JPMorgan Chase Bank, N.A. | JPMorgan Chase | banking violation | 2024 | OCC | $250,000,000 |
Jackson Hewitt Inc. | Jackson Hewitt | consumer protection violation | 2004 | NY-NYCDCWP | $125,000 |
H&R Block | H&R Block | consumer protection violation | 2002 | NY-NYCDCWP | $4,000,000 |
HSBC | HSBC | employment discrimination | 2020 | NY-NYCCHR | $30,000 |
Aon Risk Services | Aon | employment discrimination | 2022 | NY-NYCCHR | $80,000 |
UniCredit Bank AG | UniCredit | economic sanction violation | 2019 | NY-MANDA | $316,000,000 |
UniCredit Bank Austria AG | UniCredit | economic sanction violation | 2019 | NY-MANDA | $20,000,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | NY-MANDA | $292,000,000 |
Societe Generale | Societe Generale | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
BNP Paribas S.A. | BNP Paribas | economic sanction violation | 2014 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,243,400,000 |
Metropolitan Life Insurance Company, Inc. | MetLife | insurance violation | 2014 | NY-MANDA | $10,000,000 |
HSBC Holdings plc | HSBC | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
ING Bank, NV | ING | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000 |
Barclays plc | Barclays | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
Credit Suisse AG | UBS | economic sanction violation | 2009 | NY-MANDA | $268,000,000 |
Lloyds TSB Bank plc | Lloyds Banking Group | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
VITOL, S.A. | Vitol | kickbacks and bribery | 2007 | NY-MANDA | $17,500,000 |
Bank of America Corp. | Bank of America | anti-money-laundering deficiencies | 2006 | NY-MANDA | $7,500,000 |
Israel Discount Bank of New York | Israel Discount Bank | anti-money-laundering deficiencies | 2005 | NY-MANDA | $8,500,000 |
Citigroup, Inc. | Citigroup | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
Buckeye Albany Terminals, LLC | IFM Investors | environmental violation | 2018 | NY-ENV | $15,750 |
Buckeye Albany Terminal LLC | IFM Investors | environmental violation | 2016 | NY-ENV | $30,000 |
Buckeye Albany Terminal LLC | IFM Investors | environmental violation | 2014 | NY-ENV | $36,000 |
Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2000 | NY-DFS | $250,000 |
Citigroup | Citigroup | discriminatory practices (non-employment) | 2001 | NY-DFS | $1,000,000 |
U.S. Trust Corporation | Bank of America | anti-money-laundering deficiencies | 2001 | NY-DFS | $5,000,000 |
Western Union Financial Services, Inc. | Western Union | anti-money-laundering deficiencies | 2002 | NY-DFS | $8,000,000 |
Credit Agricole | Credit Agricole | banking violation | 2004 | NY-DFS | $5,000,000 |
ABN AMRO | ABN AMRO | economic sanction violation | 2005 | NY-DFS | $20,000,000 |
Israel Discount Bank of New York | Israel Discount Bank | anti-money-laundering deficiencies | 2006 | NY-DFS | $6,000,000 |
Allstate Life Insurance Company of New York | Allstate | insurance violation | 2007 | NY-DFS | $18,250,000 |
HealthNow New York Inc. | Highmark Inc. | insurance violation | 2008 | NY-DFS | $1,050,000 |
Allied Home Mortgage Capital Corporation | Americus Mortgage | consumer protection violation | 2009 | NY-DFS | $10,000 |
AXA Equitable Life Insurance Company | Equitable Holdings | insurance violation | 2010 | NY-DFS | $1,900,000 |
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc. | Citigroup | insurance violation | 2010 | NY-DFS | $2,000,000 |
HealthNow | Highmark Inc. | insurance violation | 2011 | NY-DFS | $4,492,327 |
Hartford Life Insurance Company | Hartford Financial Services | insurance violation | 2012 | NY-DFS | $24,000,000 |
HealthNow | Highmark Inc. | insurance violation | 2012 | NY-DFS | $101,640 |
Standard Chartered Bank | Standard Chartered | anti-money-laundering deficiencies | 2012 | NY-DFS | $340,000,000 |
HealthNow New York Inc. | Highmark Inc. | insurance violation | 2013 | NY-DFS | $700,000 |
Assurant, Inc. | Assurant | insurance violation | 2013 | NY-DFS | $14,000,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2013 | NY-DFS | $10,000,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2013 | NY-DFS | $4,560,000 |
Seneca Insurance Company, Inc. | Fairfax Financial Holdings | insurance violation | 2013 | NY-DFS | $50,000 |
Companion Life Insurance Company | BlueCross BlueShield of South Carolina | insurance violation | 2013 | NY-DFS | $150,000 |
Bank of Tokyo Mitsubishi-UFJ, Ltd | Mitsubishi UFJ Financial Group | economic sanction violation | 2013 | NY-DFS | $250,000,000 |
Transamerica Financial Life Insurance Company | Aegon | insurance violation | 2013 | NY-DFS | $852,418 |
Prospect Mortgage, LLC | Homebridge Financial Services | mortgage abuses | 2013 | NY-DFS | $3,427,155 |
Royal Bank of Scotland | NatWest Group PLC | economic sanction violation | 2013 | NY-DFS | $50,000,000 |
Allianz Life Insurance Company of New York | Allianz | insurance violation | 2013 | NY-DFS | $135,000 |
Travelers Home & Marine Insurance Company | Travelers | insurance violation | 2014 | NY-DFS | $100,000 |
AXA Equitable | Equitable Holdings | insurance violation | 2014 | NY-DFS | $20,000,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | insurance violation | 2014 | NY-DFS | $46,800 |
MetLife | MetLife | insurance violation | 2014 | NY-DFS | $50,000,000 |
Encompass Indemnity Company | Allstate | insurance violation | 2014 | NY-DFS | $40,100 |
Credit Suisse AG | UBS | tax violations | 2014 | NY-DFS | $715,000,000 |
Permanent General Assurance Corporation | American Family Insurance | insurance violation | 2014 | NY-DFS | $75,000 |
Investment Professionals Inc. | Ameriprise Financial | insurance violation | 2014 | NY-DFS | $10,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $7,100 |
Hartford Insurance Company of Illinois | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $7,100 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $14,450 |
Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $8,600 |
Sentinel Insurance Company, Ltd. | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $16,700 |
BNP Paribas | BNP Paribas | economic sanction violation | 2014 | NY-DFS | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,240,000,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2014 | NY-DFS | $190,000 |
21st Century Centennial Insurance Company | Zurich Insurance | insurance violation | 2014 | NY-DFS | $9,000 |
Standard Chartered Bank | Standard Chartered | anti-money-laundering deficiencies | 2014 | NY-DFS | $300,000,000 |
Erie Insurance Company of New York | Erie Indemnity | insurance violation | 2014 | NY-DFS | $9,000 |
Nationwide General Insurance Company | Nationwide | insurance violation | 2014 | NY-DFS | $32,000 |
Selective Insurance Company of New York | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Selective Way Insurance Company | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
AIG | American International Group | insurance violation | 2014 | NY-DFS | $35,000,000 |
Bank of Tokyo Mitsubishi UFJ | Mitsubishi UFJ Financial Group | economic sanction violation | 2014 | NY-DFS | $315,000,000 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2014 | NY-DFS | $48,500 |
Bank Leumi | Bank Leumi | tax violations | 2014 | NY-DFS | $130,000,000 |
American Family Home Insurance Company | Munich Re | insurance violation | 2015 | NY-DFS | $25,000 |
American Modern Home Insurance Company | Munich Re | insurance violation | 2015 | NY-DFS | $150,000 |
Granite State Insurance Company | American International Group | insurance violation | 2015 | NY-DFS | $150,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2015 | NY-DFS | $250,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | NY-DFS | $100,000 |
Harleysville Worcester Insurance Company | Nationwide | insurance violation | 2015 | NY-DFS | $76,500 |
Wells Fargo Bank | Wells Fargo | consumer protection violation | 2015 | NY-DFS | $4,000,000 |
Virginia Surety Company, Inc. | Assurant | insurance violation | 2015 | NY-DFS | $10,000 |
Commerzbank | Commerzbank | economic sanction violation | 2015 | NY-DFS | $610,000,000 |
Ameritas Life Insurance Corp. of New York | Ameritas Mutual Holding Company | insurance violation | 2015 | NY-DFS | $72,975 |
Combined Life Insurance Company of New York | Chubb Limited | insurance violation | 2015 | NY-DFS | $50,000 |
21st Century Centennial Insurance Company | Zurich Insurance | insurance violation | 2015 | NY-DFS | $36,500 |
21st Century National Insurance Company | Zurich Insurance | insurance violation | 2015 | NY-DFS | $25,000 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | NY-DFS | $600,000,000 |
AXA Art Insurance Corporation | AXA | insurance violation | 2015 | NY-DFS | $70,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2015 | NY-DFS | $485,000,000 |
Bankers Conseco Life Insurance Company | CNO Financial | insurance violation | 2015 | NY-DFS | $10,270 |
Metropolitan Group Property and Casualty Insurance Company | Zurich Insurance | insurance violation | 2015 | NY-DFS | $30,000 |
Erie Insurance Company of New York | Erie Indemnity | insurance violation | 2015 | NY-DFS | $21,000 |
Credit Agricole | Credit Agricole | economic sanction violation | 2015 | NY-DFS | $385,000,000 |
Goldman Sachs | Goldman Sachs | investor protection violation | 2015 | NY-DFS | $50,000,000 |