Goldman Sachs | Goldman Sachs | investor protection violation | 2015 | NY-DFS | $50,000,000 |
Deutsche Bank | Deutsche Bank | economic sanction violation | 2015 | NY-DFS | $200,000,000 |
Nationwide Property & Casualty Insurance Company | Nationwide | insurance violation | 2015 | NY-DFS | $7,000 |
National Interstate Insurance Company | American Financial Group | insurance violation | 2015 | NY-DFS | $90,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2015 | NY-DFS | $150,000,000 |
New Day Financial LLC dba New Day USA | New Day Financial LLC | consumer protection violation | 2015 | NY-DFS | $1,000,000 |
Allstate Fire and Casualty Insurance Company | Allstate | insurance violation | 2016 | NY-DFS | $50,000 |
HealthNow New York Inc. | Highmark Inc. | insurance violation | 2016 | NY-DFS | $750,000 |
Hartford Life Insurance Company | Hartford Financial Services | insurance violation | 2016 | NY-DFS | $50,000 |
TIAA-CREF Life Insurance Company | TIAA | insurance violation | 2016 | NY-DFS | $29,325 |
USAA Life Insurance Company of New York | USAA | insurance violation | 2016 | NY-DFS | $10,000 |
TIAA-CREF Life Insurance Company | TIAA | insurance violation | 2016 | NY-DFS | $139,940 |
Companion Life Insurance Company | BlueCross BlueShield of South Carolina | insurance violation | 2016 | NY-DFS | $146,485 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2016 | NY-DFS | $15,000 |
Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2016 | NY-DFS | $50,000 |
Agricultural Bank of China | Agricultural Bank of China | anti-money-laundering deficiencies | 2016 | NY-DFS | $215,000,000 |
PHH Mortgage Corporation | Ocwen Financial | mortgage abuses | 2016 | NY-DFS | $28,000,000 |
BCS Insurance Company | BCS Financial Corporation | insurance violation | 2016 | NY-DFS | $100,000 |
Intesa Sanpaolo S.p.A. | Intesa Sanpaolo | anti-money-laundering deficiencies | 2016 | NY-DFS | $235,000,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | NY-DFS | $425,000,000 |
Combined Life Insurance Company of New York | Chubb Limited | insurance violation | 2017 | NY-DFS | $23,740 |
Globe Life Insurance Company of New York | Globe Life Inc. | insurance violation | 2017 | NY-DFS | $538,375 |
United States Life Insurance Company in the City of New York | American International Group | insurance violation | 2017 | NY-DFS | $873,918 |
Variable Annuity Life Insurance Company | American International Group | insurance violation | 2017 | NY-DFS | $25,000 |
Lincoln Financial Group | Lincoln National | insurance violation | 2017 | NY-DFS | $52,200,000 |
BNP Paribas S.A. | BNP Paribas | price-fixing or anti-competitive practices | 2017 | NY-DFS | $350,000,000 |
Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2017 | NY-DFS | $135,000,000 |
John Hancock Life Insurance Company of New York | Manulife Financial | insurance violation | 2017 | NY-DFS | $73,000 |
Tokio Marine Kiln Syndicates Limited and Beazley Furlonge Limited | Tokio Marine | insurance violation | 2017 | NY-DFS | $920,000 |
PHH Mortgage Corp. | Ocwen Financial | zoning violation | 2017 | NY-DFS | $119,000 |
Western Union | Western Union | anti-money-laundering deficiencies | 2018 | NY-DFS | $60,000,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2018 | NY-DFS | $20,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2018 | NY-DFS | $750,000 |
AIG Claims Inc. | American International Group | insurance violation | 2018 | NY-DFS | $177,500 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2018 | NY-DFS | $17,000,000 |
J P Morgan Securities LLC | JPMorgan Chase | insurance violation | 2018 | NY-DFS | $11,750 |
Marsh USA Inc | Marsh & McLennan | insurance violation | 2018 | NY-DFS | $12,950 |
Goldman Sachs Group Inc. | Goldman Sachs | price-fixing or anti-competitive practices | 2018 | NY-DFS | $54,750,000 |
William Penn Life Insurance Company | Legal & General Group PLC | insurance violation | 2018 | NY-DFS | $6,300,000 |
Chubb Ltd. | Chubb Limited | insurance violation | 2018 | NY-DFS | $1,300,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2018 | NY-DFS | $205,000,000 |
American Family Life Assurance Company of New York (AFLAC) | Aflac | insurance violation | 2018 | NY-DFS | $1,138,368 |
Transamerica Financial Life Insurance Company | Aegon | insurance violation | 2018 | NY-DFS | $1,345,136 |
Sentinel Insurance Company | Hartford Financial Services | insurance violation | 2018 | NY-DFS | $1,816,596 |
Selective Insurance Companies | Selective Insurance Group | insurance violation | 2018 | NY-DFS | $4,666,268 |
HealthNow New York, Inc. | Highmark Inc. | insurance violation | 2018 | NY-DFS | $118,583 |
Societe Generale SA | Societe Generale | economic sanction violation | 2018 | NY-DFS | $420,000,000 |
National Integrity Life Insurance Company | Western & Southern Financial Group | insurance violation | 2018 | NY-DFS | $240,000 |
Oscar Insurance Corp. | Oscar Health Inc. | insurance violation | 2018 | NY-DFS | $576,950 |
Barclays Bank PLC | Barclays | workplace whistleblower retaliation | 2018 | NY-DFS | $15,000,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2019 | NY-DFS | $5,000,000 |
National Union Fire Insurance Company | American International Group | insurance violation | 2019 | NY-DFS | $5,200,000 |
Globe Life Insurance Company of New York | Globe Life Inc. | insurance violation | 2019 | NY-DFS | $7,769,000 |
MetLife Insurance Company | MetLife | insurance violation | 2019 | NY-DFS | $208,750,000 |
Standard Chartered Bank | Standard Chartered | price-fixing or anti-competitive practices | 2019 | NY-DFS | $40,000,000 |
Mercury Casualty Company | Mercury General Corporation | insurance violation | 2019 | NY-DFS | $31,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | NY-DFS | $180,000,000 |
UniCredit Group | UniCredit | economic sanction violation | 2019 | NY-DFS | $405,000,000 |
Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2019 | NY-DFS | $50,000 |
Titan Insurance Company | Nationwide | insurance violation | 2019 | NY-DFS | $149,300 |
MUFG Bank Ltd. | U.S. Bancorp | banking violation | 2019 | NY-DFS | $33,000,000 |
Bankers Conseco Life Insurance | CNO Financial | insurance violation | 2019 | NY-DFS | $27,900 |
Companion Life Insurance Co. | BlueCross BlueShield of South Carolina | insurance violation | 2019 | NY-DFS | $648,122 |
The Guardian Insurance & Annuity Company, Inc. | Guardian Life Insurance | insurance violation | 2019 | NY-DFS | $442,589 |
Northwestern Mutual Life Insurance Co. | Northwestern Mutual | insurance violation | 2019 | NY-DFS | $57,937 |
The Penn Mutual Life Insurance Co. | Penn Mutual | insurance violation | 2019 | NY-DFS | $455,584 |
The Prudential Insurance Company of America | Prudential Financial | insurance violation | 2019 | NY-DFS | $49,020 |
The United States Life Insurance Company | American International Group | insurance violation | 2019 | NY-DFS | $171,902 |
Asurion Insurance Services, Inc. and Asurion Protection Services LLC | Asurion | insurance violation | 2020 | NY-DFS | $4,000,000 |
Lincoln Life & Annuity Company of New York | Lincoln National | insurance violation | 2020 | NY-DFS | $193,166 |
MassMutual Life Insurance Company | Massachusetts Mutual Life Insurance | insurance violation | 2020 | NY-DFS | $1,399,708 |
Pacific Life & Annuity Company | Pacific Life | insurance violation | 2020 | NY-DFS | $425,533 |
Industrial Bank of Korea | Industrial Bank of Korea | anti-money-laundering deficiencies | 2020 | NY-DFS | $35,000,000 |
Bank Hapoalim B.M. | Bank Hapoalim | tax violations | 2020 | NY-DFS | $220,000,000 |
Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2020 | NY-DFS | $200,000 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2020 | NY-DFS | $20,000 |
The Signal, LP, an Assurant Company | Assurant | insurance violation | 2020 | NY-DFS | $2,800,000 |
Deutsche Bank AG and Deutsche Bank Trust Co. America | Deutsche Bank | banking violation | 2020 | NY-DFS | $150,000,000 |
MetLife | MetLife | discriminatory practices (non-employment) | 2002 | NY-DFS | $160,000,000 |
Allstate Insurance Group | Allstate | insurance violation | 2020 | NY-DFS | $1,455,368 |
State Farm Insurance Group | State Farm Insurance | insurance violation | 2020 | NY-DFS | $10,443,700 |
AIG Property Casualty Company | American International Group | insurance violation | 2020 | NY-DFS | $583,900 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2020 | NY-DFS | $6,000,000 |
Goldman Sachs Group | Goldman Sachs | investor protection violation | 2020 | NY-DFS | $150,000,000 |
New York Life Insurance & Annuity Corporation | New York Life Insurance | consumer protection violation | 2021 | NY-DFS | $10,929,000 |
American International Group | American International Group | insurance violation | 2021 | NY-DFS | $12,000,000 |
First Unum Life Insurance Company of America and Paul Revere Life Insurance Company | Unum | privacy violation | 2021 | NY-DFS | $1,800,000 |
Transamerica Financial Life Insurance Company | Aegon | insurance violation | 2020 | NY-DFS | $750,000 |
American Family Connect Insurance Company | American Family Insurance | insurance violation | 2021 | NY-DFS | $23,000 |
Erie Insurance Company of New York | Erie Indemnity | insurance violation | 2021 | NY-DFS | $22,000 |
Mercury Casualty Company | Mercury General Corporation | insurance violation | 2020 | NY-DFS | $11,000 |
Arthur J. Gallagher Risk Management Services, Inc. | Arthur J. Gallagher & Co. | insurance violation | 2020 | NY-DFS | $300,800 |
Arthur J. Gallagher Risk Management Services, Inc. | Arthur J. Gallagher & Co. | insurance violation | 2020 | NY-DFS | $39,750 |
Pacific Life Insurance Company | Pacific Life | insurance violation | 2021 | NY-DFS | $3,000,000 |
Oscar Insurance Corporation | Oscar Health Inc. | insurance violation | 2021 | NY-DFS | $1,465,800 |
Variable Annuity Life Insurance Company | American International Group | insurance violation | 2021 | NY-DFS | $230,820 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2021 | NY-DFS | $1,997,866 |
Union Security Life Insurance Company of New York | Assurant | insurance violation | 2021 | NY-DFS | $20,000 |
Allstate Life Insurance Company of New York | Allstate | insurance violation | 2021 | NY-DFS | $196,250 |
Zurich American Life Insurance Company of New York | Zurich Insurance | insurance violation | 2020 | NY-DFS | $25,000 |
ReliaStar Life Insurance Company of New York | Voya Financial | insurance violation | 2020 | NY-DFS | $169,000 |