Progressive Casualty Insurance Co. et al. | Progressive | insurance violation | 2004 | CA-INS | $100,000 |
Harleysville Mutual Insurance Co. | Nationwide | insurance violation | 2005 | CA-INS | $100,000 |
Workmen's Auto Insurance Co. | Mercury General Corporation | insurance violation | 2006 | CA-INS | $100,000 |
Ace Limited Insurance Group | Chubb Limited | insurance violation | 2014 | CA-INS | $100,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2009 | CT-INS | $100,000 |
Santander Consumer USA Inc. | Banco Santander | consumer protection violation | 2018 | CT-BKG | $100,000 |
LendingClub Corp. | LendingClub Corp. | investor protection violation | 2012 | FL-OFR | $100,000 |
Companion Life Insurance Co. | BlueCross BlueShield of South Carolina | insurance violation | 2017 | KS-INS | $100,000 |
Morgan Stanley D.W., Inc. | Morgan Stanley | investor protection violation | 2004 | KY-FIN | $100,000 |
Lincoln Financial Advisors Corp. | Lincoln National | investor protection violation | 2013 | MA-SEC | $100,000 |
Investment Professionals, Inc. | Ameriprise Financial | investor protection violation | 2017 | MA-SEC | $100,000 |
Morgan Stanley & Co. Inc. | Morgan Stanley | investor protection violation | 2009 | MD-SEC | $100,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | investor protection violation | 2017 | MD-SEC | $100,000 |
CUNA Mutual Insurance Society | CUNA Mutual | insurance violation | 2011 | ME-INS | $100,000 |
Progressive Northwestern Insurance Co. | Progressive | insurance violation | 2011 | ME-INS | $100,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2003 | MN-FIN | $100,000 |
American Bankers Life Assurance Company of Florida | Assurant | insurance violation | 2003 | MN-FIN | $100,000 |
National Union Fire Insurance Company of Pittsburgh, Pa. | American International Group | insurance violation | 2010 | MN-FIN | $100,000 |
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co. | Aegon | insurance violation | 2019 | MN-FIN | $100,000 |
Edward Jones | Jones Financial | investor protection violation | 2010 | MT-FIN | $100,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2010 | NH-INS | $100,000 |
Horizon Healthcare Services, Inc. | Horizon Healthcare Services | insurance violation | 2012 | NJ-DBI | $100,000 |
Pruco Securities, LLC | Prudential Financial | investor protection violation | 2013 | NJ-BOS | $100,000 |
Travelers Home & Marine Insurance Company | Travelers | insurance violation | 2014 | NY-DFS | $100,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | NY-DFS | $100,000 |
BCS Insurance Company | BCS Financial Corporation | insurance violation | 2016 | NY-DFS | $100,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2011 | OR-FIN | $100,000 |
MML Investors Services LLC | Massachusetts Mutual Life Insurance | investor protection violation | 2015 | PA-BKG | $100,000 |
Travelers Indemnity Co. | Travelers | insurance violation | 2017 | PA-INS | $100,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2015 | SD-INS | $100,000 |
American Family Life Assurance Company | Aflac | insurance violation | 2019 | SD-INS | $100,000 |
Scottrade Inc. | Charles Schwab Corp. | investor protection violation | 2016 | TX-SEC | $100,000 |
Lincoln National Life Insurance Company | Lincoln National | insurance violation | 2016 | TX-INS | $100,000 |
Travelers Casualty and Surety Company of America | Travelers | insurance violation | 2016 | TX-INS | $100,000 |
The General Automobile Insurance Company Inc. | American Family Insurance | insurance violation | 2018 | TX-INS | $100,000 |
Catlin Insurance Company Inc. | AXA | insurance violation | 2018 | UT-INS | $100,000 |
UBS FINANCIAL SERVICES, INC. | UBS | investor protection violation | 2007 | VA-SEC | $100,000 |
AIU INSURANCE COMPANY ET AL. | American International Group | insurance violation | 2008 | VA-INS | $100,000 |
National Union Fire Insurance Company Of Pittsburgh, Pa | American International Group | insurance violation | 2010 | WA-INS | $100,000 |
Fidelity National Title Insurance Company | Fidelity National Financial | insurance violation | 2012 | WA-INS | $100,000 |
Hartford Accident & Indemnity Company et al. | Hartford Financial Services | insurance violation | 2013 | WA-INS | $100,000 |
Farmers Insurance Company Of Washington | Zurich Insurance | insurance violation | 2015 | WA-INS | $100,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2016 | WA-INS | $100,000 |
Lincoln National Life Insurance Company | Lincoln National | insurance violation | 2019 | WA-INS | $100,000 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2000 | WA-INS | $100,000 |
AIG Warranty Guard, Inc. | American International Group | insurance violation | 2000 | WI-INS | $100,000 |
Conseco Senior Health Insurance Co. | CNO Financial | insurance violation | 2008 | WI-INS | $100,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2020 | MO-INS | $100,000 |
Ameritas Investment Company LLC | Ameritas Mutual Holding Company | investor protection violation | 2020 | PA-BKG | $100,000 |
Ameritas Investment Corp. | Ameritas Mutual Holding Company | investor protection violation | 2009 | FINRA | $100,000 |
UBS Financial Services, Inc. | UBS | investor protection violation | 2009 | FINRA | $100,000 |
Pruco Securities | Prudential Financial | investor protection violation | 2008 | FINRA | $100,000 |
Piper Jaffray & Co. | Piper Sandler | investor protection violation | 2008 | FINRA | $100,000 |
Northwestern Mutual Investment Services, LLC | Northwestern Mutual | investor protection violation | 2007 | FINRA | $100,000 |
AllianceBernstein Investments, Inc. | Equitable Holdings | investor protection violation | 2007 | FINRA | $100,000 |
Morgan Stanley DW Inc. | Morgan Stanley | investor protection violation | 2006 | FINRA | $100,000 |
SunTrust Capital Markets, Inc. | Truist Financial | investor protection violation | 2005 | FINRA | $100,000 |
SunAmerica Securities, Inc. | American International Group | investor protection violation | 2004 | FINRA | $100,000 |
CUNA Brokerage Services, Inc. | CUNA Mutual | investor protection violation | 2001 | FINRA | $100,000 |
Kemper Distributors, Inc. | Kemper | investor protection violation | 2000 | FINRA | $100,000 |
Prudential Securities, Inc. | Wells Fargo | investor protection violation | 2000 | FINRA | $100,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2021 | WA-INS | $100,000 |
Chubb Seguros Mexico, S.A. | Chubb Limited | insurance violation | 2022 | TX-INS | $100,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2009 | TX-PUC | $100,000 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2021 | WA-INS | $100,000 |
Acadia Insurance Company | W.R. Berkley | insurance violation | 2022 | VT-FIN | $100,000 |
State Farm Mutual Automobile Insurance Company et al. | State Farm Insurance | insurance violation | 2022 | AZ-DIFI | $100,000 |
Citizens Bank | Citizens Financial Group | employment discrimination | 2023 | EEOC | $100,000 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2024 | OR-FIN | $100,000 |
STATE FARM FIRE & CASUALTY COMPANY et al. | State Farm Insurance | insurance violation | 2024 | WA-INS | $100,000 |
NEW YORK LIFE INSURANCE COMPANY | New York Life Insurance | insurance violation | 2023 | LA-INS | $100,000 |
Esurance Insurance Services, Inc. | Allstate | insurance violation | 2024 | OR-FIN | $100,000 |
PNC Investments LLC | PNC Financial Services | investor protection violation | 2024 | PA-BKG | $100,000 |
Universal Property & Casualty Insurance Co. | Universal Insurance Holdings | insurance violation | 2009 | FL-OFR | $99,000 |
SCOR Global Life U.S. Re Insurance Company | SCOR | insurance violation | 2011 | TX-INS | $99,000 |
Glencore Ltd. | Glencore | environmental violation | 2013 | EPA | $98,954 |
Mutual of Omaha Bank | First Citizens BancShares | banking violation | 2019 | OCC | $98,415 |
Peter Cremer North America | Cremer | environmental violation | 2013 | EPA | $98,000 |
Synagro West, LLC | Goldman Sachs | wage and hour violation | 2005 | WHD | $97,862 |
Branch Banking and Trust Company | Truist Financial | investor protection violation | 2016 | SC-SEC | $97,500 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2023 | TX-INS | $97,200 |
AMERICAN BANKERS LIFE | Assurant | insurance violation | 2007 | VA-INS | $97,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2000 | FINRA | $97,000 |
The Cincinnati Insurance Company | Cincinnati Financial | insurance violation | 2021 | MD-INS | $96,980 |
Travelers Indemnity Co. et al. | Travelers | insurance violation | 2016 | VT-FIN | $96,000 |
Independent Bank | Independent Bank Corp. (Michigan) | benefit plan administrator violation | 2011 | EBSA | $95,700 |
Swiss Re Financial Products Corporation | Swiss Re | investor protection violation | 2007 | SEC | $95,000 |
Regions Financial Corporation | Regions Financial | employment discrimination | 2013 | EEOC | $95,000 |
Hartford Life and Accident Insurance Co. | Hartford Financial Services | insurance violation | 2011 | MD-INS | $95,000 |
Safeco Insurance Company of Illinois | Liberty Mutual Insurance | insurance violation | 2015 | MT-FIN | $95,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2016 | TX-SEC | $95,000 |
John Hancock Life Insurance Company | Manulife Financial | insurance violation | 2023 | RI-FIN | $95,000 |
Rocket Mortgage, LLC | Rocket Companies Inc. | discriminatory practices (non-employment) | 2024 | HUD | $95,000 |
VITOL SA, INC | Vitol | environmental violation | 2002 | EPA | $95,000 |
HOMESITE INSURANCE COMPANY | American Family Insurance | insurance violation | 2016 | VA-INS | $94,986 |
New York Life | New York Life Insurance | wage and hour violation | 2016 | private lawsuit-federal | $94,818 |
Zenith Insurance Co. | Fairfax Financial Holdings | insurance violation | 2012 | MO-INS | $93,842 |
Lawyers Title Company | Fidelity National Financial | insurance violation | 2018 | UT-INS | $93,500 |
AXA Advisors, LLC | Equitable Holdings | investor protection violation | 2010 | MO-SEC | $92,015 |
Bristol West Casualty Insurance Company and Bristol West Insurance Company | Zurich Insurance | insurance violation | 2020 | VA-INS | $91,872 |
IFCO SYSTEMS | Triton Investments Advisers | labor relations violation | 2013 | NLRB | $91,866 |