GRANITE STATE INSURANCE CO. | American International Group | insurance violation | 2018 | VA-INS | $152,318 |
TD Securities (USA) LLC | Toronto-Dominion Bank | investor protection violation | 2022 | SEC | $152,955 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2010 | TX-INS | $153,000 |
Norwest Investment Services, Inc. | Wells Fargo | investor protection violation | 2002 | SEC | $153,245 |
Carl Ostach | IFM Investors | water pollution violation | 2021 | EPA | $153,637 |
BUCKEYE PIPELINE CO LP-BREINIGSVILLE, PA | IFM Investors | water pollution violation | 2021 | EPA | $153,637 |
Popular Mortgage, Inc. | Popular Inc. | wage and hour violation | 2011 | WHD | $153,736 |
Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2017 | RI-FIN | $154,228 |
Esurance Insurance Co. | Allstate | insurance violation | 2010 | CO-INS | $154,500 |
Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2011 | ID-FIN | $155,000 |
Oppenheimer & Co. Inc. | Oppenheimer Holdings | investor protection violation | 2012 | NH-BSR | $155,000 |
Ocwen Loan Servicing LLC | Ocwen Financial | privacy violation | 2015 | VT-FIN | $155,000 |
The Gas Company LLC (dba Hawaii Gas) | Macquarie | air pollution violation | 2014 | EPA | $155,000 |
LOUIS DREYFUS COMPANY AGRICULTURAL INDUSTRIES | Louis Dreyfus | air pollution violation | 2019 | EPA | $155,806 |
ACE American Insurance Co. | Chubb Limited | insurance violation | 2022 | ID-INS | $156,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2008 | FL-OFR | $157,000 |
BUCKEYE TERMINALS LLC - HAMMOND | IFM Investors | air pollution violation | 2015 | IN-ENV | $158,000 |
Bank of America | Bank of America | economic sanction violation | 2003 | OFAC | $158,038 |
BB&T Leasing Company | Truist Financial | consumer protection violation | 2005 | NY-AG | $159,097 |
ABN AMRO Clearing Chicago LLC | ABN AMRO | investor protection violation | 2018 | CFTC | $160,000 |
GreenSky Servicing LLC | Goldman Sachs | consumer protection violation | 2017 | NJ-AG | $160,000 |
TD Ameritrade, Inc. | Charles Schwab Corp. | investor protection violation | 2015 | MA-AG | $160,000 |
American Alternative Insurance Corporation | Munich Re | insurance violation | 2017 | TX-INS | $160,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2005 | FINRA | $160,000 |
Bank of America | Bank of America | discriminatory practices (non-employment) | 2012 | HUD | $161,180 |
Bristol West Insurance Co. | Zurich Insurance | insurance violation | 2011 | CO-INS | $161,500 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | SD-AG | $161,805 |
Ace Cash Express Inc. | ACE Cash Express | consumer protection violation | 2002 | MD-FIN | $164,000 |
Ally Financial, LLC | Ally Financial | wage and hour violation | 2017 | WHD | $164,143 |
Franklin American Mortgage | Citizens Financial Group | wage and hour violation | 2013 | private lawsuit-federal | $165,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2010 | FL-OFR | $165,000 |
First American Title Insurance Co. | First American Financial | insurance violation | 2012 | MO-INS | $165,000 |
Jefferson National Life Insurance Co. | Nationwide | insurance violation | 2021 | CA-INS | $165,342 |
TitleMax of Virginia Inc. | TMX Finance | consumer protection violation | 2014 | DC-AG | $167,257 |
Travelers Personal Insurance Company | Travelers | insurance violation | 2022 | VA-INS | $167,427 |
National General Insurance Co. | Allstate | insurance violation | 2019 | CT-INS | $167,500 |
Northern Trust Hedge Fund Services LLC | Northern Trust | investor protection violation | 2020 | SEC | $167,629 |
ReliaStar Life Insurance Company of New York | Voya Financial | insurance violation | 2020 | NY-DFS | $169,000 |
Amex Assurance Co. | American Express | insurance violation | 2006 | CA-INS | $170,000 |
American Contractors Indemnity Co. | Tokio Marine | insurance violation | 2007 | CA-INS | $170,000 |
American Bankers Insurance Company Of Florida | Assurant | insurance violation | 2011 | WA-INS | $170,000 |
UBS Financial Services, Inc. | UBS | investor protection violation | 2009 | MO-SEC | $170,175 |
Allianz Global Risks U.S. Insurance Compan | Allianz | economic sanction violation | 2019 | OFAC | $170,535 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | benefit plan administrator violation | 2011 | EBSA | $170,854 |
The United States Life Insurance Company | American International Group | insurance violation | 2019 | NY-DFS | $171,902 |
Waddell & Reed, Inc. | Macquarie | investor protection violation | 2006 | MO-SEC | $172,161 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2016 | UT-INS | $172,250 |
Gerber Life Insurance Company | Western & Southern Financial Group | wage and hour violation | 2009 | WHD | $172,799 |
MERCURY CASUALTY COMPANY | Mercury General Corporation | insurance violation | 2018 | VA-INS | $173,650 |
RR Donnelley | Chatham Asset Management | wage and hour violation | 2021 | IL-DOL | $174,600 |
RR Donnelley | Chatham Asset Management | wage and hour violation | 2021 | IL-DOL | $174,720 |
Mizuho Securities USA Inc. | Mizuho Financial | data submission deficiencies | 2013 | CFTC | $175,000 |
KeyBanc Capital Markets Inc. | KeyCorp | accounting fraud or deficiencies | 2016 | SEC | $175,000 |
Interactive Brokers LLC | Interactive Brokers Group | investor protection violation | 2007 | CFTC | $175,000 |
PayPal Inc. | PayPal Holdings | privacy violation | 2016 | TX-AG | $175,000 |
Royal Bank of Canada | Royal Bank of Canada | price-fixing or anti-competitive practices | 2013 | WV-AG | $175,000 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | insurance violation | 2005 | CA-INS | $175,000 |
Horace Mann Insurance Co. and Horace Mann Property & Casualty Insurance Co. | Horace Mann Educators Corp. | insurance violation | 2007 | CA-INS | $175,000 |
New York Life Insurance Co. | New York Life Insurance | insurance violation | 2009 | CA-INS | $175,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2012 | MD-INS | $175,000 |
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co. | CNO Financial | insurance violation | 2019 | MN-FIN | $175,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2010 | MT-FIN | $175,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2018 | RI-FIN | $175,000 |
Oppenheimer & Co. Inc. | Oppenheimer Holdings | investor protection violation | 2016 | SC-SEC | $175,000 |
Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2010 | TX-INS | $175,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2010 | TX-INS | $175,000 |
Synagro Woonsocket, LLC | Goldman Sachs | environmental violation | 2018 | RI-ENV | $175,000 |
Putnam Retail Management Limited Partnership | Franklin Resources | investor protection violation | 2007 | FINRA | $175,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2022 | WA-SEC | $175,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2011 | OFAC | $175,500 |
Great American Insurance Co. | American Financial Group | insurance violation | 2009 | MA-AG | $176,000 |
First American Title Insurance Co. | First American Financial | insurance violation | 2013 | CO-INS | $177,500 |
AIG Claims Inc. | American International Group | insurance violation | 2018 | NY-DFS | $177,500 |
Indiana Insurance Co. | Liberty Mutual Insurance | employment discrimination | 2004 | EEOC | $178,065 |
Time Insurance Company | Haven Holdings | insurance violation | 2016 | OR-FIN | $178,948 |
First Tennessee Bank National Association | First Horizon National | banking violation | 2005 | OCC | $180,000 |
Zenith Insurance Co. | Fairfax Financial Holdings | employment discrimination | 2006 | EEOC | $180,000 |
Nationwide Property and Casualty Insurance Company et al. | Nationwide | insurance violation | 2023 | MD-INS | $180,000 |
First National Bank of Pennsylvania | F.N.B. Corporation | banking violation | 2015 | OCC | $180,720 |
Nyrstar Clarksville | Trafigura | air pollution violation | 2019 | TN-ENV | $181,482 |
UNITED SERVICES AUTOMOBILE ASSOCIATION ET AL. | USAA | insurance violation | 2017 | VA-INS | $182,209 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2019 | VA-INS | $183,819 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2017 | OCC | $183,920 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2019 | MD-INS | $184,000 |
Guaranteed Rate INC | Guaranteed Rate Inc. | wage and hour violation | 2015 | WHD | $184,423 |
Ameriprise Financial | Ameriprise Financial | wage and hour violation | 2011 | private lawsuit-federal | $185,000 |
Fidelity National Title Insurance Co. | Fidelity National Financial | insurance violation | 2011 | CA-INS | $185,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2011 | CA-INS | $185,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2013 | MO-SEC | $185,000 |
Comerica Securities, Inc. | Comerica | investor protection violation | 2019 | SEC | $186,377 |
RBC Capital Markets, LLC | Royal Bank of Canada | investor protection violation | 2012 | MT-FIN | $186,439 |
Jackson Hewitt Tax Service Inc. | Jackson Hewitt | consumer protection violation | 2019 | MA-AG | $187,000 |
Bank of New York Mellon | Bank of New York Mellon | employment discrimination | 2010 | NJ-AG | $188,037 |
CashCall Inc. and WS Funding LLC | CashCall Inc. | consumer protection violation | 2019 | NH-BKG | $188,800 |
CashCall, Inc. | CashCall Inc. | consumer protection violation | 2019 | NH-BKG | $188,880 |
Commonwealth Land Title Insurance Co. | Fidelity National Financial | insurance violation | 2010 | MO-INS | $188,976 |
Progressive Casualty Insurance Company et al. | Progressive | insurance violation | 2022 | NY-DFS | $189,000 |
Lawyers Title Insurance Corp. | Fidelity National Financial | insurance violation | 2010 | MO-INS | $190,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2014 | NY-DFS | $190,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2023 | PA-BKG | $190,000 |
Buckeye Partners LP | IFM Investors | pipeline safety violation | 2017 | PHMSA | $193,000 |