC$2,500,000
Washington Federal Bank, National AssociationWashington Federal Inc.banking violation2021OCC$40,500
Flagstar Bank, FSBNew York Community Bancorpbanking violation2021OCC$3,620,000
USAA Federal Savings BankUSAAanti-money-laundering deficiencies2022OCC$60,000,000
PNC Bank, National AssociationPNC Financial Servicesbanking violation2022OCC$2,614,456
Bank of America NABank of Americabanking violation2022OCC$125,000,000
MUFG Union Bank, National AssociationU.S. Bancorpbanking violation2023OCC$15,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2023OCC$60,000,000
American Express National BankAmerican Expressbanking violation2023OCC$15,000,000
City National BankRoyal Bank of Canadabanking violation2024OCC$65,000,000
U.S. Bank National AssociationU.S. Bancorpbanking violation2023OCC$15,000,000
Jackson Hewitt Inc.Jackson Hewittconsumer protection violation2004NY-NYCDCWP$125,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.