Violation Tracker

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5198 Violation Tracker results found

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Company	Current Parent	Current Parent Industry	Primary Offense Type	Year	Agency	Penalty Amount
SBC Communications	AT&T	telecommunications	benefit plan administrator violation	2002	private lawsuit-federal	$10,000,000
AT&T Corporation	AT&T	telecommunications	benefit plan administrator violation	2005	private lawsuit-federal	$29,000,000
SBC Pension Benefit Plan-Nonbargained Program	AT&T	telecommunications	benefit plan administrator violation	2008	private lawsuit-federal	$16,000,000
Bellsouth Corporation	AT&T	telecommunications	benefit plan administrator violation	2006	private lawsuit-federal	$93,675,000
Ford Motor Company	Ford Motor	motor vehicles	benefit plan administrator violation	2011	private lawsuit-federal	$1,475,000
Cardinal Health, Inc.	Cardinal Health	wholesalers	benefit plan administrator violation	2007	private lawsuit-federal	$40,000,000
Cardinal Health Inc	Cardinal Health	wholesalers	benefit plan administrator violation	2008	private lawsuit-federal	$4,000,000
General Electric Company	General Electric	diversified	benefit plan administrator violation	2009	private lawsuit-federal	$40,150,000
JPMorgan Chase Bank, N.A.	JPMorgan Chase	financial services	benefit plan administrator violation	2012	private lawsuit-federal	$150,000,000
Bear Stearns Companies, Inc.	JPMorgan Chase	financial services	benefit plan administrator violation	2012	private lawsuit-federal	$10,000,000
Fannie Mae	Fannie Mae	financial services	benefit plan administrator violation	2010	private lawsuit-federal	$7,250,000
Merrill Lynch & Co., Inc.	Bank of America	financial services	benefit plan administrator violation	2009	private lawsuit-federal	$75,000,000
Countrywide Financial Corporation	Bank of America	financial services	benefit plan administrator violation	2009	private lawsuit-federal	$55,000,000
Wells Fargo Bank N.A.	Wells Fargo	financial services	benefit plan administrator violation	2014	private lawsuit-federal	$62,500,000
Wells Fargo & Company	Wells Fargo	financial services	benefit plan administrator violation	2011	private lawsuit-federal	$17,500,000
Wells Fargo & Company	Wells Fargo	financial services	benefit plan administrator violation	2015	private lawsuit-federal	$7,420,000
Wachovia Corporation	Wells Fargo	financial services	benefit plan administrator violation	2011	private lawsuit-federal	$12,350,000
Wachovia Securities	Wells Fargo	financial services	benefit plan administrator violation	2009	private lawsuit-federal	$1,005,000
McDonnell Douglas	Boeing	aerospace and military contracting	benefit plan administrator violation	2004	private lawsuit-federal	$36,000,000
Citigroup, Inc.	Citigroup	financial services	benefit plan administrator violation	2019	private lawsuit-federal	$6,900,000
Citigroup Inc.	Citigroup	financial services	benefit plan administrator violation	2014	private lawsuit-federal	$8,500,000
Comcast Corporation	Comcast	telecommunications	benefit plan administrator violation	2011	private lawsuit-federal	$5,000,000
Lowe's Companies, Inc.	Lowe's	retailing	benefit plan administrator violation	2014	private lawsuit-federal	$725,000
Metropolitan Life	MetLife	financial services	benefit plan administrator violation	2012	private lawsuit-federal	$350,000
UPS Ground Freight Inc	TFI International	freight and logistics	benefit plan administrator violation	2009	private lawsuit-federal	$3,000,000
Wyeth	Pfizer	pharmaceuticals	benefit plan administrator violation	2013	private lawsuit-federal	$2,000,000
American International Group, Inc.	American International Group	financial services	benefit plan administrator violation	2008	private lawsuit-federal	$24,200,000
HCA, Inc.	HCA Healthcare	healthcare services	benefit plan administrator violation	2009	private lawsuit-federal	$3,000,000
New York Life Insurance	New York Life Insurance	financial services	benefit plan administrator violation	2008	private lawsuit-federal	$14,000,000
New York Life Insurance Company	New York Life Insurance	financial services	benefit plan administrator violation	2017	private lawsuit-federal	$3,000,000
American Airlines, Inc.	American Airlines	airlines	benefit plan administrator violation	2017	private lawsuit-federal	$4,950,000
Connecticut General Life Insurance	Cigna	healthcare services	benefit plan administrator violation	2013	private lawsuit-federal	$8,134,207
Delta Airlines, Inc.	Delta Air Lines	airlines	benefit plan administrator violation	2005	private lawsuit-federal	$16,000,000
Honeywell International	Honeywell International	diversified	benefit plan administrator violation	2005	private lawsuit-federal	$14,000,000
Merck & Co., Inc.	Merck	pharmaceuticals	benefit plan administrator violation	2011	private lawsuit-federal	$49,500,000
UAL Corporation	United Airlines Holdings	airlines	benefit plan administrator violation	2005	private lawsuit-federal	$5,250,000
US Airways Group	American Airlines	airlines	benefit plan administrator violation	2015	private lawsuit-federal	$5,250,000
Teachers Insurance and Annuity Insurance Association of America	TIAA	financial services	benefit plan administrator violation	2017	private lawsuit-federal	$5,000,000
Massachusetts Mutual Life Insurance Co.	Massachusetts Mutual Life Insurance	financial services	benefit plan administrator violation	2016	private lawsuit-federal	$30,900,000
Massachusetts Mutual Life Insurance Co.	Massachusetts Mutual Life Insurance	financial services	benefit plan administrator violation	2015	private lawsuit-federal	$9,475,000
Rite Aid Corporation	Rite Aid	retailing	benefit plan administrator violation	2003	private lawsuit-federal	$67,760,000
AOL Time Warner			benefit plan administrator violation	2006	private lawsuit-federal	$100,000,000
AOL Time Warner			benefit plan administrator violation	2005	private lawsuit-federal	$2,900,000
St Paul Travelers Companies Inc.	Travelers	financial services	benefit plan administrator violation	2007	private lawsuit-federal	$4,450,000
Kraft Foods Global, Inc.	Kraft Heinz	food products	benefit plan administrator violation	2012	private lawsuit-federal	$9,500,000
Raytheon Co.	RTX Corporation	aerospace and military contracting	benefit plan administrator violation	2007	private lawsuit-federal	$5,500,000
Macy's, Inc.	Macy's	retailing	benefit plan administrator violation	2013	private lawsuit-federal	$8,500,000
Southern Company	Southern Company	utilities and power generation	benefit plan administrator violation	2007	private lawsuit-federal	$15,000,000
Amgen, Inc.	Amgen	pharmaceuticals	benefit plan administrator violation	2017	private lawsuit-federal	$2,750,000
Briston-Myers Squibb	Bristol-Myers Squibb	pharmaceuticals	benefit plan administrator violation	2005	private lawsuit-federal	$41,220,000
Lear Corporation	Lear Corp.	automotive parts	benefit plan administrator violation	2009	private lawsuit-federal	$5,250,000
Hartford Financial Services Group Inc.	Hartford Financial Services	financial services	benefit plan administrator violation	2012	private lawsuit-federal	$1,935,000
Hartford Life Insurance Company	Hartford Financial Services	financial services	benefit plan administrator violation	2010	private lawsuit-federal	$13,775,000
Sears Group Life Insurance	Sears	retailing	benefit plan administrator violation	2002	private lawsuit-federal	$28,000,000
Sears Roebuck & Co	Sears	retailing	benefit plan administrator violation	2007	private lawsuit-federal	$14,500,000
Sears Transition Pay Plan	Sears	retailing	benefit plan administrator violation	2012	private lawsuit-federal	$3,001,100
Bank of New York Mellon Corporation	Bank of New York Mellon	financial services	benefit plan administrator violation	2015	private lawsuit-federal	$335,000,000
Bank of New York Mellon Corporation	Bank of New York Mellon	financial services	benefit plan administrator violation	2009	private lawsuit-federal	$2,200,000
Waste Management Holdings Inc.	Waste Management Inc.	waste management and environmental services	benefit plan administrator violation	2013	private lawsuit-federal	$1,000,000
Principal Life Insurance Company	Principal Financial	financial services	benefit plan administrator violation	2015	private lawsuit-federal	$3,000,000
JC Penney Corporation	J.C. Penney	retailing	benefit plan administrator violation	2017	private lawsuit-federal	$4,500,000
Ameriprise Financial, Inc.	Ameriprise Financial	financial services	benefit plan administrator violation	2015	private lawsuit-federal	$27,500,000
State Street Bank And Trust Co.	State Street Corp.	financial services	benefit plan administrator violation	2010	private lawsuit-federal	$89,750,000
State Street Corporation	State Street Corp.	financial services	benefit plan administrator violation	2016	private lawsuit-federal	$60,000,000
Xcel Energy, Inc.	Xcel Energy	utilities and power generation	benefit plan administrator violation	2005	private lawsuit-federal	$8,000,000
UNUM Life Insurance Company of America	Unum	financial services	benefit plan administrator violation	2010	private lawsuit-federal	$5,000,000
UnitedHealth Group, Inc.	UnitedHealth Group	healthcare services	benefit plan administrator violation	2009	private lawsuit-federal	$17,000,000
Norfolk Southern Corporation	Norfolk Southern	railroads	benefit plan administrator violation	2007	private lawsuit-federal	$1,000,000
Xerox Corp.	Xerox	miscellaneous services	benefit plan administrator violation	2009	private lawsuit-federal	$51,000,000
Xerox Corporation	Xerox	miscellaneous services	benefit plan administrator violation	2004	private lawsuit-federal	$239,000,000
Bay Environmental Management Inc.	Republic Services	waste management and environmental services	benefit plan administrator violation	2011	private lawsuit-federal	$1,900,000
Conagra Foods Inc.	ConAgra Brands	food products	benefit plan administrator violation	2007	private lawsuit-federal	$4,000,000
Boston Scientific Corporation	Boston Scientific Corp.	medical equipment and supplies	benefit plan administrator violation	2010	private lawsuit-federal	$8,200,000
Guidant Corporation	Boston Scientific Corp.	medical equipment and supplies	benefit plan administrator violation	2010	private lawsuit-federal	$7,000,000
Calpine Corporation	Energy Capital Partners	private equity (including portfolio companies)	benefit plan administrator violation	2008	private lawsuit-federal	$4,200,000
Williams Co Inc.	Williams Companies	oil and gas	benefit plan administrator violation	2005	private lawsuit-federal	$55,000,000
Foot Locker, Inc.	Foot Locker	retailing	benefit plan administrator violation	2018	private lawsuit-federal	$290,000,000
Fifth Third Bancorp	Fifth Third Bancorp	financial services	benefit plan administrator violation	2016	private lawsuit-federal	$6,000,000
Owens-Illinois, Inc.	O-I Glass	paper and packaging	benefit plan administrator violation	2014	private lawsuit-federal	$9,500,000
CMS Energy Corp.	CMS Energy	utilities and power generation	benefit plan administrator violation	2006	private lawsuit-federal	$28,000,000
Dillard's Department Stores	Dillard's	retailing	benefit plan administrator violation	2007	private lawsuit-federal	$35,000,000
AK Steel Corporation	Cleveland-Cliffs	mining and minerals	benefit plan administrator violation	2011	private lawsuit-federal	$745,000
Wilmington Trust Corp.	M&T Bank	financial services	benefit plan administrator violation	2014	private lawsuit-federal	$3,000,000
Avon Products, Inc.	LG	diversified	benefit plan administrator violation	2017	private lawsuit-federal	$6,250,000
Northern Trust	Northern Trust	financial services	benefit plan administrator violation	2006	private lawsuit-federal	$37,500,000
AXA Equitable Life Insurance Company	Equitable Holdings	financial services	benefit plan administrator violation	2011	private lawsuit-federal	$2,500,000
Allianz Asset Management of America, L.P.	Allianz	financial services	benefit plan administrator violation	2018	private lawsuit-federal	$12,000,000
HSBC Bank USA	HSBC	financial services	benefit plan administrator violation	2005	private lawsuit-federal	$9,350,000
Sprint Corporation	T-Mobile US	telecommunications	benefit plan administrator violation	2006	private lawsuit-federal	$25,000,000
Farmers Group, Inc.	Zurich Insurance	financial services	benefit plan administrator violation	2012	private lawsuit-federal	$6,850,000
Fujitsu Technology and Business of America, Inc.	Fujitsu	information technology	benefit plan administrator violation	2018	private lawsuit-federal	$14,000,000
UBS Global Asset Management	UBS	financial services	benefit plan administrator violation	2006	private lawsuit-federal	$5,493,000
BP Corporation North America	BP	oil and gas	benefit plan administrator violation	2006	private lawsuit-federal	$1,450,000
Allegheny Energy, Inc.	FirstEnergy	utilities and power generation	benefit plan administrator violation	2007	private lawsuit-federal	$4,000,000
Amerada Hess Corporation	Hess Corp.	oil and gas	benefit plan administrator violation	2005	private lawsuit-federal	$2,250,000
Aon Corporation	Aon	financial services	benefit plan administrator violation	2010	private lawsuit-federal	$1,800,000
Arkema, Inc.	Arkema	chemicals	benefit plan administrator violation	2014	private lawsuit-federal	$2,800,000
Popular, Inc.	Popular Inc.	financial services	benefit plan administrator violation	2012	private lawsuit-federal	$8,200,000
Beazer Homes USA, Inc	Beazer Homes USA	construction and engineering	benefit plan administrator violation	2010	private lawsuit-federal	$5,500,000
Honeywell International	Honeywell International	diversified	benefit plan administrator violation	2015	private lawsuit-federal	$7,625,000
Briggs & Stratton Corporation	KPS Capital Partners	private equity (including portfolio companies)	benefit plan administrator violation	2016	private lawsuit-federal	$3,950,000