Northern Trust Hedge Fund Services LLC | Northern Trust | investor protection violation | 2020 | SEC | $167,629 |
National General Insurance Co. | Allstate | insurance violation | 2019 | CT-INS | $167,500 |
Travelers Personal Insurance Company | Travelers | insurance violation | 2022 | VA-INS | $167,427 |
TitleMax of Virginia Inc. | TMX Finance | consumer protection violation | 2014 | DC-AG | $167,257 |
Jefferson National Life Insurance Co. | Nationwide | insurance violation | 2021 | CA-INS | $165,342 |
Franklin American Mortgage | Citizens Financial Group | wage and hour violation | 2013 | private lawsuit-federal | $165,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2010 | FL-OFR | $165,000 |
First American Title Insurance Co. | First American Financial | insurance violation | 2012 | MO-INS | $165,000 |
Ally Financial, LLC | Ally Financial | wage and hour violation | 2017 | WHD | $164,143 |
Ace Cash Express Inc. | ACE Cash Express | consumer protection violation | 2002 | MD-FIN | $164,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | SD-AG | $161,805 |
Bristol West Insurance Co. | Zurich Insurance | insurance violation | 2011 | CO-INS | $161,500 |
Bank of America | Bank of America | discriminatory practices (non-employment) | 2012 | HUD | $161,180 |
ABN AMRO Clearing Chicago LLC | ABN AMRO | investor protection violation | 2018 | CFTC | $160,000 |
GreenSky Servicing LLC | Goldman Sachs | consumer protection violation | 2017 | NJ-AG | $160,000 |
TD Ameritrade, Inc. | Charles Schwab Corp. | investor protection violation | 2015 | MA-AG | $160,000 |
American Alternative Insurance Corporation | Munich Re | insurance violation | 2017 | TX-INS | $160,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2005 | FINRA | $160,000 |
Arthur J. Gallagher Risk Management Services Inc. | Arthur J. Gallagher & Co. | insurance violation | 2024 | NY-DFS | $159,100 |
BB&T Leasing Company | Truist Financial | consumer protection violation | 2005 | NY-AG | $159,097 |
Bank of America | Bank of America | economic sanction violation | 2003 | OFAC | $158,038 |
BUCKEYE TERMINALS LLC - HAMMOND | IFM Investors | air pollution violation | 2015 | IN-ENV | $158,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2008 | FL-OFR | $157,000 |
ACE American Insurance Co. | Chubb Limited | insurance violation | 2022 | ID-INS | $156,000 |
LOUIS DREYFUS COMPANY AGRICULTURAL INDUSTRIES | Louis Dreyfus | environmental violation | 2019 | EPA | $155,806 |
Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2011 | ID-FIN | $155,000 |
Oppenheimer & Co. Inc. | Oppenheimer Holdings | investor protection violation | 2012 | NH-BSR | $155,000 |
Ocwen Loan Servicing LLC | Ocwen Financial | privacy violation | 2015 | VT-FIN | $155,000 |
The Gas Company LLC (dba Hawaii Gas) | Macquarie | environmental violation | 2014 | EPA | $155,000 |
Esurance Insurance Co. | Allstate | insurance violation | 2010 | CO-INS | $154,500 |
Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2017 | RI-FIN | $154,228 |
Popular Mortgage, Inc. | Popular Inc. | wage and hour violation | 2011 | WHD | $153,736 |
Carl Ostach | IFM Investors | environmental violation | 2021 | EPA | $153,637 |
BUCKEYE PIPELINE CO LP-BREINIGSVILLE, PA | IFM Investors | environmental violation | 2021 | EPA | $153,637 |
Norwest Investment Services, Inc. | Wells Fargo | investor protection violation | 2002 | SEC | $153,245 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2010 | TX-INS | $153,000 |
TD Securities (USA) LLC | Toronto-Dominion Bank | investor protection violation | 2022 | SEC | $152,955 |
Credit Agricole Securities (USA) Inc. | Credit Agricole | wage and hour violation | 2016 | NY-DOL | $152,841 |
GRANITE STATE INSURANCE CO. | American International Group | insurance violation | 2018 | VA-INS | $152,318 |
Deutsche Bank | Deutsche Bank | investor protection violation | 2009 | FINRA | $152,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2010 | AK-DBS | $150,507 |
First American Title Insurance Co. | First American Financial | insurance violation | 2007 | MO-INS | $150,344 |
Torchmark Corporation | Globe Life Inc. | Medicare Parts C and D Enforcement Action | 2013 | CMS | $150,000 |
INTL FCStone | StoneX Group | accounting fraud or deficiencies | 2016 | SEC | $150,000 |
Australia and New Zealand Banking Group Ltd. | Australia and New Zealand Banking Group | investor protection violation | 2015 | CFTC | $150,000 |
Macquarie Futures USA LLC | Macquarie | investor protection violation | 2013 | CFTC | $150,000 |
R.R. Donnelley & Sons | Chatham Asset Management | employment discrimination | 2002 | EEOC | $150,000 |
Banc of America Investment Services, Inc. | Bank of America | investor protection violation | 2009 | SEC | $150,000 |
Five Star Bank | Financial Institutions Inc. | discriminatory practices (non-employment) | 2015 | NY-AG | $150,000 |
Metropolitan Life Insurance Co. | MetLife | consumer protection violation | 2004 | MA-AG | $150,000 |
PayPal | PayPal Holdings | consumer protection violation | 2004 | NY-AG | $150,000 |
American Bankers Insurance Company of Florida et al. | Assurant | insurance violation | 2004 | CA-INS | $150,000 |
Coast National Insurance Co. | Zurich Insurance | insurance violation | 2009 | CA-INS | $150,000 |
OneMain Financial Group, LLC | OneMain Holdings | consumer protection violation | 2019 | CA-DFPI | $150,000 |
State Farm Fire & Casualty Co. | State Farm Insurance | insurance violation | 2012 | DE-INS | $150,000 |
PHH Mortgage Corp. | Ocwen Financial | mortgage abuses | 2012 | IL-BKG | $150,000 |
Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2019 | MA-SEC | $150,000 |
Lincoln National Life Insurance Co. and Lincoln Financial Group | Lincoln National | insurance violation | 2013 | MN-FIN | $150,000 |
The Northwestern Mutual Life Insurance Co. | Northwestern Mutual | insurance violation | 2013 | MN-FIN | $150,000 |
Washington National Insurance Co. | CNO Financial | insurance violation | 2012 | MO-INS | $150,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | investor protection violation | 2008 | MS-SEC | $150,000 |
Companion Life Insurance Company | BlueCross BlueShield of South Carolina | insurance violation | 2013 | NY-DFS | $150,000 |
American Modern Home Insurance Company | Munich Re | insurance violation | 2015 | NY-DFS | $150,000 |
Granite State Insurance Company | American International Group | insurance violation | 2015 | NY-DFS | $150,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2008 | OR-FIN | $150,000 |
Great American Insurance Company | American Financial Group | insurance violation | 2005 | PA-INS | $150,000 |
LendingClub Corporation | LendingClub Corp. | investor protection violation | 2015 | SC-SEC | $150,000 |
MARSH USA, INC. | Marsh & McLennan | insurance violation | 2006 | VA-INS | $150,000 |
ACE CASH EXPRESS, INC. | ACE Cash Express | consumer protection violation | 2010 | VA-FIN | $150,000 |
Allianz Life Insurance Company Of North America | Allianz | insurance violation | 2013 | WA-INS | $150,000 |
Transamerica Premier Life Insurance Company | Aegon | insurance violation | 2013 | WA-INS | $150,000 |
Allstate Life Insurance Company | Allstate | insurance violation | 2018 | MULTI-FIN | $150,000 |
Janney Montgomery Scott, LLC | Penn Mutual | investor protection violation | 2020 | CT-BKG | $150,000 |
Vitol | Vitol | air pollution violation | 2007 | CA-ARB | $150,000 |
Buckeye Pipline Co. | IFM Investors | oil spill | 2006 | PA-ENV | $150,000 |
Fifth Third Securities, Inc. | Fifth Third Bancorp | investor protection violation | 2009 | FINRA | $150,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2009 | FINRA | $150,000 |
Bear, Stearns & Co., Inc. | JPMorgan Chase | investor protection violation | 2008 | FINRA | $150,000 |
BMO Capital Markets Corp. | Bank of Montreal | investor protection violation | 2008 | FINRA | $150,000 |
Cowen and Company, LLC | Toronto-Dominion Bank | investor protection violation | 2008 | FINRA | $150,000 |
Deutsche Bank Securities, Inc., | Deutsche Bank | investor protection violation | 2008 | FINRA | $150,000 |
RBC Capital Markets Corp. | Royal Bank of Canada | investor protection violation | 2008 | FINRA | $150,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2005 | FINRA | $150,000 |
Allstate Financial Services LLC | Allstate | investor protection violation | 2004 | FINRA | $150,000 |
RBC Dain Rauscher, Inc. | Royal Bank of Canada | investor protection violation | 2004 | FINRA | $150,000 |
Wells Fargo Investments, LLC | Wells Fargo | investor protection violation | 2004 | FINRA | $150,000 |
World Group Securities, Inc. | Aegon | investor protection violation | 2004 | FINRA | $150,000 |
TD Waterhouse Investor Services, Inc. | Toronto-Dominion Bank | investor protection violation | 2004 | FINRA | $150,000 |
Janus Henderson Investors US LLC | Janus Henderson | investor protection violation | 2022 | SEC | $150,000 |
Raymond James & Associates, Inc. | Raymond James Financial | investor protection violation | 2023 | MO-SEC | $150,000 |
Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2024 | NY-DFS | $150,000 |
Titan Insurance Company | Nationwide | insurance violation | 2019 | NY-DFS | $149,300 |
Synagro Technologies, Inc | Goldman Sachs | wage and hour violation | 2005 | WHD | $149,141 |
American Fire and Casualty Company and Ohio Security Insurance Company | Liberty Mutual Insurance | insurance violation | 2019 | VA-INS | $148,910 |
American International Group | American International Group | economic sanction violation | 2017 | OFAC | $148,698 |
Companion Life Insurance Co. | BlueCross BlueShield of South Carolina | insurance violation | 2019 | CO-INS | $147,775 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2010 | TX-INS | $147,000 |
Companion Life Insurance Company | BlueCross BlueShield of South Carolina | insurance violation | 2016 | NY-DFS | $146,485 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2016 | MI-FIN | $146,000 |
Conseco Finance Servicing Corp. | CNO Financial | wage and hour violation | 2002 | WHD | $145,512 |
Arch Insurance Co. | Arch Capital | insurance violation | 2016 | MO-INS | $145,000 |