Popular Mortgage, Inc. | Popular Inc. | wage and hour violation | 2011 | WHD | $122,762 |
McGriff, Seibels & Williams of Texas, Inc. | Truist Financial | economic sanction violation | 2011 | OFAC | $122,408 |
A.G. Edwards and Sons Inc. | Wells Fargo | economic sanction violation | 2008 | OFAC | $122,358 |
Oppenheimer & Co., Inc. | Oppenheimer Holdings | investor protection violation | 2005 | MO-SEC | $122,050 |
Marsh USA Inc. | Marsh & McLennan | insurance violation | 2011 | TX-INS | $121,189 |
Highmark, Inc | Highmark Inc. | wage and hour violation | 2014 | WHD | $120,900 |
TNUS INSURANCE COMPANY ET AL. | Tokio Marine | insurance violation | 2015 | VA-INS | $120,233 |
BNY Mellon Capital Markets, LLC | Bank of New York Mellon | investor protection violation | 2015 | SEC | $120,000 |
Macquarie Capital Investment Management LLC, et al | Macquarie | investor protection violation | 2015 | SEC | $120,000 |
Brown Brothers Harriman & Co. | Brown Brothers Harriman | investor protection violation | 2014 | SEC | $120,000 |
Royal Bank of Scotland Group plc | NatWest Group PLC | investor protection violation | 2014 | SEC | $120,000 |
Progressive Direct Insurance Co. | Progressive | consumer protection violation | 2009 | MA-AG | $120,000 |
Coast National Insurance Co. | Zurich Insurance | insurance violation | 2005 | CA-INS | $120,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2007 | CA-INS | $120,000 |
AIG Property Casualty Co. | American International Group | insurance violation | 2019 | CT-INS | $120,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2015 | MO-INS | $120,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2018 | VT-FIN | $120,000 |
New Day Financial, LLC d/b/a NewDay USA | New Day Financial LLC | consumer protection violation | 2015 | WA-FIN | $120,000 |
Amica Mutual Insurance Co. | Amica Mutual Insurance | insurance violation | 2020 | TX-INS | $120,000 |
Liberty Mutual Group Inc. and Safeco Insurance Company of Oregon | Liberty Mutual Insurance | insurance violation | 2021 | OR-FIN | $120,000 |
Hartford Insurance Company of the Midwest et al. | Hartford Financial Services | insurance violation | 2021 | TX-INS | $120,000 |
SYNAGRO WOONSOCKET, LLC | Goldman Sachs | environmental violation | 2022 | RI-ENV | $120,000 |
Transamerica Financial Life Insurance Company | Aegon | insurance violation | 2023 | NY-DFS | $120,000 |
PHH Mortgage Corp. | Ocwen Financial | zoning violation | 2017 | NY-DFS | $119,000 |
HealthNow New York, Inc. | Highmark Inc. | insurance violation | 2018 | NY-DFS | $118,583 |
ACE Cash Express, Inc. | ACE Cash Express | payday lending violation | 2010 | CA-DFPI | $118,400 |
American General Life Insurance Co. | American International Group | insurance violation | 2022 | MO-INS | $117,300 |
Cash America International, Inc. | FirstCash | consumer protection violation | 2015 | KY-FIN | $116,998 |
Neovia Logistics Services | Goldman Sachs | aviation safety violation | 2015 | FAA | $116,250 |
Fidelity and Guaranty Insurance Co. | Fidelity National Financial | insurance violation | 2016 | MO-INS | $115,250 |
TD Bank, N.A. | Toronto-Dominion Bank | economic sanction violation | 2021 | OFAC | $115,005 |
Wells Fargo Bank, National Association | Wells Fargo | banking violation | 2005 | OCC | $115,000 |
Citizens Bank of Pennsylvania | Citizens Financial Group | discriminatory practices (non-employment) | 2016 | HUD | $115,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | investor protection violation | 2018 | CA-DFPI | $115,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2014 | OR-FIN | $115,000 |
AUTO OWNERS INSURANCE COMPANY | Auto-Owners Insurance | insurance violation | 2015 | VA-INS | $114,217 |
United States Fire Insurance Co. | Fairfax Financial Holdings | insurance violation | 2012 | CO-INS | $111,500 |
Societe Generale | Societe Generale | economic sanction violation | 2011 | OFAC | $111,259 |
American States Preferred Insurance Company | Liberty Mutual Insurance | insurance violation | 2021 | MD-INS | $111,176 |
Bank of America | Bank of America | employment discrimination | 2014 | EEOC | $110,000 |
Comerica Bank | Comerica | toxic securities abuses | 2008 | MI-AG | $110,000 |
Wells Fargo Financial Texas, Inc. | Wells Fargo | employment discrimination | 2003 | EEOC | $110,000 |
National Union Fire Insurance Company Of Pittsburgh, Pa | American International Group | insurance violation | 2015 | WA-INS | $110,000 |
William Penn Life Insurance Company of New York | Legal & General Group PLC | insurance violation | 2020 | NY-DFS | $110,000 |
MUFG Union Bank, National Association | U.S. Bancorp | banking violation | 2019 | OCC | $109,667 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2004 | FINRA | $109,527 |
IFCO Systems of North America, Inc. | Triton Investments Advisers | wage and hour violation | 2006 | WHD | $108,261 |
LIBERTY MUTUAL FIRE INSURANCE | Liberty Mutual Insurance | insurance violation | 2018 | VA-INS | $108,053 |
Wheelabrator Falls Inc. | Macquarie | air pollution violation | 2005 | PA-ENV | $106,849 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2020 | CT-INS | $106,000 |
American General Life Insurance Company | American International Group | insurance violation | 2021 | DE-INS | $106,000 |
Towers Perrin | Willis Towers Watson | wage and hour violation | 2005 | WHD | $105,865 |
Deutsche Bank Trust Company Americas | Deutsche Bank | banking violation | 2022 | FED | $105,500 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2015 | DE-SEC | $105,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2008 | KY-FIN | $105,000 |
LendingClub Corp. | LendingClub Corp. | investor protection violation | 2012 | MO-SEC | $105,000 |
Santander Consumer USA Inc. | Banco Santander | consumer protection violation | 2020 | VT-AG | $105,000 |
Bryn Mawr Trust Company | WSFS Financial Corp. | banking violation | 2021 | FED | $105,000 |
RR Donnelly & Sons Company | Chatham Asset Management | wage and hour violation | 2016 | WHD | $104,981 |
Freedom Mortgage Corporation | Freedom Mortgage | discriminatory practices (non-employment) | 2014 | HUD | $104,000 |
Synagro Northeast | Goldman Sachs | environmental violation | 2017 | EPA | $104,000 |
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC | Louis Dreyfus | air pollution violation | 2011 | IN-ENV | $103,750 |
Allied Cash Advance California, LLC | CNG Financial | payday lending violation | 2011 | CA-DFPI | $103,709 |
BUCKEYE PORT READING TERMINAL LLC | IFM Investors | air pollution violation | 2005 | NJ-ENV | $103,600 |
Time Insurance Co. | Haven Holdings | insurance violation | 2009 | CO-INS | $103,500 |
Allstate Insurance Company | Allstate | insurance violation | 2017 | RI-FIN | $103,414 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2012 | FL-OFR | $103,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2011 | ME-INS | $102,801 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2013 | PHMSA | $102,800 |
Bankers Life and Casualty Co. | CNO Financial | investor protection violation | 2015 | MO-SEC | $102,178 |
Illinois Union Ins Co | Chubb Limited | insurance violation | 2019 | WA-INS | $102,000 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2023 | MD-INS | $102,000 |
HealthNow | Highmark Inc. | insurance violation | 2012 | NY-DFS | $101,640 |
Prospect Mortgage, LLC | Homebridge Financial Services | consumer protection violation | 2012 | NH-BKG | $101,185 |
TD Ameritrade | Charles Schwab Corp. | investor protection violation | 2014 | SEC | $100,800 |
CashCall, Inc. and Western Sky Financial, LLC et al. | CashCall Inc. | payday lending violation | 2014 | MD-FIN | $100,018 |
Wells Fargo & Company | Wells Fargo | wage and hour violation | 2014 | WHD | $100,001 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2010 | PHMSA | $100,000 |
Republic Mortgage Insurance Corporation | Old Republic International | consumer protection violation | 2013 | CFPB | $100,000 |
Cantor Fitzgerald & Co. | Cantor Fitzgerald | investor protection violation | 2011 | CFTC | $100,000 |
Citigroup Private Bank GP, Inc. | Citigroup | investor protection violation | 2009 | CFTC | $100,000 |
National Australia Bank Ltd. | National Australia Bank | economic sanction violation | 2007 | OFAC | $100,000 |
First Tennessee Bank National Association | First Horizon National | banking violation | 2009 | OCC | $100,000 |
First National Bank of Omaha | First National of Nebraska | banking violation | 2009 | OCC | $100,000 |
Brown & Brown | Brown & Brown | employment discrimination | 2017 | EEOC | $100,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2015 | SEC | $100,000 |
Wells Fargo Bank | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $100,000 |
AXA Advisors, LLC | Equitable Holdings | investor protection violation | 2012 | SEC | $100,000 |
BB&T Securities, LLC | Truist Financial | investor protection violation | 2018 | SEC | $100,000 |
Wilmington Trust Company | M&T Bank | investor protection violation | 2007 | SEC | $100,000 |
U.S. Bancorp Piper Jaffray Inc. | Piper Sandler | investor protection violation | 2002 | SEC | $100,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2000 | SEC | $100,000 |
Citibank | Citigroup | gambling industry violation | 2002 | NY-AG | $100,000 |
E*Trade | Morgan Stanley | price-fixing or anti-competitive practices | 2012 | MULTI-AG | $100,000 |
FleetBoston Financial Corporation | Bank of America | privacy violation | 2001 | NY-AG | $100,000 |
Interactive Brokers, LLC | Interactive Brokers Group | investor protection violation | 2019 | NJ-AG | $100,000 |
Morgan Stanley & Co., LLC | Morgan Stanley | investor protection violation | 2013 | NJ-AG | $100,000 |
Santander Securities LLC | Banco Santander | consumer protection violation | 2019 | MA-AG | $100,000 |
M&T Bank | M&T Bank | employment discrimination | 2020 | EEOC | $100,000 |
Morgan Keegan & Co. | Raymond James Financial | investor protection violation | 2005 | AL-SEC | $100,000 |
Progressive Casualty Insurance Co. et al. | Progressive | insurance violation | 2004 | CA-INS | $100,000 |